UPLD insider plans sale of 1,000 common shares

Timothy Mattox has filed a notice of proposed sales of common stock of issuer UPLD.

Rhea-AI Filing Summary

Timothy Mattox has filed a notice of proposed sales of common stock of issuer UPLD. The filing lists 1,000 shares of common stock to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services on NASDAQ on 08/05/2026, tied to restricted stock originally issued on 12/16/2018.

The disclosure also reports past sales during the prior three months: 1,000 common shares on 07/31/2026 at 4480.00, 1,000 shares on 08/03/2026 at 4450.00, and 1,000 shares on 08/04/2026 at 4330.00. The proposed sale block is shown with a value figure of 2936320.

Key Figures

Proposed shares to be sold: 1,000 shares Proposed price figure: 4530.00 Value figure for proposed sale: 2936320 +4 more

7 metrics

Proposed shares to be sold 1,000 shares Common stock to be sold through Morgan Stanley Smith Barney LLC on 08/05/2026

Proposed price figure 4530.00 Price figure associated with the 1,000-share proposed sale on 08/05/2026

Value figure for proposed sale 2936320 Value entry tied to the proposed 1,000-share transaction

Sale on 07/31/2026 1,000 shares at 4480.00 Common stock sold by Timothy Mattox on 07/31/2026

Sale on 08/03/2026 1,000 shares at 4450.00 Common stock sold by Timothy Mattox on 08/03/2026

Sale on 08/04/2026 1,000 shares at 4330.00 Common stock sold by Timothy Mattox on 08/04/2026

Restricted stock acquisition date 12/16/2018 Date the restricted common stock was originally issued by the company

Key Terms

Form 144, restricted stock, Securities Sold During The Past 3 Months, common stock

4 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

restricted stock financial

"Restricted Stock | Issuer | | | 1000 | 12/16/2018"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Securities Sold During The Past 3 Months regulatory

"144: Securities Sold During The Past 3 Months"

common stock financial

"Common | 08/04/2026 | 1000 | 4330.00"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Timothy Mattox’s Form 144 filing mean for UPLD?

The Form 144 shows Timothy Mattox plans to sell 1,000 common shares of UPLD on NASDAQ. It also discloses earlier sales of 3,000 shares in late July and early August 2026, providing transparency around his trading activity.

How many UPLD shares is Timothy Mattox proposing to sell in this Form 144?

The filing lists a proposed sale of 1,000 common shares of UPLD. These shares are to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services, with the proposed sale date disclosed as 08/05/2026.

What prior UPLD share sales by Timothy Mattox are disclosed in this Form 144?

The filing discloses three recent sales: 1,000 shares on 07/31/2026 at 4480.00, 1,000 shares on 08/03/2026 at 4450.00, and 1,000 shares on 08/04/2026 at 4330.00. These transactions occurred before the newly proposed sale.

What price information is given for the UPLD shares in Timothy Mattox’s planned sale?

For the proposed 1,000-share sale, the Form 144 reports a price figure of 4530.00. The filing also shows a related value entry of 2936320, which is tied to this planned transaction on 08/05/2026.

What is the origin of the UPLD shares Timothy Mattox plans to sell?

The shares are identified as restricted stock with an acquisition date of 12/16/2018. The issuer is listed as the source of the restricted common stock, indicating they were originally obtained directly from the company.

Through which broker are the proposed UPLD share sales by Timothy Mattox arranged?

The Form 144 lists Morgan Stanley Smith Barney LLC Executive Financial Services at 1 New York Plaza, 8th Floor, New York, NY 10004 as the broker. The securities are indicated for trading on NASDAQ.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 08/05/2026 - 04:16 PM Accepted by SEC EDGAR 08/05/2026 - 04:15 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001624067
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	UPLAND SOFTWARE, INC.
SEC File Number	001-36720
Address of Issuer	900 S. Capital of Texas Highway, Las Cim as IV, Suite 300 Austin TEXAS 78746
Phone	(512) 960-1010
Name of Person for Whose Account the Securities are To Be Sold	TIMOTHY WILLIAM MATTOX
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1000	4530.00	2936320	08/05/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/16/2018	Restricted Stock	Issuer			1000	12/16/2018	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
TIMOTHY WILLIAM MATTOX 900 S. Capital of Texas Highway, Las Cim as IV, Suite 300 Austin TX 78746	Common	08/04/2026	1000	4330.00
TIMOTHY WILLIAM MATTOX 900 S. Capital of Texas Highway, Las Cim as IV, Suite 300 Austin TX 78746	Common	08/03/2026	1000	4450.00
TIMOTHY WILLIAM MATTOX 900 S. Capital of Texas Highway, Las Cim as IV, Suite 300 Austin TX 78746	Common	07/31/2026	1000	4480.00

144: Remarks and Signature

Remarks
Date of Notice	08/05/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	03/09/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Timothy William Mattox
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)