Welcome to our dedicated page for Upstart Holdings SEC filings (Ticker: UPST), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Upstart Holdings, Inc. filings document the operating results, governance and capital structure of an AI lending marketplace listed on the Nasdaq Global Select Market under UPST. Its 8-K reports include quarterly and annual financial results, non-GAAP reconciliations, share repurchase activity, executive appointments and compensation arrangements, and material definitive agreements.
Proxy materials describe annual meeting matters such as director elections, stockholder voting procedures, board governance and executive compensation. Capital-structure filings include common stock disclosures and convertible senior notes issued under an indenture, including conversion, maturity, reporting-compliance and other note terms.
Upstart Holdings, Inc. is the issuer of common stock, par value $0.0001 per share, covered in this Amendment No. 1 to a Schedule 13G filing. The securities are identified by CUSIP 91680M107.
Jericho Capital Asset Management L.P. and Josh Resnick are the reporting persons. Each reports beneficial ownership of 0 shares of Upstart common stock, representing 0.0% of the class. Both report 0 sole and shared voting power and 0 sole and shared dispositive power. The filing states that each now has ownership of 5 percent or less of the class.
Upstart Holdings, Inc. executive Sanjay Datta, President, Capital & Enterprise, reported an open-market sale of common stock. On June 9, 2026, he sold 15,000 shares of Upstart common stock at a weighted average price of $30.4077 per share, in multiple trades between $30.09 and $30.62. Following this transaction, he directly holds 313,556 shares of Upstart common stock. A related footnote explains that certain securities in his holdings are RSUs, each representing a contingent right to receive one share of common stock subject to applicable vesting conditions.
Sanjay Datta filed a notice under Form 144 reporting proposed sales of Upstart Holdings, Inc. common stock. The notice lists two reported resale transactions in May 2026: 1,817 shares on 05/15/2026 with $53,707.00 and 7,985 shares on 05/20/2026 with $229,740.00. The filing also records prior restricted stock lapses dated 02/20/2025 for 2,151 shares and 08/20/2025 for 12,849 shares, both tied to equity compensation.
Wennes Timothy H reported acquisition or exercise transactions in this Form 4 filing.
Upstart Holdings director Timothy H. Wennes received a grant of 6,476 restricted stock units of common stock. The award was reported at a price of $0.00 per share because it is a compensation grant, not a market purchase. All 6,476 RSUs will vest on May 28, 2027, as long as he continues serving as a company service provider through that date. After this grant, he is reported as directly holding 6,476 shares tied to this award.
Terry Hilliard C. III reported acquisition or exercise transactions in this Form 4 filing.
Upstart Holdings, Inc. director Terry Hilliard C. III received an equity grant of 6,476 shares of Common Stock in the form of restricted stock units (RSUs) on May 29, 2026. Each RSU represents a contingent right to one share of Common Stock. The RSUs will vest 100% on the earlier of May 29, 2027 or the day prior to Upstart’s 2027 annual meeting of stockholders, as long as he continues as a service provider through that date. Following this grant, his direct holdings increased to 37,432 shares of Common Stock.
Hentges Mary reported acquisition or exercise transactions in this Form 4 filing.
Upstart Holdings director Mary Hentges received a grant of 6,476 restricted stock units (RSUs), each representing one share of Common Stock at no cash cost. All RSUs are scheduled to vest 100% on the earlier of May 29, 2027 or the day before Upstart’s 2027 annual stockholder meeting, as long as she continues as a service provider. Following this award, her directly held position reported in the filing is 37,149 shares.
Bernard Peter J reported acquisition or exercise transactions in this Form 4 filing.
Upstart Holdings, Inc. director Peter J. Bernard reported receiving a grant of 6,476 restricted stock units (RSUs), each representing one share of common stock at no cash cost. After this award, his direct holdings total 11,392 shares or share-equivalent RSUs.
The RSUs are scheduled to vest 100% on the earlier of May 29, 2027, or the day prior to Upstart’s 2027 annual meeting of stockholders, assuming he continues as a service provider through that date. This is a compensation-related equity grant rather than an open‑market purchase.
Cooper Kerry Whorton reported acquisition or exercise transactions in this Form 4 filing.
Upstart Holdings, Inc. director Kerry Whorton Cooper reported a new equity award and updated share holdings. She received 6,476 restricted stock units (RSUs), each representing a right to one share of common stock. The RSUs vest 100% on the earlier of May 29, 2027 or the day before Upstart’s 2027 annual stockholder meeting, if she continues as a service provider.
After this grant, she holds 6,476 shares directly, plus indirect holdings of 27,707 shares in the Edward and Kerry Cooper Living Trust and 2,000 shares in her Individual Retirement Account. A footnote notes that 4,314 shares were recently deposited into the living trust.
O'Kelly Ciaran reported acquisition or exercise transactions in this Form 4 filing.
Upstart Holdings director Ciaran O’Kelly received an equity grant of 6,476 restricted stock units. These RSUs vest 100% on the earlier of May 29, 2027 or the day before the company’s 2027 annual shareholder meeting, if he continues as a service provider. Following this award, he directly holds 39,484 shares of common stock.
Upstart Holdings, Inc. director Timothy H. Wennes filed an initial Form 3, which is the SEC’s baseline disclosure of his insider status and ownership in the company. The filing reports no buy, sell, or other insider transactions in Upstart shares.