Timothy Mattox (UPLD) details planned stock sale and prior trades

Rhea-AI Filing Summary

Timothy Mattox has filed a notice of proposed sale of 1,000 shares of common stock through Morgan Stanley Smith Barney LLC Executive Financial Services on or after 08/06/2026 on NASDAQ. The filing also lists several recent sales of common shares by Mattox over the prior three months.

Key Figures

Proposed shares to be sold: 1,000 shares Proposed sale date: 08/06/2026 Sale on 08/05/2026: 1,000 shares at 4530.00 +4 more

7 metrics

Proposed shares to be sold 1,000 shares Common stock listed under Securities To Be Sold section

Proposed sale date 08/06/2026 Approximate date for NASDAQ sale of common stock

Sale on 08/05/2026 1,000 shares at 4530.00 Common stock sold during the past 3 months

Sale on 08/04/2026 1,000 shares at 4330.00 Common stock sold during the past 3 months

Sale on 08/03/2026 1,000 shares at 4450.00 Common stock sold during the past 3 months

Sale on 07/31/2026 1,000 shares at 4480.00 Common stock sold during the past 3 months

Restricted stock grant date 12/16/2018 Restricted Stock entry associated with issuer

Key Terms

Form 144, Restricted Stock, Executive Financial Services, NASDAQ

4 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock financial

"Common | 12/16/2018 | Restricted Stock | Issuer"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Executive Financial Services financial

"Morgan Stanley Smith Barney LLC Executive Financial Services"

NASDAQ market

"08/06/2026 | NASDAQ"

The Nasdaq is a stock exchange where many companies' shares are bought and sold, functioning much like a marketplace for investments. It matters to investors because it provides a platform to buy and sell ownership stakes in companies, helping them track the value of those companies and make informed decisions. As one of the largest and most technology-focused markets, it also reflects trends and developments in the business world.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/06/2026 - 04:03 PM Accepted by SEC EDGAR 08/06/2026 - 04:02 PM Learn about SEC filing dates

FAQ

What does Timothy Mattox’s Form 144 filing for UPLD indicate?

The Form 144 indicates that Timothy Mattox plans to sell 1,000 shares of common stock through Morgan Stanley Smith Barney LLC Executive Financial Services, with the proposed NASDAQ sale date listed as 08/06/2026, subject to applicable securities law requirements.

How many UPLD shares does Timothy Mattox plan to sell under this Form 144?

The filing reports a proposed sale of 1,000 shares of common stock. These shares are to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services in connection with the planned NASDAQ transaction dated 08/06/2026.

What recent UPLD stock sales by Timothy Mattox are disclosed?

The filing lists four recent sales by Timothy Mattox, each of 1,000 common shares on 08/05/2026, 08/04/2026, 08/03/2026, and 07/31/2026, at reported prices of 4530.00, 4330.00, 4450.00, and 4480.00, respectively.

What type of UPLD securities are involved in Timothy Mattox’s Form 144?

The filing concerns common stock, including a line showing common shares associated with restricted stock originally dated 12/16/2018 and identifying the issuer as the source of those restricted shares.

Which broker is handling Timothy Mattox’s planned UPLD share sale?

The proposed sale of 1,000 common shares is shown as being handled by Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004, with trading on NASDAQ.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1000	4270.00	2936320	08/06/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/16/2018	Restricted Stock	Issuer			1000	12/16/2018	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
TIMOTHY WILLIAM MATTOX 900 S. Capital of Texas Highway, Las Cimas IV, Suite 300 Austin TX 78746	Common	08/05/2026	1000	4530.00
TIMOTHY WILLIAM MATTOX 900 S. Capital of Texas Highway, Las Cimas IV, Suite 300 Austin TX 78746	Common	08/04/2026	1000	4330.00
TIMOTHY WILLIAM MATTOX 900 S. Capital of Texas Highway, Las Cimas IV, Suite 300 Austin TX 78746	Common	08/03/2026	1000	4450.00
TIMOTHY WILLIAM MATTOX 900 S. Capital of Texas Highway, Las Cimas IV, Suite 300 Austin TX 78746	Common	07/31/2026	1000	4480.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)