Welcome to our dedicated page for MDJM SEC filings (Ticker: UOKA), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The MDJM LTD (UOKA) SEC filings page on Stock Titan brings together the company’s regulatory disclosures as a foreign private issuer. MDJM files reports with the U.S. Securities and Exchange Commission on Form 20-F and Form 6-K, providing details on its culture-driven asset management operations, capital structure, governance decisions, and interactions with The Nasdaq Stock Market.
In these filings, MDJM describes itself as a Cayman Islands company with principal executive office in Fife, United Kingdom, and outlines its focus on transforming historical properties such as Fernie Castle and the Robin Hill property into cultural and hospitality hubs. Investors can review interim financial statements, notes on revenue from hotel income, and geographic information indicating that a majority of revenue is derived from the United Kingdom. The filings also document discontinued operations related to prior activities in the People’s Republic of China.
Key filing topics for MDJM include shareholder meeting results, authorization of new classes of ordinary shares (Class A and Class B), increases in authorized share capital, and amendments to the memorandum and articles of association. Governance filings cover director elections, board changes, and the appointment of independent directors. Regulatory correspondence with Nasdaq is disclosed through 6-K reports that describe minimum bid price compliance, hearing outcomes, continued listing decisions, and the imposition of a one-year Discretionary Panel Monitor.
On Stock Titan, MDJM filings are updated in real time from EDGAR and supported by AI-powered summaries that highlight the main points in lengthy documents such as annual reports on Form 20-F and interim 6-Ks. Users can quickly see how capital structure has evolved, how hotel income and UK operations are presented in the notes, and how listing compliance matters are addressed. Access to these filings, along with AI explanations, helps readers understand MDJM’s regulatory history, corporate actions, and risk disclosures without having to parse every technical detail manually.
MDJM LTD is implementing a 35-for-1 consolidation of all its authorized, issued and unissued ordinary shares. The 10,000,000,000 authorized ordinary shares with a par value of US$0.025 will become 285,714,285 ordinary shares with a par value of US$0.875 each, split into Class A and Class B shares. The Class A ordinary shares will begin trading on a post-consolidation basis on the Nasdaq Capital Market under the same symbol UOKA from March 16, 2026, with a new CUSIP G59290125. No cash will be paid for fractional shares; instead, holdings will be rounded up to the nearest whole share.
MDJM LTD has filed a shelf registration to offer up to $70,000,000 of Class A ordinary shares, preferred shares, debt securities, warrants, rights and units, subject to completion and to be sold from time to time.
The base prospectus states offerings will be made pursuant to prospectus supplements that set specific terms and plan of distribution. It discloses recent financings, including a February 2026 underwritten follow-on (4,280,000 units, gross proceeds ~$6,000,000), a March 2, 2026 registered direct sale of 24,600,000 Class A shares for gross proceeds of $2,496,900, and that Class A shares trade on Nasdaq (last reported sale price shown as $0.0772 on March 3, 2026).
MDJM LTD completed a registered direct offering, selling 24,600,000 Class A ordinary shares at $0.1015 per share to institutional investors. The transaction generated approximately $2.4969 million in gross proceeds before fees and expenses, providing new equity capital to support the company’s operations and growth plans.
Maxim Group LLC acted as exclusive placement agent and will receive a 7.0% cash fee on the aggregate gross proceeds, plus reimbursement of up to $60,000 of expenses. The shares were issued under MDJM’s effective Form F-3 shelf registration statement and a related prospectus supplement.
MDJM LTD is offering 24,600,000 Class A Ordinary Shares at $0.1015 per share pursuant to a Securities Purchase Agreement dated Feb 27, 2026. The prospectus supplement states net proceeds to the Company are $0.094395 per share, or $2,322,117 in the aggregate, before expenses. Upon completion of the offering the Company projects 43,079,922 Class A Ordinary Shares outstanding and 408,000 Class B Ordinary Shares, with dual-class voting described in the supplement. The shares are listed on Nasdaq under the symbol UOKA. The supplement discloses related-party and intercompany transfers of proceeds into the UK operating subsidiary and summarizes operational, regulatory, and execution risks tied to the Company’s strategic shift to a cultural IP and hospitality-focused model.
UOKA LTD received a Schedule 13G disclosing that Intracoastal Capital LLC, together with Mitchell P. Kopin and Daniel B. Asher, holds beneficial ownership of Class A ordinary shares through warrants. As of February 17, 2026, they may be deemed to beneficially own 548,355 ordinary shares, equal to 9.99% of the class, based solely on shared voting and investment power. The filing explains that additional shares are potentially issuable under two Intracoastal warrants but are restricted by “blocker” provisions that prevent ownership from exceeding 9.99% or 4.99%, depending on the warrant. The reporting persons certify the holdings are not for the purpose of changing or influencing control of the issuer.
LTD completed an underwritten follow-on public offering of 4,280,000 units at $1.40 per unit, generating approximately $6.0 million in gross proceeds before fees. Each unit includes one Class A ordinary share and one Series A warrant to buy one Class A share.
The Series A warrants have a one-year term, are immediately exercisable, and start with a $1.40 exercise price per share. On the 4th and 8th trading days after closing, the warrant exercise price resets to $0.98 and $0.70, with the underlying share count increased so the total exercise value stays constant.
The warrants also feature a zero exercise price option, letting holders exchange each warrant for 1.5 Class A shares otherwise issuable on a cash exercise. Maxim Group LLC acted as sole book-running manager, receiving a 7% underwriting discount and $80,000 in expense reimbursement, and partially exercised an over-allotment option for 642,000 additional Series A warrants.
LTD is offering 4,280,000 Units at $1.40 each, with each Unit including one Class A Ordinary Share and one one-year Series A Warrant, for gross proceeds of $5,992,000 before expenses (or $6,890,800 with full over-allotment exercise).
The Series A Warrants feature resetting exercise prices and a zero cash exercise option that could result in up to 12,840,000 Class A Ordinary Shares, or 14,766,000 including over-allotment warrants, being issued without additional cash to the company. Class A Ordinary Shares outstanding would increase from 660,686 to 4,940,686 after the base offering. The company is a Cayman holding company whose CEO controls about 96.89% of voting power and highlights substantial dilution and Nasdaq delisting risks tied to this highly dilutive structure.
MDJM Ltd has filed an F-1 to offer 2,336,448 Units, each at an assumed $2.14. Each Unit contains one Class A Ordinary Share (or a Pre-Funded Warrant in its place) and one Series A Warrant for one Class A share. The Series A Warrants have a one-year term, feature exercise price resets and a zero cash exercise option that can deliver up to 7,009,344 Class A shares if all investor warrants are exercised this way, rising to 8,060,746 shares including warrants from the underwriter’s over-allotment option. Net cash proceeds from the Unit sale are estimated at about $4.33 million, or $5.03 million if the over-allotment is fully used, to fund development of a new cultural IP ecosystem, working capital, and general corporate purposes. As of the prospectus date, MDJM has 660,686 Class A and 408,000 Class B shares outstanding, with its CEO controlling about 96.89% of voting power, and notes prior Nasdaq listing deficiencies and delisting risk.
LTD held an extraordinary general meeting of shareholders on January 22, 2026, where investors approved a conditional consolidation of the company’s authorized ordinary shares. A total of 20,464,723.09 votes, representing 97.17% of votes exercisable as of the December 17, 2025 record date, were present in person or by proxy. The consolidation resolution passed with 20,454,243.80 votes in favor, 9,477.10 votes against, and 1,002.19 abstentions, indicating very strong shareholder support for the change to the company’s share structure.