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Unum Group (NYSE: UNM) grants director 2,191 RSUs vesting by 2027

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

KING GALE V. reported acquisition or exercise transactions in this Form 4 filing.

Unum Group director Gale V. King received a grant of 2,191 restricted stock units (RSUs) as equity compensation. The RSUs vest on the earlier of May 26, 2027, or the date of Unum Group's next annual meeting of shareholders. Following this grant, King holds 23,462 equity-based interests in total, including 6,078 deferred share rights (DSRs), 12,676 RSUs, and 4,708 shares of common stock, all of which can be settled on a one-for-one basis in Unum common shares.

Positive

  • None.

Negative

  • None.
Insider KING GALE V.
Role null
Type Security Shares Price Value
Grant/Award Common Stock 2,191 $0.00 --
Holdings After Transaction: Common Stock — 23,462 shares (Direct, null)
Footnotes (1)
  1. All are restricted stock units ("RSUs") vesting on the earlier of May 26, 2027, or the date of Unum Group's next annual meeting of shareholders. Includes 6,078 deferred share rights ("DSRs"), 12,676 RSUs, and 4,708 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 3,342.000 RSUs since the date of the reporting person's prior Form 4.
RSUs granted 2,191 RSUs Equity award to director Gale V. King
Vesting date May 26, 2027 Or earlier at next annual meeting of shareholders
Total holdings after grant 23,462 units/shares Combined DSRs, RSUs, and common stock after transaction
Deferred share rights 6,078 DSRs Portion of King’s total Unum equity-based interests
RSUs outstanding 12,676 RSUs Unvested restricted stock units held after the grant
Common shares held 4,708 shares Unum Group common stock held by Gale V. King
restricted stock units ("RSUs") financial
"All are restricted stock units ("RSUs") vesting on the earlier of May 26, 2027, or the date of Unum Group's next annual meeting of shareholders."
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
deferred share rights ("DSRs") financial
"Includes 6,078 deferred share rights ("DSRs"), 12,676 RSUs, and 4,708 shares of common stock."
beneficial ownership financial
"Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 3,342.000 RSUs since the date of the reporting person's prior Form 4."
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
annual meeting of shareholders financial
"vesting on the earlier of May 26, 2027, or the date of Unum Group's next annual meeting of shareholders."
A yearly gathering where a company’s owners (shareholders) vote on key items like electing the board, approving executive pay, and ratifying auditors, and receive updates on performance and strategy. Think of it as an annual town hall for owners: it matters to investors because outcomes and disclosures can affect leadership, corporate direction, dividend and governance policies, and therefore the company’s risk and potential return.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
KING GALE V.
(Last)(First)(Middle)
1 FOUNTAIN SQUARE
(Street)
CHATTANOOGA TENNESSEE 37402
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Unum Group [ UNM ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/26/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/26/2026A2,191(1)A$023,462(2)(3)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. All are restricted stock units ("RSUs") vesting on the earlier of May 26, 2027, or the date of Unum Group's next annual meeting of shareholders.
2. Includes 6,078 deferred share rights ("DSRs"), 12,676 RSUs, and 4,708 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
3. Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 3,342.000 RSUs since the date of the reporting person's prior Form 4.
Remarks:
/s/ Jullienne, J. Paul, Attorney-in-Fact05/28/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Unum Group (UNM) disclose for Gale V. King?

Unum Group disclosed that director Gale V. King received a grant of 2,191 restricted stock units. These equity awards are part of director compensation and increase her total holdings to 23,462 equity-based interests in the company, aligning her more closely with shareholder outcomes.

When do Gale V. King’s new Unum Group RSUs vest?

The 2,191 restricted stock units granted to Gale V. King vest on the earlier of May 26, 2027, or Unum Group's next annual meeting of shareholders. This time-based vesting schedule encourages continued board service and ties compensation to the company’s long-term performance.

How many Unum Group shares and rights does Gale V. King hold after this Form 4?

After the reported grant, Gale V. King holds 23,462 Unum-related equity interests. This includes 6,078 deferred share rights, 12,676 restricted stock units, and 4,708 shares of common stock, each RSU and DSR being settled on a one-for-one basis in Unum common stock.

Is Gale V. King’s Unum Group RSU grant an open-market purchase or a compensation award?

The 2,191 units reported are a compensation-related equity award, not an open-market share purchase. The Form 4 classifies the transaction under code “A” for grant or award acquisition at zero price, reflecting standard non-cash director compensation practices at public companies.

What does the zero transaction price on Gale V. King’s Unum RSU grant mean?

A zero transaction price indicates that Gale V. King did not pay cash for the 2,191 RSUs. Instead, they were granted as part of her director compensation package, delivering potential future share ownership subject to vesting, rather than representing a market purchase of stock.