STOCK TITAN

Unum Group (UNM) counsel sells 3,500 shares, keeps 29,453 units

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Unum Group executive Lisa G. Iglesias, EVP and General Counsel, sold 3,500 shares of Unum common stock in an open-market transaction at $73.00 per share on March 9, 2026. After this sale, she directly holds 29,453 equity-linked interests in Unum.

These holdings consist of 15,818 restricted stock units and 13,635 shares of common stock, with the restricted stock units payable on a one-for-one basis in Unum common shares. The filing reflects a routine insider sale while maintaining a substantial continuing stake in the company.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
IGLESIAS LISA G

(Last) (First) (Middle)
1 FOUNTAIN SQUARE

(Street)
CHATTANOOGA TN 37402

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Unum Group [ UNM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, General Counsel
3. Date of Earliest Transaction (Month/Day/Year)
03/09/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/09/2026 S 3,500 D $73 29,453(1) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Includes 15,818 restricted stock units and 13,635 shares of common stock. All restricted stock units ("stock-settled RSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
Remarks:
/s/ Jullienne, J. Paul, Attorney-in-Fact 03/11/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Unum Group (UNM) report for Lisa G. Iglesias?

Unum Group reported that EVP and General Counsel Lisa G. Iglesias sold 3,500 shares of common stock. The sale was an open-market transaction executed at $73.00 per share on March 9, 2026, as disclosed in a Form 4 insider trading report.

At what price did Unum Group (UNM) executive Lisa G. Iglesias sell shares?

Lisa G. Iglesias sold her Unum Group common stock at $73.00 per share. The Form 4 shows a single open-market transaction for 3,500 shares on March 9, 2026, documenting the exact per-share sale price for investors tracking insider activity.

How many Unum Group (UNM) shares does Lisa G. Iglesias hold after the sale?

Following the reported sale, Lisa G. Iglesias holds 29,453 equity-linked interests in Unum Group. This total includes 13,635 shares of common stock and 15,818 restricted stock units that are each settled on a one-for-one basis in Unum common shares.

What are the restricted stock units held by Unum Group (UNM) executive Lisa G. Iglesias?

Lisa G. Iglesias holds 15,818 restricted stock units in Unum Group. These stock-settled RSUs are payable solely in Unum common shares on a one-for-one basis, meaning each unit converts into one share when it vests under the company’s equity compensation terms.

Is the Unum Group (UNM) insider sale by Lisa G. Iglesias part of a larger derivative transaction?

The Form 4 shows only a straightforward sale of 3,500 shares of Unum common stock. There are no reported option exercises or other derivative transactions; her remaining position consists of common shares and restricted stock units as of the filing’s disclosure.
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