Unum Group (NYSE: UNM) EVP receives RSU grant and withholds shares for tax

Rhea-AI Filing Summary

Unum Group executive Elizabeth Claire Ahmed reported a mix of equity award activity and related tax-share dispositions. On March 1, 2026, she received a grant of 6,814 stock-settled RSUs at a stated price of $0.00 per share, increasing her direct holdings to 54,564 common shares.

On the same date, she had four tax-withholding dispositions of Unum Group common stock, totaling several thousand shares at $71.73 per share, to satisfy tax obligations tied to vesting RSUs. Footnotes explain that her holdings comprise both common shares and stock-settled RSUs, which are settled on a 1-for-1 basis only in common stock.

The newly granted RSUs are scheduled to vest in three near-equal annual installments beginning on March 1, 2027, providing a multi-year equity incentive for the EVP, People & Communications.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ahmed Elizabeth Claire

(Last) (First) (Middle)

1 FOUNTAIN SQUARE

(Street)

CHATTANOOGA TN 37402

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Unum Group [ UNM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, People & Communications

3. Date of Earliest Transaction (Month/Day/Year)
03/01/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/01/2026		F		1,131(1)	D	$71.73	49,924(2)	D
Common Stock	03/01/2026		F		245(3)	D	$71.73	49,679(4)	D
Common Stock	03/01/2026		F		1,141(5)	D	$71.73	48,538(6)	D
Common Stock	03/01/2026		F		788(7)	D	$71.73	47,750(8)	D
Common Stock	03/01/2026		A		6,814(9)	A	$0	54,564(10)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,873 stock-settled RSUs (as defined in footnote (2) below).

2. Includes 13,990 restricted stock units and 35,934 shares of common stock. All restricted stock units ("stock-settled RSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

3. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,004 stock-settled RSUs.

4. Includes 12,986 stock-settled RSUs and 36,693 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

5. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,899 stock-settled RSUs.

6. Includes 10,087 stock-settled RSUs and 38,451 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

7. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,001 stock-settled RSUs.

8. Includes 8,086 stock-settled RSUs and 39,664 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

9. All are stock-settled RSUs, which vest in three near-equal annual installments beginning on March 1, 2027.

10. Includes 14,900 stock-settled RSUs and 39,664 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

Remarks:

	/s/ Jullienne, J. Paul, Attorney-in-Fact	03/03/2026
	** Signature of Reporting Person	Date
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FAQ

What insider transactions did Unum Group (UNM) report for Elizabeth Claire Ahmed?

Unum Group reported that EVP Elizabeth Claire Ahmed received 6,814 stock-settled RSUs and had four tax-withholding share dispositions on March 1, 2026. These dispositions satisfied tax obligations tied to vesting RSUs and adjusted her direct holdings of common stock and RSUs.

Was the Unum Group (UNM) insider transaction a stock sale in the open market?

The reported Unum Group insider transactions were tax-withholding dispositions, not open-market sales. Shares were withheld at $71.73 per share to cover tax obligations from vesting RSUs, as described by transaction code F and related footnotes in the filing.

How many restricted stock units did the Unum Group (UNM) EVP receive?

The Unum Group EVP, Elizabeth Claire Ahmed, received 6,814 stock-settled RSUs on March 1, 2026. These RSUs are equity awards that settle 1-for-1 in common stock and form part of her total direct holdings in Unum Group equity.

When do the new Unum Group (UNM) RSUs granted to the EVP vest?

The newly granted Unum Group RSUs to the EVP vest in three near-equal annual installments beginning on March 1, 2027. This schedule spreads the vesting over multiple years, aligning a portion of her compensation with longer-term company performance.

What is included in Elizabeth Claire Ahmed’s Unum Group (UNM) reported share holdings?

Elizabeth Claire Ahmed’s reported Unum Group holdings include both stock-settled RSUs and common shares. A footnote states that her position includes 14,900 stock-settled RSUs and 39,664 common shares, with RSUs settled only in common stock on a 1-for-1 basis.

What does transaction code F mean in the Unum Group (UNM) Form 4?

Transaction code F in the Unum Group Form 4 indicates shares used for payment of exercise price or tax liability. In this case, it reflects shares withheld to satisfy tax withholding obligations applicable to the vesting of previously granted stock-settled RSUs.