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UNITED PARCEL SERVICE INC (UPS) SEC Filings

UPS NYSE

Welcome to our dedicated page for UNITED PARCEL SERVICE SEC filings (Ticker: UPS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

United Parcel Service, Inc. filings document operating results, governance matters, capital structure and material-event disclosures for a global logistics company. Its Form 8-K reports include quarterly results releases, financial statement schedules and other material events tied to business performance and corporate governance.

UPS proxy materials cover board elections, executive compensation, equity awards and shareholder voting matters. Other filings document listed debt securities, including senior notes, and exchange notices such as removal from listing and registration for a matured or retired note class.

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UNITED PARCEL SERVICE INC (UPS) reported that officer Wilfredo Ramos, Chief Intl, Healthcare and SCS, received a grant of 5,413 Restricted Stock Units 2026 as part of a Long Term Incentive Program award on September 1, 2026. Each unit will automatically convert into one share of Class A common stock and will vest in three equal installments on May 6, 2027, 2028 and 2029. Following this grant, Ramos holds a total of 10,256.0018 restricted stock units, including units credited from dividends, with direct ownership and no Rule 10b5-1 trading plan reported.

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UNITED PARCEL SERVICE INC (UPS) reported that Chief Digital & Tech Officer Subramanian Bala received a grant of 29,223 restricted stock units on September 1, 2026 under the United Parcel Service, Inc. Incentive Compensation Plan. Each unit will automatically convert into one share of Class A common stock as it vests, with 25% vesting on each of September 1, 2027 and 2028, and 50% on September 1, 2029. Following this award, Bala is reported as directly holding 29,223 restricted stock units. No Rule 10b5-1 trading plan is reported for this award.

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UNITED PARCEL SERVICE INC (UPS) reported that Chief Global Operations Officer Nando Cesarone received a grant of 58,446 restricted stock units on September 1, 2026. The units were granted under the United Parcel Service, Inc. Incentive Compensation Plan and each unit automatically converts into one share of Class A common stock upon settlement. The restricted stock units vest over time: 25% on September 1, 2027, 25% on September 1, 2028, and 50% on September 1, 2029. After this award, Cesarone is reported as directly holding 58,446 restricted stock units. No Rule 10b5-1 trading plan is indicated for this award.

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UNITED PARCEL SERVICE INC (UPS) reports the initial equity holdings of reporting person Wilfredo Ramos, its Chief International, Healthcare and Supply Chain Solutions officer. The filing lists existing stock options on Class A common stock, restricted stock units, and direct and indirect share ownership, without reporting any new purchases or sales.

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United Parcel Service, Inc. (UPS) announced major executive changes and a new global operating model effective September 1, 2026. Kate Gutmann, Executive Vice President and President, International, Healthcare and Supply Chain Solutions, will retire from her current role on that date and is expected to retire from all positions after serving in a transitional advisory role through March 31, 2027. She will be succeeded by Wilfredo Ramos as Executive Vice President and Chief International, Healthcare and Supply Chain Solutions Officer.

UPS is evolving from an international company into a global enterprise through a new operating model intended to standardize critical operational processes while preserving local market flexibility. As part of this shift, Nando Cesarone becomes Executive Vice President and Chief Global Operations Officer, and Matt Guffey becomes Executive Vice President and Chief U.S. Domestic Officer. To support leadership stability, UPS is entering into retention agreements granting restricted stock unit awards valued at $6.0 million to Cesarone and $3.0 million to Bala Subramanian, vesting between 2027 and 2029, subject to continued employment and specified treatment upon disability or death.

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UNITED PARCEL SERVICE INC (UPS) has entered into an underwriting agreement to issue $325,105,000 aggregate principal amount of Floating Rate Senior Notes due 2076. The notes will be purchased by a syndicate of underwriters on the terms set out in the Underwriting Agreement.

UPS states that it intends to use the net proceeds for general corporate purposes. The notes and related documents, including the form of the Floating Rate Senior Notes and a legal opinion from King & Spalding LLP, are being filed to be incorporated by reference into UPS’s existing Registration Statement on Form S-3 (No. 333-285036).

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United Parcel Service, Inc. is offering $325,105,000 aggregate principal amount of Floating Rate Senior Notes due 2076 under its shelf registration. The notes pay quarterly interest at a rate equal to Compounded SOFR minus 0.350% per year, with a 0.00% floor, beginning December 1, 2026, and mature on September 1, 2076.

UPS may redeem the notes, in whole or in part, starting September 1, 2056 at premiums stepping down from 105.00% to 100.00% of principal, plus accrued interest. Holders may require repayment on specified dates from September 1, 2027 through September 1, 2073 at prices ranging from 98.00% to 100.00% of principal, plus accrued interest. A tax event allows UPS to shorten the maturity while repaying 100% of principal plus accrued interest.

The public offering price is 100.00% of principal, with a 1.00% underwriting discount, yielding gross proceeds of $325.1 million and proceeds before expenses of $321,853,950; net proceeds are estimated at about $321.2 million for general corporate purposes. As of June 30, 2026, on an as-adjusted basis, cash and cash equivalents were $5,520 million and total debt was $25,809 million. The notes are senior unsecured obligations, will clear through DTC on a T+2 basis, and are not expected to be listed on any securities exchange, so trading liquidity may be limited.

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United Parcel Service, Inc. is undertaking an offering of Floating Rate Senior Notes due 2076 under its $10,000,000,000 shelf registration. The notes pay interest quarterly starting December 1, 2026 at a rate equal to Compounded SOFR minus 0.350% per year, floored at 0.00%, using a formula based on the SOFR Index published by the Federal Reserve Bank of New York.

The notes mature on September 1, 2076. UPS may redeem them, in whole or in part, beginning September 1, 2056 at specified premiums stepping down from 105.00% to 100.00% of principal, plus accrued interest. Holders have a series of put options: they may require repayment at 98–100% of principal on March 1 and September 1 of each year from 2027 through 2037, and on September 1 of every second year through 2073 at 100%, plus accrued interest.

UPS discloses extensive risks tied to reliance on SOFR and the SOFR Index, including benchmark reforms, potential volatility, limited market precedent and possible future benchmark replacements, all of which could affect trading value and returns. A tax event allows UPS to shorten the maturity so that interest remains tax-deductible, with 100% of principal plus accrued interest due on the new maturity date. The notes will not be listed on any securities exchange and may have limited secondary liquidity. Net proceeds are expected to be used for general corporate purposes.

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United Parcel Service, Inc. entered into an Underwriting Agreement on August 10, 2026 to issue $1,000,000,000 principal amount of 4.850% Senior Notes due 2031. The notes are being purchased by a syndicate of underwriters under agreed terms and conditions.

UPS intends to contribute $200,000,000 principal amount of these notes to the UPS Retirement Plan Trust and $250,000,000 principal amount to a Master Trust that funds three defined benefit pension plans, including the UPS Pension Plan. UPS states it will use the net cash proceeds from the offering for general corporate purposes, and will not receive cash proceeds from the portion of notes that are allocated to the company and then redelivered to the pension trusts. Related documents, including the underwriting agreement, form of notes and legal opinions, are being filed to be incorporated by reference into UPS’s shelf registration statement on Form S-3.

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United Parcel Service, Inc. is issuing $1,000,000,000 of unsecured 4.850% Senior Notes due 2031 under its $10 billion shelf. The notes pay interest semiannually on February 15 and August 15, beginning February 15, 2027, and mature on August 15, 2031.

UPS will sell $550,000,000 of notes to the public at 99.969% of principal, with a 0.350% underwriting discount, and contribute an additional $450,000,000 of notes to two UPS pension trusts, where independent fiduciaries will decide whether to hold or sell them. Estimated net cash proceeds to UPS are $545.8 million, earmarked for general corporate purposes.

After the transaction, cash and cash equivalents rise from $4,653 million to $5,199 million, total debt increases from $24,484 million to $25,484 million, and pension and postretirement benefit obligations decline from $6,341 million to $5,891 million as of June 30, 2026. The notes are expected to be rated investment grade, are redeemable at UPS’s option (including at par on or after July 15, 2031), will not be listed on any exchange, and may have limited trading liquidity.

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FAQ

How many UNITED PARCEL SERVICE (UPS) SEC filings are available on StockTitan?

StockTitan tracks 83 SEC filings for UNITED PARCEL SERVICE (UPS), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for UNITED PARCEL SERVICE (UPS)?

The most recent SEC filing for UNITED PARCEL SERVICE (UPS) was filed on September 3, 2026.