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Union Pacific SEC Filings

UNP NYSE

Welcome to our dedicated page for Union Pacific SEC filings (Ticker: UNP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Union Pacific Corp. filings document the regulatory record of a New York Stock Exchange-listed freight railroad with common stock trading under UNP. The company’s 8-K reports cover quarterly and annual operating results, material events, material agreements, capital-structure matters, governance changes and shareholder voting matters.

Proxy materials describe board elections, committee service, executive compensation, shareholder proposals and other annual-meeting governance items. Registration and transaction-related disclosures address common-stock issuance, risk factors and voting mechanics, while other filings record board appointments and formal updates to the company’s corporate and financial reporting obligations.

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UNION PACIFIC CORP chief executive officer Vincenzo J. Vena reported a small acquisition of company common stock through an employee plan. On April 10, 2026, he acquired 11.976 shares of common stock at $250.51 per share, pursuant to the 2021 Employee Stock Purchase Plan, bringing his direct holdings to about 220,694.91 shares.

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Union Pacific Corporation executive Eric J. Gehringer, EVP Operations, reported an open-market sale of company stock. On March 20, 2026, he sold 1,999 shares of Common Stock at $234.93 per share, leaving him with 45,973.3656 directly held shares.

The sale was made pursuant to a Rule 10b5-1 trading plan adopted on December 19, 2025. In addition to his direct holdings, he has 12,989.067 indirectly held shares in a deferral account, representing converted restricted stock units payable only in common stock at employment termination or a specified date.

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WILLIAMS CHRISTOPHER J reported acquisition or exercise transactions in this Form 4 filing.

UNION PACIFIC CORP director Christopher J. Williams received a grant of 213 Phantom Stock units linked to the company’s common stock. The units reference a value of $243.12 per unit and increase his Phantom Stock balance to 6,193 units. Phantom Stock Units are tied to common shares at a 1:1 ratio but are payable in cash only, commencing at retirement, so they represent deferred cash-based compensation rather than current share ownership.

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Will W Anthony reported acquisition or exercise transactions in this Form 4 filing.

Union Pacific Corp director Will W. Anthony reported an award of 179 Phantom Stock units linked to the company’s common stock. The units were granted at a reference price of $243.12 per unit and are structured on a 1:1 basis with common shares.

These Phantom Stock Units are a cash-settled, retirement-based compensation vehicle, payable only in cash commencing at retirement rather than as actual shares. Following this grant, Anthony holds 179 Phantom Stock Units under this plan.

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Union Pacific Corp director John Wiehoff received a grant of phantom stock units. On this award date, he acquired 191 phantom stock units at a reference price of $243.12 per unit. The grant increased his phantom stock holdings to 2,049 units, which are payable in cash only commencing at retirement on a 1:1 distribution ratio with common stock.

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Tien John K Jr reported acquisition or exercise transactions in this Form 4 filing.

Union Pacific Corp director John K. Tien Jr. received a grant of 189 Phantom Stock units on April 1, 2026. Each unit is linked 1:1 to a share of common stock and was valued at $243.12 per unit for this award. Following the grant, Tien holds a total of 1,770 Phantom Stock units. These Phantom Stock Units are payable in cash only, commencing at retirement, so they represent a deferred, cash-settled compensation arrangement rather than current stock ownership or an open-market trade.

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Simons Doyle reported acquisition or exercise transactions in this Form 4 filing.

Union Pacific director Doyle Simons received a grant of 346 Phantom Stock Units on April 1, 2026 at a reference price of $243.12 per unit. The units track Union Pacific common stock on a 1:1 basis and are payable in cash only commencing at retirement. After this award, Simons directly holds 3,361 Phantom Stock Units.

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MCCARTHY MICHAEL R reported acquisition or exercise transactions in this Form 4 filing.

Union Pacific Corp director Michael R. McCarthy received a grant of 917 Phantom Stock units on April 1, 2026. Each Phantom Stock unit tracks one share of Union Pacific common stock on a 1:1 basis and is valued at $243.12 per unit for this award.

Following this grant, McCarthy holds a total of 72,014 Phantom Stock units. These Phantom Stock units are payable in cash only, commencing at retirement, meaning they are a form of deferred, cash-settled compensation rather than an open-market stock purchase or sale.

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Lute Jane H reported acquisition or exercise transactions in this Form 4 filing.

Union Pacific director Jane H. Lute received a grant of 411 Phantom Stock units tied to the company’s common stock. The units are valued at $243.12 per unit and increase her Phantom Stock holdings to 12,099 units. These Phantom Stock units are payable in cash only, commencing at retirement, with a 1:1 distribution ratio to common stock.

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HOPKINS DEBORAH C reported acquisition or exercise transactions in this Form 4 filing.

Union Pacific director Deborah C. Hopkins received a compensation grant of 251 Phantom Stock units tied to Union Pacific common stock. The units have a reference value of $243.12 per unit and are linked to common stock on a 1:1 basis. After this award, she holds 12,781 Phantom Stock units in total. These Phantom Stock units are payable in cash only, commencing at retirement, so they represent deferred cash-based compensation rather than current share ownership.

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FAQ

How many Union Pacific (UNP) SEC filings are available on StockTitan?

StockTitan tracks 148 SEC filings for Union Pacific (UNP), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Union Pacific (UNP)?

The most recent SEC filing for Union Pacific (UNP) was filed on April 13, 2026.