Welcome to our dedicated page for Unum SEC filings (Ticker: UNM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Unum Group filings document the regulatory record of a Delaware insurance holding company with common stock and listed junior subordinated notes. Its Form 8-K reports regularly furnish quarterly earnings releases, statistical supplements, Regulation FD materials, share repurchase authorizations, and capital markets transactions such as senior note offerings.
The company’s proxy materials cover board governance, executive compensation, shareholder voting matters, and annual meeting proposals. Other filings record bylaw amendments affecting shareholder meetings, vote counting, proposal procedures, director nominations, and related governance mechanics, alongside disclosures about the company’s securities and capital structure.
Unum Group executive Mark Paul Till reported a charitable-style transfer of shares. As EVP & CEO, Unum International, he made a bona fide gift of 1,607 shares of Unum common stock on March 12, 2026, transferring them to his spouse for no consideration.
Following the gift, his direct holdings total 18,032 Unum shares, consisting of 9,620 restricted stock units and 8,412 shares of common stock, all of which may settle 1-for-1 in shares. His spouse now holds 8,407 shares indirectly on his behalf.
Unum Group executive Lisa G. Iglesias, EVP and General Counsel, sold 3,500 shares of Unum common stock in an open-market transaction at $73.00 per share on March 9, 2026. After this sale, she directly holds 29,453 equity-linked interests in Unum.
These holdings consist of 15,818 restricted stock units and 13,635 shares of common stock, with the restricted stock units payable on a one-for-one basis in Unum common shares. The filing reflects a routine insider sale while maintaining a substantial continuing stake in the company.
UNM filed a Form 144 notice reporting a proposed sale of Common shares through Fidelity Brokerage Services LLC. The filing lists 3,500 shares and references two restricted stock vesting events: 240 shares vested 03/01/2025 and 3,260 shares vested 02/17/2026.
Unum Group reported that its board approved a series of amendments to the company’s Amended and Restated Bylaws effective March 4, 2026. The changes update terminology, clarify how shareholder votes are counted, and address procedures for shareholder proposals and director nominations.
The bylaws now treat shareholders participating remotely as present “in person” for voting, define how the vote denominator is calculated, and give the board authority to determine if proposals or nominations were properly brought before a meeting. Additional revisions refine information requirements for director nominees, update indemnification provisions, and remove obsolete or outdated language, including references to old technologies and certain share certificate formalities.
Unum Group EVP and CFO Steven Andrew Zabel reported several equity compensation events involving the company’s common stock. On March 1, 2026, he received 17,840 stock-settled restricted stock units (RSUs) as a grant, which vest in three near-equal annual installments beginning on March 1, 2027.
On the same date, he had three tax-withholding dispositions under transaction code F, where 2,430, 3,090, and 1,857 shares were withheld at $71.73 per share to satisfy withholding obligations tied to the vesting of earlier RSU awards. After these transactions, he held 122,794 shares directly, including 36,631 stock-settled RSUs and 86,163 shares of common stock.
Unum Group EVP & CEO, Unum International Mark Paul Till reported several stock transactions tied to restricted stock units (RSUs). On March 1, 2026, a total of 2,855 shares of common stock were disposed of through tax-withholding dispositions at $71.73 per share to satisfy tax obligations on vesting stock-settled RSUs, as described in multiple footnotes.
On the same date, Till acquired 4,008 stock-settled RSUs in a grant with no cash price, which vest in three near-equal annual installments beginning on March 1, 2027. Footnotes state all stock-settled RSUs are settled on a 1-for-1 basis in common stock, and that his direct holdings now include both RSUs and common shares. In addition, 6,800 shares are held indirectly by his spouse.
Unum Group senior vice president and chief accounting officer Walter Lynn Rice Jr. reported routine equity compensation activity. He received a grant of 2,649 stock‑settled restricted stock units that vest in three near‑equal annual installments beginning on March 1, 2027. On the same date, 255, 333 and 186 common shares were withheld at $71.73 per share to cover tax obligations on vesting RSUs. After these transactions, he directly holds a mix of common shares and stock‑settled RSUs totaling 10,342 units.
Unum Group EVP Christopher W. Pyne reported a mix of stock dispositions and awards in company common stock. On March 1, 2026, he disposed of 1,161, 1,168 and 1,198 shares in tax-withholding transactions at $71.73 per share tied to vesting stock-settled RSUs. He also acquired a grant of 12,460 stock-settled restricted stock units, which vest in three near-equal annual installments beginning on March 1, 2027. After these transactions, he directly holds 57,120 shares and stock-settled RSUs in total.
Unum Group President and CEO Richard P. McKenney reported equity compensation activity involving company common stock. He received a grant of 78,768 stock-settled restricted stock units, which vest in three near-equal annual installments beginning on March 1, 2027. On the same date, 12,423, 13,235, and 8,374 shares of common stock were withheld at $71.73 per share to cover tax obligations tied to vesting RSUs. Following these transactions, he directly holds 940,438 common shares and stock-settled RSUs in total, and also has indirect ownership of 15,000 shares through a SLAT and 45,000 shares through family trusts.
Unum Group executive Lisa G. Iglesias reported equity compensation activity involving company common stock. On March 1, 2026, she had three tax-withholding dispositions coded "F" of 1,244, 1,309, and 818 shares at $71.73 per share to satisfy tax obligations on vesting stock-settled restricted stock units (RSUs).
On the same date, she also reported an "A" transaction, receiving a grant of 7,685 stock-settled RSUs, which may be settled 1-for-1 in common stock and are scheduled to vest in three near-equal annual installments beginning on March 1, 2027. After these transactions, her directly owned holdings included both common shares and multiple blocks of stock-settled RSUs.