Upstart Holdings, Inc. filings document the operating results, governance and capital structure of an AI lending marketplace listed on the Nasdaq Global Select Market under UPST. Its 8-K reports include quarterly and annual financial results, non-GAAP reconciliations, share repurchase activity, executive appointments and compensation arrangements, and material definitive agreements.
Proxy materials describe annual meeting matters such as director elections, stockholder voting procedures, board governance and executive compensation. Capital-structure filings include common stock disclosures and convertible senior notes issued under an indenture, including conversion, maturity, reporting-compliance and other note terms.
Upstart Holdings, Inc. (UPST) had an officer, Scott Darling, file a Notice of Proposed Sale of Securities under Rule 144. The notice covers a proposed sale of 7,696 shares of UPST common stock held at Charles Schwab & Co., Inc., with an aggregate market value listed as $216,216.00 and an expiration date of 08/20/2026.
The shares relate to equity compensation, with remarks stating that shares were sold to cover tax obligations from the settlement of vested Restricted Stock Units. During the prior three months, Darling reported additional sales of 6,634 shares valued at $190,912.00 on 05/20/2026 and 814 shares valued at $23,898.00 on 08/17/2026.
Upstart Holdings, Inc. (UPST) received a Rule 144 notice from officer Sanjay Datta covering potential sales of common stock. The notice registers intent to sell 8,945 shares of common stock through Charles Schwab with an aggregate market value of $251,298.00 as of 08/20/2026 on NASDAQ. These shares relate to equity compensation, with remarks stating that shares have been sold to cover tax obligations from settlement of vested restricted stock units. The filing also lists multiple UPST share sales by Sanjay Datta over the prior three months.
Upstart Holdings, Inc. (UPST) reported an insider transaction by officer Sanjay Datta, President, Capital & Enterprise. On 2026-08-17 he sold 2,033 shares of common stock at a weighted average price of $29.3571 per share in multiple trades between $29.17 and $29.52. The shares were sold to cover tax withholding obligations arising from the vesting of restricted stock units (RSUs). After this transaction, Datta directly holds 311,523 shares of common stock, certain of which are RSUs, each representing a contingent right to receive one share of common stock, subject to applicable vesting conditions.
Upstart Holdings, Inc. (UPST) reported that Chief Legal Officer Scott Darling sold 814 shares of common stock on August 17, 2026 at a weighted average price of $29.3588. The sale was made to cover tax withholding obligations arising from vesting restricted stock units (RSUs). After this sale, Darling held 87,186 shares directly, including RSUs, and 40,426 shares indirectly through the Darling Family Trust, which recently received a deposit of 728 shares.
Upstart Holdings, Inc. (UPST) reported that Chief Financial Officer Andrea Blankmeyer sold shares of common stock in two transactions. On August 17, 2026, she sold 7,175 shares at a weighted average price of $29.3583 per share, with sales executed between $29.19 and $29.54, to cover tax withholding obligations tied to vesting restricted stock units. On August 19, 2026, she sold 3,000 shares at $29.33 per share, in a sale effected pursuant to a Rule 10b5-1 trading plan adopted on May 16, 2026; certain related securities are restricted stock units that vest over time.
Upstart Holdings, Inc. (UPST) received a Rule 144 notice from officer Sanjay Datta covering a proposed sale of 10,000 shares of common stock through Charles Schwab & Co., Inc. The notice lists an aggregate value of $314,633.00 for these securities and indicates NASDAQ as the trading market.
The filing also reports that Datta has sold shares of Upstart common stock in the past three months in three separate transactions, providing recent trading history for his holdings.
Upstart Holdings, Inc. (UPST) is the issuer of common stock that officer Andrea Blankmeyer plans to sell under Rule 144. The notice covers a proposed sale of 3,000 shares of common stock, with an indicated aggregate market value of $87,990.00. In addition, Blankmeyer reports that during the past three months, 7,175 shares of Upstart common stock were sold for total proceeds of $210,646.00.
Sanjay Datta filed a notice to sell common stock of Upstart Holdings, Inc., to be executed through Charles Schwab & Co., Inc., with a proposed sale date of August 17, 2026. The planned sale is linked to a restricted stock lapse as equity compensation.
Datta also reports prior sales of Upstart common stock in the last three months, including 7,985 shares for $229,740.00 on May 20, 2026 and 15,000 shares for $456,116.00 on June 9, 2026.
Upstart Holdings, Inc. insider Scott Darling filed a Form 144 notice relating to potential sales of the company’s common stock through broker Charles Schwab & Co., Inc. The notice lists common shares of Upstart Holdings, Inc. to be sold on or after August 17, 2026, originally acquired as equity compensation via restricted stock that lapsed. The filing also reports that on May 20, 2026, Darling sold 6,634 common shares of Upstart for total proceeds of $190,912.00. Upstart common stock is listed on NASDAQ, and the filing notes 97,313,046 common shares outstanding.