Unity Bancorp director exercises 1,500 stock options

Q: What did UNTY director Aaron Tucker report in his option exercise?

Aaron Tucker exercised 1,500 stock options on October 28, 2026, at an exercise price of $15.70 per share, acquiring 1,500 common shares. Afterward, he reported 72,418 directly held common shares and 16,800 stock options.

The director's common-stock position included holdings in Shareworks, a brokerage account and Computershare, including restricted shares.

Available on EDGAR 10/29/2026 - 04:31 PM EDT Accepted by SEC EDGAR 10/29/2026 - 04:31 PM EDT

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Rhea-AI Filing Summary

Unity Bancorp Inc. director Aaron Tucker exercised 1,500 stock options on October 28, 2026, at an exercise price of $15.70 per share, acquiring 1,500 common shares. After the transaction, he reported 72,418 directly held common shares and 16,800 stock options; the footnote states that all 16,800 options were currently exercisable.

Insider Trade Summary

1,500 shares exercised/converted

Exercise 2 txns

Insider Tucker Aaron

Role Director

Type	Security	Shares	Price	Value
Exercise	Stock Option (Right to Buy) ^{F2, F3}	1,500	$0.00	$0.00
Exercise	Common Stock ^F1	1,500	$15.70	$24K

Holdings After Transaction: Stock Option (Right to Buy) — 16,800 contracts (Direct); Common Stock — 72,418 shares (Direct)

Footnotes (3)

F1. 72,418 shares consisting of 20,207 shares held in an account at Shareworks, 44,414 shares held in a brokerage account, 3,797 shares are held in an account at Computershare of which dividends are reinvested quarterly, and 4,000 restricted shares are held in an account at Computershare, which have upcoming vesting dates
F2. Vests 500 share(s) on 03-Jan-2018, 500 share(s) on 03-Jan-2019, 500 share(s) on 03-Jan-2020
F3. 16,800 stock options were granted under various dates and vesting periods of which all are currently exercisable.

Key Figures

Stock options exercised: 1,500 options Common shares acquired: 1,500 shares Exercise price: $15.70 per share +2 more

5 metrics

Stock options exercised 1,500 options October 28, 2026

Common shares acquired 1,500 shares October 28, 2026

Exercise price $15.70 per share October 28, 2026

Direct common shares after transaction 72,418 shares Reported after the October 28, 2026 transaction

Stock options after transaction 16,800 options Reported after the October 28, 2026 transaction; all were currently exercisable

Key Terms

Stock Option (Right to Buy), vesting dates, restricted shares

3 terms

Stock Option (Right to Buy) technical

"Stock Option (Right to Buy)"

vesting dates technical

"which have upcoming vesting dates"

restricted shares technical

"4,000 restricted shares are held in an account at Computershare"

Restricted shares are company stock that cannot be sold or transferred immediately because they are subject to legal or contractual limits, such as a required holding period or performance conditions. They matter to investors because these locked-up shares can affect a company’s available stock for trading, future dilution, and insider incentives—imagine a gift that can’t be cashed until certain conditions are met, which changes when and how much supply can suddenly enter the market.

FAQ

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What did UNTY director Aaron Tucker report in his option exercise?

Aaron Tucker exercised 1,500 stock options on October 28, 2026, at an exercise price of $15.70 per share, acquiring 1,500 common shares. Afterward, he reported 72,418 directly held common shares and 16,800 stock options.

What shares make up Aaron Tucker's UNTY holdings?

His reported 72,418 shares consisted of 20,207 shares in a Shareworks account, 44,414 in a brokerage account, 3,797 at Computershare with dividends reinvested quarterly, and 4,000 restricted shares at Computershare with upcoming vesting dates.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Tucker Aaron

(Last)

(First)

(Middle)

C/O UNITY BANK

64 OLD HIGHWAY 22

(Street)

CLINTON

NEW JERSEY

08809

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
UNITY BANCORP INC /NJ/ [ UNTY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/28/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	10/28/2026		M		1,500	A	$15.7	72,418⁽¹⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Stock Option (Right to Buy)	$15.7	10/28/2026		M			1,500	⁽²⁾	01/03/2027	Common Stock	1,500	$0.00	16,800⁽³⁾	D

Explanation of Responses:

1. 72,418 shares consisting of 20,207 shares held in an account at Shareworks, 44,414 shares held in a brokerage account, 3,797 shares are held in an account at Computershare of which dividends are reinvested quarterly, and 4,000 restricted shares are held in an account at Computershare, which have upcoming vesting dates

2. Vests 500 share(s) on 03-Jan-2018, 500 share(s) on 03-Jan-2019, 500 share(s) on 03-Jan-2020

3. 16,800 stock options were granted under various dates and vesting periods of which all are currently exercisable.

Remarks:

Total Beneficial Ownership: 89,218

	Aaron Tucker, POA Amanda Roche, FVP/Controller	10/29/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR