Upland Software adds CFO as reporting insider

Upland Software, Inc. (UPLD) reported that Jennifer L. Simon, its Chief Financial Officer, filed an initial insider ownership statement as a reporting person.

Rhea-AI Filing Summary

Upland Software, Inc. (UPLD) reported that Jennifer L. Simon, its Chief Financial Officer, filed an initial insider ownership statement as a reporting person. The filing lists no reportable transactions or equity holdings at this time, serving as a baseline disclosure of her status as an officer.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

Who is the reporting person in UPLD's latest Form 3 filing?

The reporting person is Jennifer L. Simon, who serves as Chief Financial Officer of Upland Software, Inc. The Form 3 establishes her status as an insider for future ownership and transaction reporting.

Does UPLD's Form 3 for Jennifer L. Simon report any stock transactions?

No, the Form 3 for UPLD’s CFO reports no transactions. It is an initial statement of insider status with zero buy, sell, or derivative transactions indicated in the summary data.

Are any UPLD shares reported as owned by Jennifer L. Simon on this Form 3?

No shares are reported as owned. The filing shows no holding entries, meaning there are no listed direct or indirect equity or derivative positions for Jennifer L. Simon in this initial statement.

What insider role does Jennifer L. Simon have at Upland Software (UPLD)?

Jennifer L. Simon is identified as an officer, specifically the Chief Financial Officer of Upland Software, Inc. She is not listed as a director or ten percent owner in this Form 3.

Does the UPLD Form 3 indicate any Rule 10b5-1 trading plan for the CFO?

No Rule 10b5-1 trading plan is indicated. The related field in the Form 3 data is null, so the filing does not affirm trades under a pre-arranged plan for this insider at this time.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/18/2026 - 04:23 PM Accepted by SEC EDGAR 08/18/2026 - 04:22 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Simon Jennifer L.

(Last) (First) (Middle)

900 S. CAPITAL OF TEXAS HWY

LAS CIMAS IV, SUITE 300

(Street)

AUSTIN TEXAS 78746

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
08/17/2026

3. Issuer Name and Ticker or Trading Symbol
Upland Software, Inc. [ UPLD ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

No securities are beneficially owned.

	Melanie Marshall (attorney-in-fact for J. Simon)	08/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)