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Upland Software (UPLD) interim CFO holds 6,947 common shares

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Upland Software Interim CFO David Tamez reports direct ownership of 6,947 shares of the company’s Common Stock. The position is categorized as a holding, indicating reported beneficial ownership without any associated purchase or sale transaction in this data.

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Insider Tamez David
Role Interim CFO
Type Security Shares Price Value
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 6,947 shares (Direct)
Common shares held 6,947 shares Direct ownership of Upland Software Common Stock reported by Interim CFO David Tamez
Holding entries reported 1 Number of holding-type entries in the ownership data
Common Stock financial
"security_title: "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Interim CFO financial
"officer_title: "Interim CFO""
An interim CFO is a temporary chief financial officer hired to run a company’s finance operations during a leadership transition, a search for a permanent hire, or while specific financial issues are resolved. Investors pay attention because this person manages budgeting, financial reporting and communications with shareholders—like a substitute driver keeping a car on course—so their competence affects short‑term financial stability, the accuracy of public reports, and market confidence.
direct ownership financial
"ownership_type: "direct" with ownership_code "D""

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

How many Upland Software (UPLD) shares does Interim CFO David Tamez report owning?

Interim CFO David Tamez reports owning 6,947 shares of Upland Software Common Stock. This amount reflects his current direct equity holding as an executive officer, categorized as a holding rather than a newly reported purchase or sale.

What type of security does Upland Software (UPLD) officer David Tamez hold?

David Tamez holds Common Stock of Upland Software. The disclosure shows his beneficial ownership as an officer, with the shares reported as a direct holding and no separate derivative securities listed in this data set.

Is David Tamez’s Upland Software (UPLD) position direct or indirect ownership?

David Tamez’s reported position is direct ownership of Upland Software Common Stock. The ownership type is coded as direct, meaning the shares are held in his own name rather than through a trust or other entity.

Does the Upland Software (UPLD) disclosure show any recent insider buying or selling by David Tamez?

The disclosure lists Tamez’s stake as a holding entry, not a purchase or sale. It reports his existing beneficial ownership of 6,947 common shares without identifying a new buy, sell, or derivative exercise transaction.

What executive role does David Tamez hold at Upland Software (UPLD) in this ownership report?

David Tamez is identified as Interim CFO of Upland Software. His role as an executive officer makes his equity position in the company’s Common Stock part of required insider ownership reporting to regulators and investors.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Tamez David

(Last)(First)(Middle)
900 S. CAPITAL OF TEXAS HWY
LAS CIMAS IV, SUITE 300

(Street)
AUSTIN TEXAS 78746

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
07/28/2026
3. Issuer Name and Ticker or Trading Symbol
Upland Software, Inc. [ UPLD ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Interim CFO
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock6,947D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
/s/ Lynn Sanders (as attorney-in-fact for D. Tamez)08/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)