STOCK TITAN

United Natural Foods CEO acquires 326K shares

UNFI’s chief executive officer received 325,502 common shares from vested performance share units with no cash paid, increasing his direct holdings to 807,167 shares.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

UNITED NATURAL FOODS INC (UNFI) reported that Chief Executive Officer and director Douglas J. Alexander Jr received an equity award on September 8, 2026. He acquired 325,502 shares of common stock for no cash consideration upon the earning of performance share units granted on December 21, 2023, after the Compensation Committee certified the performance results. These performance share units are settled in common stock on a one-for-one basis. Following this award, he holds 807,167 common shares directly, and there is a separate indirect holding of 600 shares held by his spouse.

Positive

  • None.

Negative

  • None.
Insider DOUGLAS J ALEXANDER JR
Role Chief Executive Officer
Type Security Shares Price Value
Grant/Award Common Stock F1, F2 325,502 $0.00 $0.00
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 807,167 shares (Direct); Common Stock — 600 shares (Indirect, By spouse)
Footnotes (2)
  1. F1. Reflects the number of performance share units ("PSUs") earned after the Compensation Committee's certification to the achievement of performance under the terms of a PSU award granted on December 21, 2023.
  2. F2. PSUs are settled in shares of common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person.
Shares acquired from PSUs 325,502 shares Common stock received September 8, 2026 upon earning of performance share units
Direct holdings after award 807,167 shares UNFI common stock held directly by Douglas J. Alexander Jr after the transaction
Indirect spouse holdings 600 shares UNFI common stock reported as held indirectly by spouse
PSU grant date December 21, 2023 Original grant date of the performance share unit award that earned into shares
Transaction date September 8, 2026 Date when performance share units were earned and settled into common stock
Purchase price for PSUs settlement $0.00 per share PSUs settled into common stock on a one-for-one basis with no purchase price paid
performance share units financial
"Reflects the number of performance share units ("PSUs") earned after the Compensation Committee's certification"
Performance share units are a type of company stock award given to employees that depend on the company meeting specific goals or targets. If these goals are achieved, the employee receives shares or the value of shares; if not, they may receive little or no compensation. This aligns employees’ interests with the company's success and encourages performance that benefits investors.
Compensation Committee financial
"earned after the Compensation Committee's certification to the achievement of performance"
A compensation committee is a group within a company's leadership responsible for setting and reviewing how much top executives and employees are paid, including salaries, bonuses, and benefits. It matters to investors because fair and effective pay decisions can influence a company's performance, leadership motivation, and overall governance, helping ensure that the company’s management is aligned with shareholders’ interests.
settled in shares of common stock financial
"PSUs are settled in shares of common stock on a one-for-one basis"
one-for-one basis financial
"PSUs are settled in shares of common stock on a one-for-one basis"
indirect ownership financial
"reported as being held indirectly by spouse"

FAQ

What did UNFI’s CEO report in this Form 4 filing?

The filing reports that UNFI Chief Executive Officer Douglas J. Alexander Jr acquired 325,502 shares of common stock on September 8, 2026 upon the earning of performance share units granted on December 21, 2023, with no purchase price paid.

How many UNFI shares does the CEO hold after the reported transaction?

After the reported award, Douglas J. Alexander Jr holds 807,167 shares of UNFI common stock directly. In addition, there is an indirect holding of 600 shares reported as being held by his spouse.

What is the nature of the 325,502 UNFI shares acquired by the CEO?

The 325,502 shares represent common stock received upon the earning of previously granted performance share units (PSUs). The footnotes state that PSUs are settled in common stock on a one-for-one basis after the Compensation Committee certifies performance.

Did the UNFI CEO pay any price for the 325,502 shares reported?

No. The filing states that the PSUs are settled in shares of common stock on a one-for-one basis and that no purchase price was paid by Douglas J. Alexander Jr for the 325,502 shares received.

Are the reported UNFI CEO transactions under a Rule 10b5-1 trading plan?

No. The filing does not indicate that the transactions were made under a Rule 10b5-1 trading plan; the document-level trading plan box is not checked, and the footnotes describe the award as settlement of earned performance share units.

What indirect UNFI share ownership is reported for the CEO?

The filing includes a holding entry showing 600 UNFI common shares held indirectly by the CEO’s spouse. This is reported separately from his direct ownership of 807,167 shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DOUGLAS J ALEXANDER JR

(Last)(First)(Middle)
C/O UNITED NATURAL FOODS, INC.
15 PARK ROW WEST, SUITE 302

(Street)
PROVIDENCE RHODE ISLAND 02903

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
UNITED NATURAL FOODS INC [ UNFI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/08/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/08/2026A325,502(1)A$0(2)807,167D
Common Stock600IBy spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Reflects the number of performance share units ("PSUs") earned after the Compensation Committee's certification to the achievement of performance under the terms of a PSU award granted on December 21, 2023.
2. PSUs are settled in shares of common stock on a one-for-one basis. Accordingly, there was no purchase price paid by the reporting person.
Remarks:
/s/ Jody L. Hyvarinen, Power-of-Attorney, in fact09/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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