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Urban One (UONEK) director receives 17,442-share restricted stock grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

URBAN ONE, INC. director Brian W. McNeill reported an acquisition of 17,442 shares of Class D Common Stock as a restricted stock award. According to the disclosure, the award value was $75,000, determined using the $4.30 closing price of the Class D shares on July 15, 2026. The award will vest in two equal annual installments beginning July 15, 2027. Following this grant, McNeill directly holds 40,863 Class D shares.

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Insider MCNEILL BRIAN W
Role Director
Type Security Shares Price Value
Grant/Award Class D Common Stock 17,442 $0.00 --
Holdings After Transaction: Class D Common Stock — 40,863 shares (Direct)
Footnotes (1)
  1. [object Object]
Restricted stock granted 17,442 shares Class D Common Stock award to director Brian W. McNeill
Award value $75,000 Value used to determine the number of restricted shares granted
Closing price on grant date $4.30 Closing price of Class D shares on July 15, 2026 used for award calculation
Transaction price per share $0.00 Compensation grant, not an open-market purchase
Shares after transaction 40,863 shares Total Class D shares directly held by Brian W. McNeill after grant
Vesting start date July 15, 2027 First of two equal annual vesting installments
restricted stock financial
"Represents an award of restricted stock, pursuant to Rule 16b-3"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
Rule 16b-3 regulatory
"Represents an award of restricted stock, pursuant to Rule 16b-3"
Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.
Class D Common Stock financial
"The closing price of the Company's Class D shares on July 15, 2026"

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FAQ

What transaction did Urban One (UONE) director Brian W. McNeill report?

Brian W. McNeill reported a grant of 17,442 shares of Urban One Class D Common Stock as a restricted stock award. The grant is compensation-related and was made at no cash cost per share to McNeill.

How was the 17,442-share award to Urban One (UONE) director valued?

The award was valued at $75,000, calculated by dividing that amount by the $4.30 closing price of Urban One’s Class D shares on July 15, 2026. This produced a grant of 17,442 restricted shares.

What is the vesting schedule for Brian McNeill’s Urban One (UONE) restricted stock?

The 17,442 restricted shares will vest in two equal annual installments beginning on July 15, 2027. That means half the award vests in 2027 and the remaining half vests one year later, subject to the award terms.

How many Urban One (UONE) Class D shares does Brian McNeill hold after this grant?

After the reported grant, Brian McNeill directly holds 40,863 shares of Urban One Class D Common Stock. This total includes the newly awarded 17,442 restricted shares, subject to their multi-year vesting schedule.

Did Brian McNeill pay a purchase price for his new Urban One (UONE) shares?

No, the filing shows a $0.00 transaction price per share, indicating a compensation grant rather than an open-market purchase. The economic value was set using the $4.30 closing price on July 15, 2026.

Under what rule was the Urban One (UONE) restricted stock award to Brian McNeill granted?

The restricted stock award was granted pursuant to Rule 16b-3, which governs certain insider compensation-related transactions. This rule allows board-approved equity compensation without triggering the usual short-swing profit rules.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
MCNEILL BRIAN W

(Last)(First)(Middle)
2101 E 4TH ST STE 2029

(Street)
SANTA ANA CALIFORNIA 92705

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
URBAN ONE, INC. [ UONEK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class D Common Stock07/15/2026A17,442(1)A$040,863D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents an award of restricted stock, pursuant to Rule 16b-3, which will vest in two equal annual installments beginning July 15, 2027. The number of shares was determined by dividing $75,000 by the closing price of the Company's Class D shares on July 15, 2026. The closing price of the Class D shares on that date was $4.30.
Karen Wishart07/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)