Unity Bancorp chair gets 1,200 restricted shares

Unity Bancorp Inc. chairman and 10% owner David D. Dallas reported a grant of 1,200 shares of restricted stock on January 27, 2026 at a price of $0.00 per share.

Rhea-AI Filing Summary

Unity Bancorp Inc. chairman and 10% owner David D. Dallas reported a grant of 1,200 shares of restricted stock on January 27, 2026 at a price of $0.00 per share. After this award, he directly holds 4,976 restricted shares and 40,898 shares of common stock.

He also indirectly holds 1,775,735 shares of Unity Bancorp common stock through Dallas Financial Holdings, LLC, and has 17,333 stock options that are currently exercisable. In total, his reported beneficial ownership is 1,838,942 shares of Unity Bancorp common stock and related equity.

Insider Trade Summary

Grant/Award: 1,200 shares

Grant/Award 4 txns

Insider DALLAS DAVID D

Role Director, 10% Owner

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock	1,200	$0.00	$0.00
holding	Stock Options (Right to buy)	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Restricted Stock — 4,976 shares (Direct); Stock Options (Right to buy) — 0 contracts (Direct); Common Stock — 40,898 shares (Direct); Common Stock — 1,775,735 shares (Indirect, Dallas Financial Holdings, LLC.)

Footnotes (4)

1. F1. 4,000 shares are held in an account at Computershare, which have upcoming vesting dates. 976 shares are dividend reinvested shares for a total of 4,976.
2. F2. 30,898 shares are held in an account at Shareworks of which dividends are reinvested quarterly. An additional 10,000 shares are held in a separate brokerage account.
3. F3. 195,425 shares are held in an account at Computershare, 1,580,310 shares are held in a brokerage account totaling 1,775,735.
4. F4. 17,333 stock options were granted under various dates and vesting periods of which all are currently exercisable.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did UNTY chairman David D. Dallas report?

David D. Dallas reported receiving 1,200 shares of restricted Unity Bancorp common stock on January 27, 2026 at a price of $0.00 per share. This was an equity award, increasing his directly held restricted stock position in the company.

How many Unity Bancorp (UNTY) shares does David D. Dallas beneficially own?

David D. Dallas reports total beneficial ownership of 1,838,942 Unity Bancorp shares. This includes directly held restricted stock, directly held common shares, indirectly held shares through Dallas Financial Holdings, LLC, and 17,333 stock options that are currently exercisable into common stock.

How many Unity Bancorp shares does David D. Dallas hold indirectly?

David D. Dallas indirectly holds 1,775,735 Unity Bancorp common shares through Dallas Financial Holdings, LLC. Footnotes state these consist of shares in a Computershare account and a brokerage account, which together make up the reported indirect ownership position.

What are David D. Dallas’s stock options in Unity Bancorp (UNTY)?

David D. Dallas holds 17,333 Unity Bancorp stock options, described as rights to buy common stock. Footnotes explain these options were granted on various dates with different vesting periods, and that all 17,333 options are currently exercisable into common shares.

What direct Unity Bancorp share holdings does David D. Dallas report?

Directly, David D. Dallas reports 4,976 restricted Unity Bancorp shares and 40,898 common shares. The restricted shares include 4,000 unvested shares at Computershare and 976 dividend reinvestment shares, while additional common shares are held at Shareworks and a brokerage account.

What is the role of David D. Dallas at Unity Bancorp (UNTY)?

David D. Dallas is reported as a director, a 10% owner, and Chairman of the Board of Unity Bancorp Inc. His Form 4 filing reflects these roles and discloses his significant beneficial ownership position in the company’s common stock and equity awards.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 01/28/2026 - 05:14 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

DALLAS DAVID D

(Last) (First) (Middle)

C/O UNITY BANCORP INC

64 OLD HIGHWAY 22

(Street)

CLINTON NJ 08809

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
UNITY BANCORP INC /NJ/ [ UNTY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
	Officer (give title below)	X	Other (specify below)
			Chairman of the Board

3. Date of Earliest Transaction (Month/Day/Year)
01/27/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Restricted Stock	01/27/2026		A		1,200	A	$0.00	4,976(1)	D
Common Stock								40,898(2)	D
Common Stock								1,775,735(3)	I	Dallas Financial Holdings, LLC.

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Options (Right to buy)	(4)							(4)	(4)	Common Stock	(4)		17,333(4)	D

Explanation of Responses:

1. 4,000 shares are held in an account at Computershare, which have upcoming vesting dates. 976 shares are dividend reinvested shares for a total of 4,976.

2. 30,898 shares are held in an account at Shareworks of which dividends are reinvested quarterly. An additional 10,000 shares are held in a separate brokerage account.

3. 195,425 shares are held in an account at Computershare, 1,580,310 shares are held in a brokerage account totaling 1,775,735.

4. 17,333 stock options were granted under various dates and vesting periods of which all are currently exercisable.

Remarks:

Total Beneficial Ownership: 1,838,942

	David D. Dallas, POA Amanda Roche, FVP/Controller	01/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.