Welcome to our dedicated page for Upland Software SEC filings (Ticker: UPLD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for Upland Software, Inc. (Nasdaq: UPLD), a company that describes itself as a leader in AI-powered knowledge and content management software. These regulatory documents offer detailed insight into Upland’s financial condition, capital structure, governance, and material corporate events.
Investors can use Upland’s annual reports on Form 10-K and quarterly reports on Form 10-Q (when available) to review audited and interim financial statements, management’s discussion and analysis, risk factors, and information about the company’s software portfolio and business strategy. These filings complement the company’s earnings press releases, which are often furnished to the SEC on Form 8-K under Item 2.02.
Upland’s current reports on Form 8-K document significant events such as quarterly financial results, entry into material definitive agreements, authorization of stock repurchase programs, and changes in executive leadership. For example, recent 8-K filings have reported the establishment of a new senior secured term loan and revolving credit facility, the authorization of a stock repurchase plan, and leadership transitions in key operating roles.
In addition to periodic and current reports, investors may review proxy statements for information on board composition and executive compensation, and beneficial ownership and insider transaction filings (such as Form 4) to track equity transactions by directors and officers, when such filings are made.
On Stock Titan, these SEC filings are updated from EDGAR and paired with AI-powered summaries that explain key points in plain language. Users can quickly see what changed in a filing, locate discussions of debt agreements, stock repurchase authorizations, or non-GAAP metrics definitions, and then drill into the full document for deeper analysis. This helps investors, analysts, and researchers understand how Upland reports its performance and discloses material events over time.
Upland Software, Inc. reported that its Chief Operating & Product Officer, D. Doman, had 24,595 shares of common stock withheld on 12/16/2025 at $1.485 per share to cover tax obligations tied to the vesting of restricted stock units. The filing states this was not an open market sale, but shares retained by the issuer for tax withholding. After this transaction, Doman beneficially owned 707,257 shares of Upland Software common stock directly.
Upland Software, Inc. CEO and director J. McDonald reported an automatic share withholding related to equity compensation. On 12/16/2025, 19,677 shares of Upland common stock were withheld by the company at a price of $1.485 per share to cover tax obligations tied to the vesting of restricted stock units, and the filing clarifies this was not an open market sale. After this transaction, McDonald beneficially owned 2,409,492 shares directly and 363,738 shares indirectly through National Financial Services as custodian for a retirement account. The disclosure also notes that these totals do not include 125,000 additional shares held in a trust for the benefit of McDonald’s children.
Upland Software, Inc. officer Micheal D. Hill, who serves as CFO, Treasurer and Secretary, reported an insider transaction involving company common stock. On 12/16/2025, 8,856 shares of common stock were disposed of at $1.485 per share with a transaction code "F," indicating shares were withheld by the issuer to satisfy tax withholding obligations tied to the vesting of restricted stock units, rather than sold in the open market.
Following this tax withholding event, Hill beneficially owned 331,222 shares of common stock directly. In addition, 160,042 shares were held indirectly through the MDH Trust, a trust for the benefit of his family for which he serves as trustee.
Upland Software (UPLD) filed its Q3 2025 10-Q, showing smaller losses amid a leaner footprint. Revenue was $50.5M versus $66.7M a year ago as subscription and support fell to $47.7M. Gross profit was $38.8M. Operating income reached $5.3M, helped by lower operating costs, but other expenses (including interest) led to a net loss of $1.1M.
Year to date, divestitures drove a $24.4M loss and $2.5M of intangible impairment. Cash from operations was $18.5M for the nine months, ending cash at $22.8M. The company refinanced with a new $240.0M senior secured term loan maturing 2031 at SOFR (floor 1.5%) + 6.0% (10.3% at quarter-end) and added a $30.0M revolver (undrawn). Long-term debt was $233.8M. Deferred revenue was $66.9M. The Board approved a $10M repurchase plan; 55,597 shares were bought at an average $2.44, leaving $9.9M authorized. Common shares outstanding were 28,891,348 as of November 4, 2025.
Upland Software, Inc. filed a Form 8-K stating it issued a press release announcing financial results for the quarter ended September 30, 2025. The press release is included as Exhibit 99.1 and incorporated by reference.
The filing identifies UPLD common stock listed on The Nasdaq Global Market. The report is dated November 6, 2025 and was signed by the Chief Financial Officer.
Upland Software (UPLD) director D. Chung reported a grant of 25,000 restricted stock units on 10/27/2025 at a stated price of $0. Half of the RSUs vest on 12/16/2025, with the remaining units vesting in two equal installments on 3/16/2026 and 6/16/2026, contingent on continued board service.
After the grant, Chung beneficially owns 124,484 shares directly. Any proceeds from later sales of shares covered by these RSUs will be transferred to HGGC pursuant to an agreement, and Chung disclaims all pecuniary interest in the reported securities.
Upland Software (UPLD) reported an insider equity grant. A director acquired 25,000 restricted stock units on 10/27/2025 at $0. The RSUs vest as follows: one‑half on 12/16/2025, and the remainder in two equal quarterly installments on 3/16/2026 and 6/16/2026. Following this transaction, the director beneficially owned 124,232 shares, held directly.
Upland Software (UPLD) director T. Mattox reported acquiring 25,000 shares of Common Stock via restricted stock units on 10/27/2025 at a price of $0 per share, according to a Form 4.
The RSUs vest as follows: one-half on 12/16/2025, and the remainder in two equal quarterly installments on 3/16/2026 and 6/16/2026.
Following this transaction, Mattox beneficially owned 419,008 shares, held directly.
Upland Software (UPLD) reported an insider equity award on a Form 4. A company director acquired 25,000 shares of common stock in the form of restricted stock units (RSUs) on 10/27/2025 at a stated price of $0 per unit.
The RSUs vest as disclosed: one-half on 12/16/2025, with the remainder vesting in two equal quarterly installments on 3/16/2026 and 6/16/2026. Following this transaction, the reporting person beneficially owned 191,437 shares. The ownership form is listed as Direct.
Upland Software (UPLD) reported an insider equity award. A director acquired 25,000 shares on 10/27/2025 at a reported price of $0, reflecting a grant of restricted stock units. Following the transaction, the director directly beneficially owns 144,490 shares.
The RSUs vest as follows: one-half on 12/16/2025, and the remainder in two equal installments on 3/16/2026 and 6/16/2026.
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