STOCK TITAN

Unum EVP sells 4,000 shares at about $94

Unum Group’s EVP and General Counsel sold 4,000 shares and now directly holds 25,453 shares including stock-settled RSUs.

(Moderate)
(Negative)
Form Type
4

Rhea-AI Filing Summary

Unum Group (UNM) reported that Lisa G. Iglesias, EVP and General Counsel, sold 4,000 shares of Common Stock on September 9, 2026 in an open-market transaction at a weighted average price of $94.4367 per share, with individual sale prices ranging from $94.434 to $94.470 per share.

After this sale, Iglesias directly holds 25,453 shares in total, consisting of 15,818 restricted stock units that are stock-settled on a 1-for-1 basis in common shares and 9,635 shares of common stock. No Rule 10b5-1 trading plan is indicated.

Positive

  • None.

Negative

  • None.
Insider IGLESIAS LISA G
Role EVP, General Counsel
Sold 4,000 shs ($378K)
Type Security Shares Price Value
Sale Common Stock F1, F2 4,000 $94.4367 $378K
Holdings After Transaction: Common Stock — 25,453 shares (Direct)
Footnotes (2)
  1. F1. Reflects the weighted average price for multiple sale transactions ranging in price from $94.434 per share to $94.470 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. F2. Includes 15,818 restricted stock units and 9,635 shares of common stock. All restricted stock units ("stock-settled RSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
Shares sold 4,000 shares Common Stock sold by Lisa G. Iglesias on September 9, 2026
Weighted average sale price $94.4367 per share Open-market sale of 4,000 shares on September 9, 2026
Sale price range $94.434–$94.470 per share Price range for multiple sale transactions included in the 4,000-share sale
Total holdings after transaction 25,453 shares Direct holdings of Lisa G. Iglesias following the reported sale
Restricted stock units held 15,818 RSUs Stock-settled RSUs held post-transaction, each settling into one common share
Common shares held 9,635 shares Shares of Unum Group common stock held directly after the sale
weighted average price financial
"Reflects the weighted average price for multiple sale transactions ranging"
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
restricted stock units financial
"Includes 15,818 restricted stock units and 9,635 shares of common"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
stock-settled RSUs financial
"All restricted stock units ("stock-settled RSUs") may be settled, on a"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did UNM report for Lisa G. Iglesias?

UNM reported that EVP and General Counsel Lisa G. Iglesias sold 4,000 shares of Unum Group Common Stock on September 9, 2026 in an open-market transaction, at a weighted average price of $94.4367 per share within a range of $94.434 to $94.470.

How many UNM shares does Lisa G. Iglesias hold after the September 9, 2026 sale?

After the sale, Lisa G. Iglesias directly holds 25,453 shares of Unum Group equity, comprised of 15,818 restricted stock units and 9,635 shares of common stock, with all RSUs settling on a 1-for-1 basis in common shares.

What was the price range for the 4,000 UNM shares sold by Lisa G. Iglesias?

The 4,000 Unum Group shares were sold at prices ranging from $94.434 to $94.470 per share, with a weighted average sale price of $94.4367 per share, according to the filing footnote discussing the multiple sale transactions.

Were Lisa G. Iglesias’s UNM share sales under a Rule 10b5-1 trading plan?

The filing indicates that the Rule 10b5-1 checkbox is not selected, and no footnote references a trading plan. The transaction is therefore reported without an affirmative statement that it was made under a Rule 10b5-1 plan.

What types of equity awards does Lisa G. Iglesias hold in UNM after this transaction?

After the transaction, Lisa G. Iglesias’s reported holdings include 15,818 restricted stock units, described as stock-settled RSUs that may be settled only in shares of Unum Group common stock on a 1-for-1 basis, plus 9,635 shares of common stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
IGLESIAS LISA G

(Last)(First)(Middle)
1 FOUNTAIN SQUARE

(Street)
CHATTANOOGA TENNESSEE 37402

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Unum Group [ UNM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, General Counsel
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/09/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/09/2026S4,000D$94.4367(1)25,453(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Reflects the weighted average price for multiple sale transactions ranging in price from $94.434 per share to $94.470 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
2. Includes 15,818 restricted stock units and 9,635 shares of common stock. All restricted stock units ("stock-settled RSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
Remarks:
/s/ Jullienne, J. Paul, Attorney-in-Fact09/11/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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