[144] Upstart Holdings, Inc. Common stock SEC Filing

Rhea-AI Filing Summary

Greif, Inc. (NYSE: GEF) has filed a Form 144 disclosing a proposed sale of 1,000 common shares, originally received as Performance Stock Units on 28 Feb 2020. The proposed sale, to be handled by Morgan Stanley Smith Barney LLC, is slated for approximately 8 July 2025 and is valued at $68,877.50. With roughly 26.13 million shares outstanding, the transaction represents an immaterial 0.004 % of total shares.

No additional sales were reported for the past three months, and the filer attests to having no undisclosed material information. The filing follows standard Rule 144 requirements and does not signal an immediate change to Greif’s capital structure or insider sentiment.

Given the small size relative to Greif’s market capitalization and daily trading volume, the transaction is unlikely to affect liquidity, pricing, or investor perception in a meaningful way.

Insights

Securities Analyst

TL;DR: 1,000-share Form 144 sale is immaterial; neutral for valuation or sentiment.

The proposed divestiture equals about 0.004 % of outstanding stock and only US $68.9 K in value. Daily average volume for GEF is well above this figure, so liquidity impact is negligible. The shares stem from a 2020 performance grant, implying routine portfolio diversification rather than a negative outlook. With no concurrent insider sales reported, I view the filing as non-material and neutral.

Corporate Governance Expert

TL;DR: Standard Rule 144 notice; no governance red flags.

The form includes all required attestations, and the filer certifies lack of undisclosed adverse information. Absence of past-three-month sales and modest size reduce aggregation concerns under Rule 144(e). Consequently, I classify the event as routine housekeeping, posing no governance or compliance risk for investors.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	4000	320270.00	95144858	07/08/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/08/2025	Employee Stock Option Exercise	Upstart Holdings, Inc.			4000	07/08/2025	Broker Payment for Cashless Exercise

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
NATALIA MIRGORODSKAYA 2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403	Upstart Holdings, Inc.	05/20/2025	764	35874.00
NATALIA MIRGORODSKAYA 2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403	Upstart Holdings, Inc.	05/23/2025	1340	59215.00
NATALIA MIRGORODSKAYA 2950 S. DELAWARE STREET, SUITE 300 SAN MATEO CA 94403	Upstart Holdings, Inc.	07/02/2025	6533	457674.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

How many Greif (GEF) shares are being sold under this Form 144?

1,000 common shares are listed for sale.

What is the estimated market value of the proposed Greif share sale?

The aggregate value is $68,877.50 based on the filing price.

When is the approximate sale date for the GEF shares?

The filer indicates an expected sale on or about July 8, 2025.

Which broker will execute the sale of Greif shares?

The transaction will be handled by Morgan Stanley Smith Barney LLC.

Does this Form 144 filing indicate significant insider selling pressure at Greif?

No. The 1,000-share amount equals only 0.004 % of shares outstanding, an immaterial level.