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Unum Group (UNM) EVP gets RSU grant, disposes shares for taxes

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Unum Group EVP & CEO, Unum International Mark Paul Till reported several stock transactions tied to restricted stock units (RSUs). On March 1, 2026, a total of 2,855 shares of common stock were disposed of through tax-withholding dispositions at $71.73 per share to satisfy tax obligations on vesting stock-settled RSUs, as described in multiple footnotes.

On the same date, Till acquired 4,008 stock-settled RSUs in a grant with no cash price, which vest in three near-equal annual installments beginning on March 1, 2027. Footnotes state all stock-settled RSUs are settled on a 1-for-1 basis in common stock, and that his direct holdings now include both RSUs and common shares. In addition, 6,800 shares are held indirectly by his spouse.

Positive

  • None.

Negative

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Insider Till Mark Paul
Role EVP & CEO, Unum International
Type Security Shares Price Value
Tax Withholding Common Stock 772 $71.73 $55K
Tax Withholding Common Stock 803 $71.73 $58K
Tax Withholding Common Stock 787 $71.73 $56K
Tax Withholding Common Stock 493 $71.73 $35K
Grant/Award Common Stock 4,008 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 17,714 shares (Direct); Common Stock — 6,800 shares (Indirect, By Spouse)
Footnotes (1)
  1. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,642 stock-settled RSUs (as defined in footnote (2) below). Includes 10,039 restricted stock units and 7,675 shares of common stock. All restricted stock units ("stock-settled RSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,707 stock-settled RSUs. Includes 8,332 stock-settled RSUs and 8,579 shares of common stock. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,673 stock-settled RSUs. Includes 6,659 stock-settled RSUs and 9,465 shares of common stock. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,047 stock-settled RSUs. Includes 5,612 stock-settled RSUs and 10,019 shares of common stock. All are stock-settled RSUs, which vest in three near-equal annual installments beginning on March 1, 2027. Includes 9,620 stock-settled RSUs and 10,019 shares of common stock.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Till Mark Paul
(Last) (First) (Middle)
1 FOUNTAIN SQUARE
(Street)
CHATTANOOGA TN 37402
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Unum Group [ UNM ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP & CEO, Unum International
3. Date of Earliest Transaction (Month/Day/Year)
03/01/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/01/2026 F 772(1) D $71.73 17,714(2) D
Common Stock 03/01/2026 F 803(3) D $71.73 16,911(4) D
Common Stock 03/01/2026 F 787(5) D $71.73 16,124(6) D
Common Stock 03/01/2026 F 493(7) D $71.73 15,631(8) D
Common Stock 03/01/2026 A 4,008(9) A $0 19,639(10) D
Common Stock 6,800 I By Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,642 stock-settled RSUs (as defined in footnote (2) below).
2. Includes 10,039 restricted stock units and 7,675 shares of common stock. All restricted stock units ("stock-settled RSUs") may be settled, on a 1-for-1 basis, only in shares of common stock.
3. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,707 stock-settled RSUs.
4. Includes 8,332 stock-settled RSUs and 8,579 shares of common stock.
5. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,673 stock-settled RSUs.
6. Includes 6,659 stock-settled RSUs and 9,465 shares of common stock.
7. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,047 stock-settled RSUs.
8. Includes 5,612 stock-settled RSUs and 10,019 shares of common stock.
9. All are stock-settled RSUs, which vest in three near-equal annual installments beginning on March 1, 2027.
10. Includes 9,620 stock-settled RSUs and 10,019 shares of common stock.
Remarks:
/s/ Jullienne, J. Paul, Attorney-in-Fact 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did Unum Group (UNM) executive Mark Paul Till report in this Form 4?

Mark Paul Till reported RSU-related share dispositions and a new RSU grant. He disposed of shares to cover tax withholding on vesting stock-settled RSUs and received 4,008 stock-settled RSUs that will vest in three near-equal annual installments starting March 1, 2027.

How many Unum Group shares were disposed of for tax withholding in this filing?

The filing shows dispositions totaling 2,855 Unum Group common shares for tax withholding. These tax-withholding dispositions occurred at a price of $71.73 per share and were used to satisfy obligations tied to vesting stock-settled RSUs, rather than representing open-market sales by the executive.

What RSU grant did Unum Group’s Mark Paul Till receive according to this Form 4?

Mark Paul Till received a grant of 4,008 stock-settled restricted stock units. Footnotes explain these RSUs vest in three near-equal annual installments beginning March 1, 2027 and may be settled only in Unum Group common stock on a one-for-one share basis upon vesting.

How are Unum Group stock-settled RSUs treated in this insider filing?

The stock-settled RSUs may be settled only in Unum Group common stock on a one-for-one basis. Footnotes clarify that the executive’s reported holdings include both stock-settled RSUs and common shares, reflecting equity compensation that vests over time and settles in shares rather than cash.

Does Unum Group executive Mark Paul Till report any indirect ownership in this Form 4?

Yes. The Form 4 shows 6,800 Unum Group common shares held indirectly by his spouse. This indirect holding is classified as indirect ownership, separate from the executive’s directly held shares and stock-settled restricted stock units reported as part of his direct equity position.

When do the newly granted Unum Group RSUs to Mark Paul Till begin vesting?

The newly granted 4,008 stock-settled RSUs begin vesting on March 1, 2027. Footnotes state they vest in three near-equal annual installments from that date, with all units settling in Unum Group common stock on a one-for-one basis upon each vesting tranche.