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Unum (NYSE: UNM) EVP gets 6,695 RSUs, withholds 2,819 shares for taxes

Filing Impact
(High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Unum Group executive Timothy Gerald reported equity compensation changes involving company common stock. On March 1, 2026, he received a grant of 6,695 stock-settled restricted stock units, which may be settled on a 1-for-1 basis in common shares and vest in three near-equal annual installments beginning on March 1, 2027.

To cover tax withholding obligations tied to the vesting of previously granted stock-settled RSUs, a total of 2,819 shares were disposed of through tax-withholding transactions at $71.73 per share. After these transactions, he directly owned 58,508 common shares, including stock-settled RSUs, and indirectly held 783.647 shares through a 401(k) plan.

Positive

  • None.

Negative

  • None.
Insider Arnold Timothy Gerald
Role EVP, VB & President, Colonial
Type Security Shares Price Value
Tax Withholding Common Stock 906 $71.73 $65K
Tax Withholding Common Stock 1,208 $71.73 $87K
Tax Withholding Common Stock 705 $71.73 $51K
Grant/Award Common Stock 6,695 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 53,726 shares (Direct); Common Stock — 783.647 shares (Indirect, By 401(k) plan)
Footnotes (1)
  1. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,448 stock-settled RSUs (as defined in footnote (2) below). Includes 12,393 restricted stock units and 41,333 shares of common stock. All restricted stock units ("stock-settled RSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,263 stock-settled RSUs. Includes 9,130 stock-settled RSUs and 43,388 shares of common stock. Fractional amounts have been rounded to the nearest whole number. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,903 stock-settled RSUs. Includes 7,227 stock-settled RSUs and 44,586 shares of common stock. Fractional amounts have been rounded to the nearest whole number. All are stock-settled RSUs, which vest in three near-equal annual installments beginning on March 1, 2027. Includes 13,922 stock-settled RSUs and 44,586 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Arnold Timothy Gerald
(Last) (First) (Middle)
1 FOUNTAIN SQUARE
(Street)
CHATTANOOGA TN 37402
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Unum Group [ UNM ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, VB & President, Colonial
3. Date of Earliest Transaction (Month/Day/Year)
03/01/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/01/2026 F 906(1) D $71.73 53,726(2) D
Common Stock 03/01/2026 F 1,208(3) D $71.73 52,518(4) D
Common Stock 03/01/2026 F 705(5) D $71.73 51,813(6) D
Common Stock 03/01/2026 A 6,695(7) A $0 58,508(8) D
Common Stock 783.647 I By 401(k) plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,448 stock-settled RSUs (as defined in footnote (2) below).
2. Includes 12,393 restricted stock units and 41,333 shares of common stock. All restricted stock units ("stock-settled RSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
3. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,263 stock-settled RSUs.
4. Includes 9,130 stock-settled RSUs and 43,388 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
5. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,903 stock-settled RSUs.
6. Includes 7,227 stock-settled RSUs and 44,586 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
7. All are stock-settled RSUs, which vest in three near-equal annual installments beginning on March 1, 2027.
8. Includes 13,922 stock-settled RSUs and 44,586 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
Remarks:
/s/ Jullienne, J. Paul, Attorney-in-Fact 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR