Welcome to our dedicated page for Upland Software SEC filings (Ticker: UPLD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for Upland Software, Inc. (Nasdaq: UPLD), a company that describes itself as a leader in AI-powered knowledge and content management software. These regulatory documents offer detailed insight into Upland’s financial condition, capital structure, governance, and material corporate events.
Investors can use Upland’s annual reports on Form 10-K and quarterly reports on Form 10-Q (when available) to review audited and interim financial statements, management’s discussion and analysis, risk factors, and information about the company’s software portfolio and business strategy. These filings complement the company’s earnings press releases, which are often furnished to the SEC on Form 8-K under Item 2.02.
Upland’s current reports on Form 8-K document significant events such as quarterly financial results, entry into material definitive agreements, authorization of stock repurchase programs, and changes in executive leadership. For example, recent 8-K filings have reported the establishment of a new senior secured term loan and revolving credit facility, the authorization of a stock repurchase plan, and leadership transitions in key operating roles.
In addition to periodic and current reports, investors may review proxy statements for information on board composition and executive compensation, and beneficial ownership and insider transaction filings (such as Form 4) to track equity transactions by directors and officers, when such filings are made.
On Stock Titan, these SEC filings are updated from EDGAR and paired with AI-powered summaries that explain key points in plain language. Users can quickly see what changed in a filing, locate discussions of debt agreements, stock repurchase authorizations, or non-GAAP metrics definitions, and then drill into the full document for deeper analysis. This helps investors, analysts, and researchers understand how Upland reports its performance and discloses material events over time.
Upland Software (UPLD) reported an insider equity award. A director acquired 25,000 shares on 10/27/2025 at a reported price of $0, reflecting a grant of restricted stock units. Following the transaction, the director directly beneficially owns 144,490 shares.
The RSUs vest as follows: one-half on 12/16/2025, and the remainder in two equal installments on 3/16/2026 and 6/16/2026.
Upland Software insider J. McDonald reported a tax-withholding disposition of restricted stock units on 09/16/2025. The filing shows 22,956 shares were withheld at an effective price of $2.48; the filer held 2,429,169 shares directly after the transaction and 363,738 shares indirectly through National Financial Services as custodian for J. McDonald. The report clarifies the withheld shares were to satisfy tax obligations and were not an open-market sale. The filing notes an additional 125,000 shares held in a trust for Mr. McDonald’s children are excluded from the reported beneficial ownership. The form is signed by an attorney-in-fact on 09/17/2025.
Upland Software insider sale and tax withholding reported. Michael Douglass Hill, the company's CFO, Treasurer and Secretary, reported a disposition of 11,152 shares of Upland Software common stock on 09/16/2025 at a price of $2.48 per share. The filing states these shares were withheld by the issuer to satisfy tax withholding obligations related to the vesting of restricted stock units and explicitly notes this was not an open-market sale.
After the reported disposition, Mr. Hill directly beneficially owns 340,078 shares and indirectly owns 160,042 shares held in the MDH Trust for his family, for a total of 500,120 shares referenced in the filing.
Upland Software insider reported a withholding of 26,236 shares to cover taxes on vested restricted stock units. The transaction occurred on 09/16/2025 at a reported price of $2.48 per share and reduced the reporting person’s beneficial holdings to 731,852 shares. The reporting person is identified as Doman Dan, noted as an officer with the title Chief Operating & Product Ofcr and marked as a director. The filing clarifies this was shares withheld by the issuer to satisfy tax withholding obligations and explicitly states it is not an open market sale. The Form 4 was signed by an attorney-in-fact on 09/17/2025.
Upland Software director and CEO J. McDonald reported an insider sale of 14,438 shares of common stock on 09/11/2025 at a weighted average price of $2.3593 per share. The filing shows 2,452,125 shares held directly after the sale and 363,738 shares held indirectly through National Financial Services as custodian for J. McDonald. The filer says the sales were made to recognize general portfolio tax savings and that the price reflects multiple trades between $2.31 and $2.43. The filing excludes 125,000 shares held in a trust for his children.
Upland Software, Inc. (UPLD) Form 144 summary: This notice reports a proposed Rule 144 sale of 15,000 common shares through Fidelity Brokerage Services LLC on 09/10/2025 on NASDAQ, with an aggregate market value listed as $34,650.00. The filer shows 28,766,498 shares outstanding for the class. The shares to be sold were acquired as a stock award from the issuer on 03/15/2021, with an acquired amount of 15,456 shares and payment dated 03/15/2021. The filing indicates no securities sold in the past three months and includes the standard representation that the seller is unaware of undisclosed material adverse information.
Upland Software, Inc. has authorized a stock repurchase program of up to $10,000,000, inclusive of any taxes payable on the repurchases. The plan allows the company to buy back its outstanding common stock from time to time in the open market or through other transactions such as negotiated purchases, accelerated share repurchases, or derivative-based structures, in each case subject to applicable securities laws. The authorization has no fixed end date and will remain in place until the Board terminates it or the full $10,000,000 authorization has been used.