Welcome to our dedicated page for Upstart Holdings SEC filings (Ticker: UPST), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Upstart Holdings, Inc. filings document the operating results, governance and capital structure of an AI lending marketplace listed on the Nasdaq Global Select Market under UPST. Its 8-K reports include quarterly and annual financial results, non-GAAP reconciliations, share repurchase activity, executive appointments and compensation arrangements, and material definitive agreements.
Proxy materials describe annual meeting matters such as director elections, stockholder voting procedures, board governance and executive compensation. Capital-structure filings include common stock disclosures and convertible senior notes issued under an indenture, including conversion, maturity, reporting-compliance and other note terms.
Upstart Holdings, Inc. (UPST) reported an insider sale by Chief Accounting Officer and Controller Natalia Mirgorodskaya. On August 25, 2026, she sold 913 shares of common stock in an open-market or private transaction at $30.03 per share. The transaction was executed under a Rule 10b5-1 trading plan adopted on November 28, 2025. After the sale, she directly held 35,875 shares, and a portion of this balance consists of restricted stock units that vest over time.
Upstart Holdings, Inc. (UPST) is the issuer for a planned sale of its common stock reported by officer Natalia Mirgorodskaya under Rule 144. The notice covers 913 shares of common stock to be sold through Charles Schwab on NASDAQ, with an aggregate market value of $27,417.00 as of the filing details. The shares arise from a Restricted Stock Lapse and are related to equity compensation.
The filing also lists sales during the prior three months: on 05/26/2026, 974 shares of Upstart Holdings, Inc. were sold for $28,236.00, and on 08/20/2026, 586 shares were sold for $16,461.00, both by Natalia Mirgorodskaya.
Upstart Holdings, Inc. (UPST) reported insider transactions by Sanjay Datta, President, Capital & Enterprise. On August 19, 2026, he sold 10,000 shares of common stock in open-market transactions at a weighted average price of $31.4633 per share. On August 20, 2026, he sold 8,945 shares at a weighted average price of $28.0937 per share, and the company states these shares were sold to cover tax withholding obligations related to vesting restricted stock units (RSUs), some of which remain subject to vesting conditions.
Upstart Holdings, Inc. (UPST) reported an insider transaction by Chief Legal Officer Scott Darling. On 2026-08-20, he sold 7,696 shares of common stock at a weighted average price of $28.0946 per share to cover tax withholding obligations related to vesting RSUs. Following this, he held 73,306 shares directly, including RSUs, and 46,610 shares indirectly through the Darling Family Trust, which reflects a deposit of 6,184 shares into the trust. The filing indicates the transaction was not made pursuant to a Rule 10b5-1 trading plan.
Upstart Holdings, Inc. (UPST) reported that Chief Accounting Officer and Controller Natalia Mirgorodskaya sold 586 shares of Common Stock on August 20, 2026 at a weighted average price of $28.0899 per share. The sale was made to cover tax withholding obligations from vesting RSUs, and she now holds 36,788 shares, including RSUs.
Upstart Holdings, Inc. (UPST) insider Natalia Mirgorodskaya, an officer, filed a notice under Rule 144 indicating an intent to sell 586 shares of common stock through Charles Schwab & Co., Inc. on 08/20/2026 on NASDAQ. The shares relate to equity compensation, with remarks stating they are sold to cover tax obligations from the settlement of vested Restricted Stock Units.
Within the prior three months, Mirgorodskaya reported additional sales of 526 shares on 05/20/2026 and 974 shares on 05/26/2026, all in Upstart Holdings, Inc. common stock.
Upstart Holdings, Inc. (UPST) had an officer, Scott Darling, file a Notice of Proposed Sale of Securities under Rule 144. The notice covers a proposed sale of 7,696 shares of UPST common stock held at Charles Schwab & Co., Inc., with an aggregate market value listed as $216,216.00 and an expiration date of 08/20/2026.
The shares relate to equity compensation, with remarks stating that shares were sold to cover tax obligations from the settlement of vested Restricted Stock Units. During the prior three months, Darling reported additional sales of 6,634 shares valued at $190,912.00 on 05/20/2026 and 814 shares valued at $23,898.00 on 08/17/2026.
Upstart Holdings, Inc. (UPST) received a Rule 144 notice from officer Sanjay Datta covering potential sales of common stock. The notice registers intent to sell 8,945 shares of common stock through Charles Schwab with an aggregate market value of $251,298.00 as of 08/20/2026 on NASDAQ. These shares relate to equity compensation, with remarks stating that shares have been sold to cover tax obligations from settlement of vested restricted stock units. The filing also lists multiple UPST share sales by Sanjay Datta over the prior three months.
Upstart Holdings, Inc. (UPST) reported an insider transaction by officer Sanjay Datta, President, Capital & Enterprise. On 2026-08-17 he sold 2,033 shares of common stock at a weighted average price of $29.3571 per share in multiple trades between $29.17 and $29.52. The shares were sold to cover tax withholding obligations arising from the vesting of restricted stock units (RSUs). After this transaction, Datta directly holds 311,523 shares of common stock, certain of which are RSUs, each representing a contingent right to receive one share of common stock, subject to applicable vesting conditions.
Upstart Holdings, Inc. (UPST) reported that Chief Legal Officer Scott Darling sold 814 shares of common stock on August 17, 2026 at a weighted average price of $29.3588. The sale was made to cover tax withholding obligations arising from vesting restricted stock units (RSUs). After this sale, Darling held 87,186 shares directly, including RSUs, and 40,426 shares indirectly through the Darling Family Trust, which recently received a deposit of 728 shares.