Welcome to our dedicated page for Unum SEC filings (Ticker: UNM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Unum Group filings document the regulatory record of a Delaware insurance holding company with common stock and listed junior subordinated notes. Its Form 8-K reports regularly furnish quarterly earnings releases, statistical supplements, Regulation FD materials, share repurchase authorizations, and capital markets transactions such as senior note offerings.
The company’s proxy materials cover board governance, executive compensation, shareholder voting matters, and annual meeting proposals. Other filings record bylaw amendments affecting shareholder meetings, vote counting, proposal procedures, director nominations, and related governance mechanics, alongside disclosures about the company’s securities and capital structure.
Unum Group reports that Vanguard Portfolio Management beneficially owns 9,379,695 shares of Unum Group common stock, representing 5.72% of the class. The filing notes Vanguard Portfolio Management exercises sole dispositive power over the shares and discloses voting and affiliate arrangements.
Unum Group reported solid first-quarter 2026 results, with net income of $232.0 million, or $1.41 per diluted share, compared to $189.1 million, or $1.06 per share, a year earlier. Excluding investment losses and the Closed Block segment, after-tax adjusted operating income was $352.5 million, or $2.14 per diluted share, versus $348.8 million, or $1.95, in 2025.
Core operations were strong, with 14.4 percent sales growth, 3.9 percent premium growth on a constant currency basis, and a 21.7 percent adjusted operating return on equity. Unum returned substantial capital through approximately $400 million of share repurchases and $78.4 million of dividends, while maintaining holding company liquidity of $1.7 billion and a traditional U.S. life risk-based capital ratio of about 460 percent.
Book value per common share was $67.76, up 6.2 percent over the prior-year quarter, and book value per share excluding AOCI was $78.93, up 3.6 percent. Management reaffirmed confidence in the business with a full-year 2026 outlook for after-tax adjusted operating income per share of $8.60 to $8.90, representing approximately 8 percent to 12 percent growth versus the redefined 2025 result of $7.93 per share.
Unum Group filed a shelf registration on April 23, 2026 to register a range of securities for sale from time to time after the effective date. The shelf covers multiple instruments, including senior and subordinated debt, preferred stock (including depositary shares), common stock, warrants, stock purchase contracts and units.
The prospectus states that specific terms, aggregate amounts, pricing and offering mechanics for any series will be set forth in one or more prospectus supplements. Net proceeds, unless otherwise specified in a prospectus supplement, are to be used for general corporate purposes, including reducing or refinancing debt, funding subsidiaries, financing acquisitions, working capital and redeeming outstanding securities.
Unum Group is asking shareholders to vote at its virtual 2026 annual meeting on electing 11 directors, approving executive pay on an advisory basis, and ratifying Ernst & Young LLP as auditor. The proxy also reviews 2025 performance, including $13.1 billion of revenue, $1.4 billion of after-tax adjusted operating income, and $1.3 billion returned to shareholders via dividends and buybacks.
Unum highlights strong premium growth, $8.3 billion of benefits paid, and long-term care de-risking through a reinsurance deal covering roughly 20% of LTC reserves and over $4 billion of reserve reduction. CEO Richard P. McKenney’s 2025 targeted total direct compensation was $14.6 million, with lower annual incentive payout reflecting a 76.4% company performance factor after results came in below expectations.
BlackRock, Inc. files Amendment No. 4 reporting beneficial ownership of 17,158,408 shares of UNUM Group common stock, representing 10.5% of the class. The filing attributes these holdings to certain "Reporting Business Units" of BlackRock and shows sole voting power of 16,656,103 and sole dispositive power of 17,158,408. The schedule is signed by Spencer Fleming on 04/07/2026.
Unum Group ownership filing: The Vanguard Group filed an amendment clarifying that, following an internal realignment effective January 12, 2026, certain Vanguard subsidiaries and business divisions will report beneficial ownership separately. The amendment states The Vanguard Group now reports 0 shares beneficially owned of Unum Group common stock, representing 0% of the class.
The filing explains the change is made in reliance on SEC Release No. 34-39538 and that those subsidiaries pursue the same investment strategies previously followed. The filing is signed by Ashley Grim, Head of Global Fund Administration, dated 03/27/2026.
Unum Group executive vice president of Group Benefits, Christopher W. Pyne, reported an open-market sale of 4,852 shares of common stock at $72.47 per share on March 16, 2026. The sale was executed under a pre-arranged Rule 10b5-1 trading plan adopted on December 15, 2025.
Following this transaction, Pyne directly holds 52,268 shares, which include 24,691 restricted stock units and 27,577 shares of common stock, with all restricted stock units settling on a one-for-one basis in common shares.
Unum Group executive Mark Paul Till reported a charitable-style transfer of shares. As EVP & CEO, Unum International, he made a bona fide gift of 1,607 shares of Unum common stock on March 12, 2026, transferring them to his spouse for no consideration.
Following the gift, his direct holdings total 18,032 Unum shares, consisting of 9,620 restricted stock units and 8,412 shares of common stock, all of which may settle 1-for-1 in shares. His spouse now holds 8,407 shares indirectly on his behalf.