STOCK TITAN

Unum SVP Rice sells 2,188 shares at $94.315

Unum Group’s chief accounting officer sold 2,188 shares and gifted 239 shares, ending with 7,915 shares including stock-settled RSUs.

(Moderate)
(Negative)
Form Type
4

Rhea-AI Filing Summary

Unum Group (UNM) reported that Walter Lynn Rice Jr., its Senior Vice President and Chief Accounting Officer, disposed of shares of common stock on September 10, 2026. He sold 2,188 shares of common stock at $94.315 per share in an open-market or private transaction and made a bona fide gift of 239 shares the same day. After these transactions, he held a total of 7,915 shares, including 5,404 stock-settled restricted stock units and 2,511 shares of common stock. No Rule 10b5-1 trading plan is reported for these transactions.

Positive

  • None.

Negative

  • None.
Insider Rice Walter Lynn JR
Role SVP, Chief Accounting Officer
Sold 2,188 shs ($206K)
Type Security Shares Price Value
Sale Common Stock F1 2,188 $94.315 $206K
Gift Common Stock F2 239 $0.00 $0.00
Holdings After Transaction: Common Stock — 7,915 shares (Direct)
Footnotes (2)
  1. F1. Includes 5,404 restricted stock units and 2,750 shares of common stock. All restricted stock units ("stock-settled RSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
  2. F2. Includes 5,404 stock-settled RSUs and 2,511 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
Shares sold 2,188 shares Common stock sale on September 10, 2026 by Walter Lynn Rice Jr.
Sale price per share $94.315 per share Price for the 2,188 common shares sold on September 10, 2026
Shares gifted 239 shares Bona fide gift of common stock on September 10, 2026
Total holdings after transactions 7,915 shares Direct holdings by Walter Lynn Rice Jr. after sale and gift
Stock-settled RSUs held 5,404 units Restricted stock units, each settleable one-for-one in common stock
Common shares held after transactions 2,511 shares Portion of total holdings that are Unum Group common stock
restricted stock units financial
"Includes 5,404 restricted stock units and 2,750 shares of common stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
stock-settled RSUs financial
"All restricted stock units ("stock-settled RSUs") may be settled, on a 1-for-1 basis,"
bona fide gift financial
"transaction is described as a bona fide gift of common stock by the officer"
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did Unum Group (UNM) report for September 10, 2026?

Unum Group reported that Walter Lynn Rice Jr. sold 2,188 shares of common stock at $94.315 per share and made a bona fide gift of 239 shares of common stock on September 10, 2026.

How many Unum Group (UNM) shares does Walter Lynn Rice Jr. hold after these transactions?

After the September 10, 2026 transactions, Walter Lynn Rice Jr. held 7,915 shares in total, consisting of 5,404 stock-settled restricted stock units and 2,511 shares of Unum Group common stock.

Was a Rule 10b5-1 trading plan used for the UNM insider transactions?

No. The filing indicates that the transactions by Walter Lynn Rice Jr. on September 10, 2026 were not made pursuant to a Rule 10b5-1 trading plan.

What type of gift transaction did the Unum Group (UNM) officer report?

Walter Lynn Rice Jr. reported a bona fide gift of 239 shares of Unum Group common stock on September 10, 2026, reducing his directly held share count.

What portion of Walter Lynn Rice Jr.’s UNM holdings are restricted stock units?

Of Walter Lynn Rice Jr.’s 7,915 total shares after the transactions, 5,404 are stock-settled restricted stock units, each of which may be settled on a one-for-one basis in shares of Unum Group common stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rice Walter Lynn JR

(Last)(First)(Middle)
1 FOUNTAIN SQUARE

(Street)
CHATTANOOGA TENNESSEE 37402

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Unum Group [ UNM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP, Chief Accounting Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/10/2026S2,188D$94.3158,154(1)D
Common Stock09/10/2026G239D$07,915(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Includes 5,404 restricted stock units and 2,750 shares of common stock. All restricted stock units ("stock-settled RSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
2. Includes 5,404 stock-settled RSUs and 2,511 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
Remarks:
/s/ Jullienne, J. Paul, Attorney-in-Fact09/11/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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