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Unum Group (NYSE: UNM) CEO reports RSU grant and tax share offsets

Filing Impact
(Very High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Unum Group President and CEO Richard P. McKenney reported equity compensation activity involving company common stock. He received a grant of 78,768 stock-settled restricted stock units, which vest in three near-equal annual installments beginning on March 1, 2027. On the same date, 12,423, 13,235, and 8,374 shares of common stock were withheld at $71.73 per share to cover tax obligations tied to vesting RSUs. Following these transactions, he directly holds 940,438 common shares and stock-settled RSUs in total, and also has indirect ownership of 15,000 shares through a SLAT and 45,000 shares through family trusts.

Positive

  • None.

Negative

  • None.
Insider McKenney Richard P
Role President and CEO
Type Security Shares Price Value
Tax Withholding Common Stock 12,423 $71.73 $891K
Tax Withholding Common Stock 13,235 $71.73 $949K
Tax Withholding Common Stock 8,374 $71.73 $601K
Grant/Award Common Stock 78,768 $0.00 --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 883,279 shares (Direct); Common Stock — 15,000 shares (Indirect, By SLAT)
Footnotes (1)
  1. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 33,575 stock-settled RSUs (as defined in footnote (2) below). Includes 141,207 restricted stock units and 742,072 shares of common stock. All restricted stock units ("stock-settled RSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 35,769 stock-settled RSUs. Includes 105,438 stock-settled RSUs and 764,606 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 22,632 stock-settled RSUs. Includes 82,806 stock-settled RSUs and 778,864 shares of common stock. Fractional amounts have been rounded to the nearest whole number. All are stock-settled RSUs, which vest in three near-equal annual installments beginning on March 1, 2027. Includes 161,574 stock-settled RSUs and 778,864 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
McKenney Richard P
(Last) (First) (Middle)
1 FOUNTAIN SQUARE
(Street)
CHATTANOOGA TN 37402
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Unum Group [ UNM ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
03/01/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/01/2026 F 12,423(1) D $71.73 883,279(2) D
Common Stock 03/01/2026 F 13,235(3) D $71.73 870,044(4) D
Common Stock 03/01/2026 F 8,374(5) D $71.73 861,670(6) D
Common Stock 03/01/2026 A 78,768(7) A $0 940,438(8) D
Common Stock 15,000 I By SLAT
Common Stock 45,000 I By Family Trusts
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 33,575 stock-settled RSUs (as defined in footnote (2) below).
2. Includes 141,207 restricted stock units and 742,072 shares of common stock. All restricted stock units ("stock-settled RSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
3. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 35,769 stock-settled RSUs.
4. Includes 105,438 stock-settled RSUs and 764,606 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
5. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 22,632 stock-settled RSUs.
6. Includes 82,806 stock-settled RSUs and 778,864 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
7. All are stock-settled RSUs, which vest in three near-equal annual installments beginning on March 1, 2027.
8. Includes 161,574 stock-settled RSUs and 778,864 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
Remarks:
/s/ Jullienne, J. Paul, Attorney-in-Fact 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Unum Group (UNM) CEO Richard McKenney report?

Richard McKenney reported both RSU grants and tax-related share withholdings. He received 78,768 stock-settled RSUs and had 12,423, 13,235, and 8,374 shares withheld at $71.73 each to satisfy tax obligations tied to RSU vesting.

How many RSUs were granted to Unum (UNM) CEO Richard McKenney?

Richard McKenney was granted 78,768 stock-settled restricted stock units. According to the filing, these RSUs vest in three near-equal annual installments beginning on March 1, 2027, and each RSU is settled on a one-for-one basis in Unum common shares.

Why were Unum (UNM) shares withheld from Richard McKenney’s holdings?

Shares were withheld to cover tax obligations from RSU vesting. The filing states that 12,423, 13,235, and 8,374 Unum common shares were withheld at $71.73 per share in connection with the vesting of previously granted stock-settled restricted stock units.

What is Richard McKenney’s direct Unum (UNM) share and RSU position after these transactions?

After the reported transactions, Richard McKenney directly holds a total of 940,438 Unum equity interests. The filing explains this total includes both common shares and stock-settled restricted stock units that are each convertible into one share of Unum common stock.

Does Richard McKenney have indirect ownership of Unum (UNM) shares?

Yes. The filing reports indirect ownership of 15,000 Unum common shares held “By SLAT” and 45,000 shares held “By Family Trusts.” These positions are reported as indirect interests, separate from his directly held shares and restricted stock units.

How do the new RSUs for Unum (UNM) CEO vest over time?

The newly granted 78,768 stock-settled RSUs vest over three years. A footnote states they vest in three near-equal annual installments beginning on March 1, 2027, aligning the award with multi-year performance and service periods at Unum Group.