Welcome to our dedicated page for Union Pacific SEC filings (Ticker: UNP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Union Pacific Corporation (UNP) SEC filings page on Stock Titan brings together the company’s regulatory disclosures from the U.S. Securities and Exchange Commission, including current reports on Form 8-K, annual reports on Form 10-K and other key documents. Union Pacific is a major freight railroad operating in 23 western U.S. states, and its filings provide detailed insight into its operations, governance, capital structure and strategic transactions.
Recent Form 8-K filings highlight Union Pacific’s Agreement and Plan of Merger with Norfolk Southern Corporation. These reports describe the planned two-step merger structure under which Norfolk Southern would become a wholly owned subsidiary of Union Pacific, subject to regulatory approvals and other conditions. Related 8-Ks cover the filing of a registration statement on Form S-4, the joint proxy statement/prospectus, special shareholder meetings, voting results on the issuance of Union Pacific shares, and the submission of a comprehensive application to the Surface Transportation Board to approve the proposed combination.
Other 8-Ks report on topics such as quarterly financial results, litigation related to the merger disclosures, and board changes, including the election of W. Anthony Will as a director and his committee assignments. These filings also include extensive cautionary language on forward-looking statements and cross-references to Union Pacific’s Form 10-K risk factors, giving investors context on regulatory, operational, financial and legal risks.
On Stock Titan, investors can use AI-powered summaries to quickly understand the substance of lengthy Union Pacific filings, from merger agreements and supplemental disclosures to earnings-related 8-Ks. Real-time updates from EDGAR ensure that new documents, including future 10-K and 10-Q reports and any Form 4 insider transaction filings, are surfaced promptly. This helps users navigate complex material, identify key terms and conditions in the Norfolk Southern transaction, and track how Union Pacific describes its performance, governance and risk profile over time.
Union Pacific Corporation executive Kenyatta G. Rocker, EVP Marketing & Sales, reported an indirect acquisition of Union Pacific common stock on January 10, 2026. A spouse account purchased 3.138 shares of common stock at
Following this filing, Rocker is reported as beneficially owning 52,157.1007 shares of Union Pacific common stock directly. Additional indirect holdings include 350 shares held by a deferral account and 2,034.9999 shares held by a managed account, as well as the spouse-held shares. Certain holdings are noted as being in Union Pacific payroll-based and tax-reduction stock ownership plans and a 401(k) plan.
Union Pacific Corp officer Carrie J. Powers, VP & Controller, acquired 6.676 shares of common stock on January 10, 2026 at $228.44 per share. The purchase was made pursuant to the company’s 2021 Employee Stock Purchase Plan. Following this transaction, Powers directly beneficially owned 7,420.272 shares of Union Pacific common stock and indirectly beneficially owned 958.251 shares through a managed account.
Union Pacific Corporation director reports no share ownership. A Form 3 was filed for W. Anthony Will in connection with Union Pacific Corporation (ticker UNP), reflecting his status as a director of the company. The filing states that no Union Pacific securities, either direct or indirect, are beneficially owned, and there are no derivative securities reported.
The Vanguard Group filed an amended Schedule 13G reporting its holdings in Union Pacific Corp common stock. Vanguard reports beneficial ownership of 59,326,968 shares, representing 10% of Union Pacific’s common stock as of the stated date. Vanguard has no sole voting power, but reports shared voting power over 3,972,350 shares. It has sole dispositive power over 53,130,683 shares and shared dispositive power over 6,196,285 shares, reflecting its role as an investment adviser managing client assets. The filing states that the securities are held in the ordinary course of business and not for the purpose of changing or influencing control of Union Pacific.
Union Pacific Corp director reports phantom stock grant
Christopher J. Williams, a director of Union Pacific Corp, reported an award of derivative securities in the form of phantom stock units on 01/02/2026. The filing shows an acquisition of 223 phantom stock units at a reported price of $231.91 per derivative security, with a distribution ratio of 1:1 to Union Pacific common stock. These phantom stock units have a stated conversion or exercise price of $0.0 and are payable in cash only, commencing at retirement.
Following this transaction, Williams beneficially owned 5,980 derivative securities in the form of phantom stock units, held directly. The transaction is reported on a Form 4 filed by a single reporting person and reflects non-derivative ownership through a cash-settled, stock-based compensation vehicle rather than direct ownership of common shares.
Union Pacific Corporation director John P. Wiehoff reported receiving a new grant of phantom stock units tied to the company’s common stock. On 01/02/2026, he acquired 199 phantom stock units at a reference price of $231.91 per unit. Each phantom stock unit has a 1:1 distribution ratio with Union Pacific common stock but is payable in cash only, commencing at retirement. Following this transaction, Wiehoff beneficially owned 1,858 derivative securities directly in the form of phantom stock units.
Union Pacific Corp. director John K. Tien, Jr. reported an equity-related transaction dated 01/02/2026. The filing shows an acquisition of 197 Phantom Stock Units, which are derivative securities tied to Union Pacific common stock on a 1:1 distribution ratio.
Following this transaction, Tien beneficially owns 1,581 Phantom Stock Units, held in direct form. These Phantom Stock Units are described as being payable in cash only commencing at retirement, meaning they track the value of Union Pacific common shares but settle in cash rather than stock.
Union Pacific Corp director Doyle R. Simons reported an insider equity transaction involving phantom stock. On January 2, 2026, he acquired 361 phantom stock units, each tied on a 1:1 basis to Union Pacific common stock. These units have a conversion or exercise price of
Union Pacific Corporation director reports new phantom stock grant. Director Michael R. McCarthy filed a Form 4 showing the acquisition of 957 phantom stock units on 01/02/2026. Each unit is tied 1:1 to Union Pacific common stock, giving economic exposure equivalent to 957 shares.
Following this transaction, McCarthy beneficially owns 71,097 derivative securities in the form of phantom stock units, held as a direct interest. The phantom stock units are payable in cash only, commencing at retirement, meaning he does not receive actual shares but a cash amount linked to the stock’s value.
Union Pacific Corporation director Jane H. Lute reported an equity-related transaction involving phantom stock units. On 01/02/2026, she acquired 412 Phantom Stock Units at a conversion ratio of 1:1 to Union Pacific common stock, as disclosed in Table II. These phantom units are described as payable in cash only commencing at retirement, meaning they track the value of the stock but settle in cash rather than shares.
Following this transaction, Lute beneficially owned 11,688 derivative securities in the form of phantom stock units, held in direct form. The filing clarifies that the phantom stock units reference Union Pacific common stock but do not themselves represent currently exercisable stock ownership.
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