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UPS (UPS) awards stock options and performance units to senior executive Gutmann

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

United Parcel Service granted equity awards to executive Kathleen M. Gutmann, President International, Healthcare and SCS, on February 4, 2026. She received an option to purchase 51,376 shares of Class A common stock at an exercise price of $116.74 per share.

The option vests in five equal installments of 20% each year beginning on February 4, 2027. She was also awarded 1,831 restricted performance units under the company’s long‑term incentive program, each unit converting into one share of Class A common stock after the performance period.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gutmann Kathleen M.

(Last) (First) (Middle)
55 GLENLAKE PARKWAY, NE

(Street)
ATLANTA GA 30328

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
UNITED PARCEL SERVICE INC [ UPS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Pres Intl, Healthcare and SCS
3. Date of Earliest Transaction (Month/Day/Year)
02/04/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option to Purchase Class A Common $116.74 02/04/2026 A 51,376 (1) 02/04/2036 Class A Common Stock 51,376 $0.0000 51,376 D
Restricted Performance Units (2) 02/04/2026 A 1,831 (2) (2) Class A Common Stock 1,831 $0.0000 1,831 D
Explanation of Responses:
1. Options vest at the rate of 20% annually beginning February 4, 2027.
2. Restricted performance units awarded under the Company's Long Term Incentive Compensation Program following the completion of the performance period. Each unit automatically converts into one share of Class A common stock.
Michael Hanson, Power of Attorney 02/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did UPS (UPS) report for Kathleen M. Gutmann?

UPS reported new equity awards for executive Kathleen M. Gutmann. She received stock options and restricted performance units as part of long-term incentive compensation, aligning her interests with shareholders through potential future ownership of Class A common stock, subject to vesting and performance conditions.

How many UPS stock options were granted to Kathleen M. Gutmann?

Kathleen M. Gutmann was granted an option to purchase 51,376 shares of UPS Class A common stock. The option has an exercise price of $116.74 per share and represents a long-term incentive tied to future company performance and continued service.

When do Kathleen M. Gutmann’s UPS stock options vest?

Gutmann’s UPS stock options vest at 20% per year beginning on February 4, 2027. This annual vesting schedule over five years encourages retention and links the ultimate value of the award to the company’s long-term share performance.

What are the restricted performance units granted to Kathleen M. Gutmann at UPS?

UPS granted 1,831 restricted performance units to Kathleen M. Gutmann under its Long Term Incentive Compensation Program. After the performance period is completed, each unit automatically converts into one share of Class A common stock, subject to plan terms.

Are Kathleen M. Gutmann’s new UPS awards direct or indirect holdings?

The reported awards are classified as direct holdings for Kathleen M. Gutmann. The Form 4 shows both the stock option and restricted performance units as directly owned, with no indication of indirect ownership through separate entities or trusts in this filing.

What role does Kathleen M. Gutmann hold at UPS related to these awards?

Kathleen M. Gutmann is identified as an officer of UPS, serving as President International, Healthcare and SCS. The equity awards reflect her senior leadership role and are granted under the company’s long-term incentive compensation framework for key executives.
United Parcel

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98.88B
738.71M
0.04%
69.52%
2.39%
Integrated Freight & Logistics
Trucking & Courier Services (no Air)
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United States
ATLANTA