Unum Group (UNM) EVP Andrew Walker discloses 26,143 stock-settled RSUs in Form 3
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
Unum Group executive Andrew D. Walker filed an initial ownership report showing direct holdings tied to common stock. The filing indicates he holds 26,143 units linked to common shares. These are described as restricted stock units that settle on a 1-for-1 basis in common stock.
The RSUs were issued in two grants dated July 31, 2025 and March 1, 2026, and each grant vests in three nearly equal annual installments starting on the first anniversary of its grant date. This Form 3 establishes Walker’s baseline equity position as an officer of the company.
Positive
- None.
Negative
- None.
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
Walker Andrew D
Role
EVP, Chief Cust. Ops. Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 26,143 shares (Direct, null)
Footnotes (1)
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Key Figures
Reported equity-linked holdings: 26,143 units
1 metrics
Reported equity-linked holdings
26,143 units
Stock-settled RSUs linked 1-for-1 to common stock
Key Terms
restricted stock units, stock-settled RSUs, vesting in three near-equal annual installments
3 terms
restricted stock units financial
"All are restricted stock units ("stock-settled RSUs"), which may be settled, on a 1-for-1 basis, only in shares of common stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
stock-settled RSUs financial
"All are restricted stock units ("stock-settled RSUs"), which may be settled, on a 1-for-1 basis, only in shares of common stock."
vesting in three near-equal annual installments financial
"the stock-settled RSUs subject to each grant vesting in three near-equal annual installments beginning on the first anniversary of the applicable grant date."
FAQ
What does Andrew D. Walker’s Form 3 filing for Unum Group (UNM) show?
The Form 3 shows Andrew D. Walker’s initial reported holdings tied to Unum Group common stock. It discloses 26,143 restricted stock units that settle 1-for-1 in common shares, establishing his baseline equity ownership as an executive officer of the company.
What type of equity does Andrew D. Walker hold in Unum Group (UNM)?
Andrew D. Walker holds stock-settled restricted stock units that may be settled only in Unum Group common stock. Each unit converts on a 1-for-1 basis into a share, aligning his compensation with Unum’s share performance through equity-linked incentives instead of only cash pay.
How do Andrew D. Walker’s Unum Group (UNM) RSU grants vest over time?
The RSUs were issued in two grants dated July 31, 2025 and March 1, 2026. Units under each grant vest in three nearly equal annual installments, beginning on the first anniversary of the respective grant date, spreading equity realization over several years of service.
Why is Andrew D. Walker’s Form 3 important for Unum Group (UNM) investors?
Form 3 establishes Andrew D. Walker’s initial equity-linked holdings as a key Unum Group officer. It discloses his 26,143 stock-settled RSUs, clarifying how much equity exposure he has and how vesting over multiple years aligns his incentives with longer-term company and shareholder outcomes.