[144] Upbound Group, Inc. SEC Filing

Rhea-AI Filing Summary

Upbound Group, Inc. (UPBD) notice reports a proposed sale of 3,500 common shares through UBS Financial Services on the NASDAQ with an approximate aggregate market value of $82,713.75. The shares represent a small fraction of the issuer's outstanding common stock of 57,895,609 shares. The shares were acquired on 02/11/2025 through PSU vesting from Upbound Group, Inc., and the intended sale date is 08/21/2025. The filer certifies no undisclosed material information and reports no sales of issuer securities by the filer in the past three months.

Positive

• Complete disclosure of intended sale details including broker, date, quantity, and aggregate value
• Sale size is immaterial relative to total shares outstanding (3,500 vs 57,895,609)
• No reported sales by the filer in the past three months, indicating no pattern of frequent disposals

Negative

• Short holding period between PSU vesting (02/11/2025) and proposed sale (08/21/2025), which may prompt investor questions about insider sentiment
• No additional context provided in the filing about the filer’s trading plan or reason for sale beyond the Rule 144 notice

Insights

Securities Analyst

TL;DR: Small insider sale via broker; not likely material to valuation but worth noting timing relative to PSU vesting.

The filing documents an intended block sale of 3,500 shares acquired by PSU vesting on 02/11/2025, to occur 08/21/2025 on NASDAQ through UBS. At an aggregate value of $82,713.75 versus 57.9 million shares outstanding, the position is immaterial from a capitalization perspective. The disclosure is routine under Rule 144 and includes the standard representation that the seller has no undisclosed material information. No prior sales by the filer were reported in the last three months.

Corporate Governance Expert

TL;DR: Standard Rule 144 notice; governance impact appears minimal but the short interval between vesting and sale may attract attention.

This Form 144 provides the required pre-sale notice for restricted or control securities. The issuer relationship is identified as the grantor of PSUs, and the filer used an institutional broker. While the sale size is small relative to outstanding shares, stakeholders may scrutinize insider selling patterns when they occur soon after vesting. The filing contains the required certification about material nonpublic information, aligning with disclosure expectations.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	UBS Financial Services Inc 1000 Harbor Blvd 3rd Floor Weehawken NJ 07086	3500	82713.75	57895609	08/21/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/11/2025	PSU Vesting	Upbound Group Inc.			3500	08/21/2025	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Upbound Group (UPBD) disclose in this Form 144?

The filer intends to sell 3,500 common shares on 08/21/2025 via UBS on NASDAQ for an aggregate market value of $82,713.75.

When and how were the shares acquired that are being sold?

The shares were acquired on 02/11/2025 through PSU vesting from Upbound Group, Inc.

How large is the proposed sale relative to Upbound Group's outstanding shares?

The sale is 3,500 shares versus 57,895,609 shares outstanding, representing an immaterial percentage of total shares.

Does the filer report any sales of the issuer's securities in the past three months?

No. The filing states Nothing to Report for securities sold during the past three months.

Which broker will execute the sale for UPBD shares?

The named broker is UBS Financial Services Inc, 1000 Harbor Blvd, Weehawken, NJ.