STOCK TITAN

Unity Bancorp (UNTY) officer sale shows 3,943 total shares owned

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Unity Bancorp insider Kim Minsu, Chief Credit Officer/SVP, reported selling 750 shares of common stock on 01/15/2026 at a price of $56.13 per share. After this sale, the filing shows 791 common shares held directly in a Shareworks account and 3,151 shares of restricted stock held at Computershare, including 114 dividend reinvested shares, for total beneficial ownership of 3,943 shares. All reported holdings are listed as directly owned.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kim Minsu

(Last) (First) (Middle)
C/O UNITY BANK
64 OLD HIGHWAY 22

(Street)
CLINTON NJ 08809

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
UNITY BANCORP INC /NJ/ [ UNTY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Credit Officer/SVP
3. Date of Earliest Transaction (Month/Day/Year)
01/15/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/15/2026 S 750 D $56.13(1) 791(2) D
Restricted Stock 3,151(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This transaction was executed at a price of $56.13 USD.
2. 791 shares are held in an account at Shareworks.
3. 3,037 shares are held in an account at Computershare, which have upcoming vesting dates. 114 shares are dividend reinvested shares for a total of 3,151.
Remarks:
Total Beneficial Ownership: 3,943
Minsu Kim, POA Amanda Roche, FVP/Controller 01/16/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did UNTY's Kim Minsu report on this Form 4?

The filing shows that Kim Minsu, Chief Credit Officer/SVP of Unity Bancorp, sold 750 shares of common stock on 01/15/2026 in an open market transaction coded "S".

At what price were Unity Bancorp (UNTY) shares sold by the insider?

The transaction was executed at a price of $56.13 per share, as disclosed in the explanation of responses.

How many Unity Bancorp shares does Kim Minsu own after the reported sale?

After the sale, the filing lists 791 common shares held in a Shareworks account and 3,151 restricted shares at Computershare, for total beneficial ownership of 3,943 shares.

What types of Unity Bancorp securities does Kim Minsu hold according to the Form 4?

The filing identifies holdings of Common Stock and Restricted Stock, both reported as directly owned.

Is the reported Unity Bancorp insider transaction a purchase or a sale?

The transaction code is "S", which indicates a sale of common stock rather than a purchase.

Where are Kim Minsu’s Unity Bancorp shares custodied?

The explanation notes 791 common shares held in an account at Shareworks and 3,151 restricted shares held in an account at Computershare.

Unity Bancorp

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552.90M
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Banks - Regional
State Commercial Banks
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United States
CLINTON