STOCK TITAN

Unum Group (UNM) EVP Andrew Walker discloses 26,143 stock-settled RSUs in Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Unum Group executive Andrew D. Walker filed an initial ownership report showing direct holdings tied to common stock. The filing indicates he holds 26,143 units linked to common shares. These are described as restricted stock units that settle on a 1-for-1 basis in common stock.

The RSUs were issued in two grants dated July 31, 2025 and March 1, 2026, and each grant vests in three nearly equal annual installments starting on the first anniversary of its grant date. This Form 3 establishes Walker’s baseline equity position as an officer of the company.

Positive

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Insider Walker Andrew D
Role EVP, Chief Cust. Ops. Officer
Type Security Shares Price Value
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 26,143 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Reported equity-linked holdings 26,143 units Stock-settled RSUs linked 1-for-1 to common stock
restricted stock units financial
"All are restricted stock units ("stock-settled RSUs"), which may be settled, on a 1-for-1 basis, only in shares of common stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
stock-settled RSUs financial
"All are restricted stock units ("stock-settled RSUs"), which may be settled, on a 1-for-1 basis, only in shares of common stock."
vesting in three near-equal annual installments financial
"the stock-settled RSUs subject to each grant vesting in three near-equal annual installments beginning on the first anniversary of the applicable grant date."
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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Walker Andrew D

(Last)(First)(Middle)
1 FOUNTAIN SQUARE

(Street)
CHATTANOOGA TENNESSEE 37402

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
06/22/2026
3. Issuer Name and Ticker or Trading Symbol
Unum Group [ UNM ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, Chief Cust. Ops. Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock26,143(1)D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. All are restricted stock units ("stock-settled RSUs"), which may be settled, on a 1-for-1 basis, only in shares of common stock. The stock-settled RSUs were issued in two grants on July 31, 2025 and March 1, 2026, with the stock-settled RSUs subject to each grant vesting in three near-equal annual installments beginning on the first anniversary of the applicable grant date.
Remarks:
/s/ Jullienne, J. Paul, Attorney-in-Fact07/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Andrew D. Walker’s Form 3 filing for Unum Group (UNM) show?

The Form 3 shows Andrew D. Walker’s initial reported holdings tied to Unum Group common stock. It discloses 26,143 restricted stock units that settle 1-for-1 in common shares, establishing his baseline equity ownership as an executive officer of the company.

How many Unum Group (UNM) share-linked units does Andrew D. Walker report on Form 3?

Andrew D. Walker reports 26,143 units linked to Unum Group common stock. These holdings are described as stock-settled restricted stock units, each convertible into one share, providing a clear picture of his direct equity-based position as of the Form 3 filing.

What type of equity does Andrew D. Walker hold in Unum Group (UNM)?

Andrew D. Walker holds stock-settled restricted stock units that may be settled only in Unum Group common stock. Each unit converts on a 1-for-1 basis into a share, aligning his compensation with Unum’s share performance through equity-linked incentives instead of only cash pay.

How do Andrew D. Walker’s Unum Group (UNM) RSU grants vest over time?

The RSUs were issued in two grants dated July 31, 2025 and March 1, 2026. Units under each grant vest in three nearly equal annual installments, beginning on the first anniversary of the respective grant date, spreading equity realization over several years of service.

Why is Andrew D. Walker’s Form 3 important for Unum Group (UNM) investors?

Form 3 establishes Andrew D. Walker’s initial equity-linked holdings as a key Unum Group officer. It discloses his 26,143 stock-settled RSUs, clarifying how much equity exposure he has and how vesting over multiple years aligns his incentives with longer-term company and shareholder outcomes.