Morgan Stanley Smith Barney lists Common share sale (UNP)

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC Executive Financial Services submitted a Form 144 notice to sell Common stock. The filing lists multiple grant types and dates with specific share counts associated with each award, including restricted stock, exercised shares, and performance shares.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1999	469625.07	593391460	03/20/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/02/2021	Restricted Stock	Issuer			84	02/02/2021	Not Applicable
Common	10/27/2021	Exercised Shares	Issuer			796	10/27/2021	Cash
Common	02/07/2022	Performance Shares	Issuer			416	02/07/2022	Not Applicable
Common	02/04/2020	Restricted Stock	Issuer			631	02/04/2020	Not Applicable
Common	02/08/2022	Restricted Stock	Issuer			72	02/08/2022	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does UNP's Form 144 filing with Morgan Stanley Smith Barney LLC indicate?

It notifies the SEC of a proposed sale of Common stock by Morgan Stanley Smith Barney LLC Executive Financial Services. The filing lists award types and share counts tied to grant or exercise dates, serving as a compliance notice for an intended disposition.

Which types of securities are listed in the Form 144 notice for UNP?

The notice lists Common stock from various award types: Restricted Stock, Exercised Shares, and Performance Shares. Each line shows a grant or exercise date and an associated share count for the listed security entries in the filing.

Are specific share counts provided in the Form 144 excerpt for UNP?

Yes. The excerpt includes per-award counts such as 84, 796, 416, 631, and 72 shares tied to disclosed grant or exercise dates. These counts appear next to each listed security type and date in the filing excerpt.

Does the Form 144 excerpt state who will receive proceeds from the sale?

The excerpt does not specify proceeds recipients. It lists the selling broker/agent and the securities to be sold but does not state how sale proceeds will be allocated or whether proceeds go to an issuer or selling holder.