[144] Upbound Group, Inc. SEC Filing

Rhea-AI Filing Summary

Upbound Group, Inc. (UPBD) filed a Form 144 notifying the proposed sale of 6,000 common shares through RBC Capital Markets with an approximate aggregate market value of $151,386. The filing states the shares were acquired on February 17, 2021 as an executive payout from the issuer and payment was recorded the same day. The shares represent a small fraction of the reported 57,895,609 outstanding shares. The seller reports no securities sold in the past three months and certifies they are unaware of any undisclosed material adverse information about the issuer.

Insights

Securities Analyst

TL;DR: Small, routine insider sale filed; unlikely to be material to UPBD shareholders.

The Form 144 reports a proposed sale of 6,000 common shares valued at about $151k to be executed via RBC Capital Markets on 09/11/2025. Given the issuer's stated outstanding share count of 57,895,609, the proposed sale is de minimis relative to the public float. The acquisition origin is an executive payout dated 02/17/2021, and there were no reported sales by the filer in the prior three months. From a market-impact perspective this filing reads as a routine liquidity event rather than a signal of material change.

Corporate Governance Specialist

TL;DR: Filing follows Rule 144 disclosure norms; no red flags on timing or undisclosed information.

The notice includes required representations, including the filers assertion of no undisclosed material adverse information and disclosure of the acquisition source as an executive payout. The use of an institutional broker and the absence of recent sales suggest compliance with orderly disposition procedures. There are no governance or disclosure anomalies visible within the provided content.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	RBC CAPITAL MARKETS LLC 250 NICOLLET MALL, SUITE 1700 MINNEAPOLIS MN 55401	6000	151386.00	57895609	09/11/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	02/17/2021	EXECUTIVE PAYOUT	ISSUER			6000	02/17/2021	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Upbound Group's (UPBD) Form 144 report?

The filing reports a proposed sale of 6,000 common shares via RBC Capital Markets with aggregate market value of $151,386 and an approximate sale date of 09/11/2025.

When and how were the shares being sold acquired?

The 6,000 shares were acquired on February 17, 2021 as an executive payout from the issuer, with payment recorded the same day.

How many UPBD shares are outstanding per the filing?

The filing lists 57,895,609 shares outstanding, making the proposed 6,000-share sale a very small percentage of total shares.

Did the filer report any sales in the past three months?

No. The section for securities sold during the past three months states "Nothing to Report".

Does the filer assert any undisclosed material information about UPBD?

The filer represents they do not know of any material adverse information regarding the issuer that has not been publicly disclosed.