Upland Software's SEC filings document a cloud software issuer focused on AI-powered knowledge and content management applications. Recent Form 8-K reports furnish quarterly results and guidance, correct annual-report materials, disclose Nasdaq listing-compliance notices, changes in the independent registered public accounting firm, and chief executive transition and compensation arrangements.
Proxy materials cover annual meeting matters, board governance, executive compensation, equity awards, and pay-versus-performance disclosures. The filings also frame the company's capital structure through common stock and preferred stock purchase rights, while operating disclosures tie revenue and cash-flow measures to subscription and support software operations and completed divestitures.
Upland Software insider reported a withholding of 26,236 shares to cover taxes on vested restricted stock units. The transaction occurred on 09/16/2025 at a reported price of $2.48 per share and reduced the reporting person’s beneficial holdings to 731,852 shares. The reporting person is identified as Doman Dan, noted as an officer with the title Chief Operating & Product Ofcr and marked as a director. The filing clarifies this was shares withheld by the issuer to satisfy tax withholding obligations and explicitly states it is not an open market sale. The Form 4 was signed by an attorney-in-fact on 09/17/2025.
Upland Software director and CEO J. McDonald reported an insider sale of 14,438 shares of common stock on 09/11/2025 at a weighted average price of $2.3593 per share. The filing shows 2,452,125 shares held directly after the sale and 363,738 shares held indirectly through National Financial Services as custodian for J. McDonald. The filer says the sales were made to recognize general portfolio tax savings and that the price reflects multiple trades between $2.31 and $2.43. The filing excludes 125,000 shares held in a trust for his children.
Upland Software, Inc. (UPLD) Form 144 summary: This notice reports a proposed Rule 144 sale of 15,000 common shares through Fidelity Brokerage Services LLC on 09/10/2025 on NASDAQ, with an aggregate market value listed as $34,650.00. The filer shows 28,766,498 shares outstanding for the class. The shares to be sold were acquired as a stock award from the issuer on 03/15/2021, with an acquired amount of 15,456 shares and payment dated 03/15/2021. The filing indicates no securities sold in the past three months and includes the standard representation that the seller is unaware of undisclosed material adverse information.
Upland Software, Inc. has authorized a stock repurchase program of up to $10,000,000, inclusive of any taxes payable on the repurchases. The plan allows the company to buy back its outstanding common stock from time to time in the open market or through other transactions such as negotiated purchases, accelerated share repurchases, or derivative-based structures, in each case subject to applicable securities laws. The authorization has no fixed end date and will remain in place until the Board terminates it or the full $10,000,000 authorization has been used.