Welcome to our dedicated page for Upstart Holdings SEC filings (Ticker: UPST), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Upstart Holdings, Inc. filings document the operating results, governance and capital structure of an AI lending marketplace listed on the Nasdaq Global Select Market under UPST. Its 8-K reports include quarterly and annual financial results, non-GAAP reconciliations, share repurchase activity, executive appointments and compensation arrangements, and material definitive agreements.
Proxy materials describe annual meeting matters such as director elections, stockholder voting procedures, board governance and executive compensation. Capital-structure filings include common stock disclosures and convertible senior notes issued under an indenture, including conversion, maturity, reporting-compliance and other note terms.
Insider sale notice for Upstart Holdings, Inc. common stock filed under Rule 144. The filing shows a proposed sale of 6,402 shares through Charles Schwab & Co., with an aggregate market value of $435,336 and an outstanding share count listed as 96,217,742. The shares to be sold were acquired on 08/20/2025 via restricted stock lapse as equity compensation. The filer, Scott Darling, also reported multiple prior open-market sales over the past three months totaling 33,638 shares for gross proceeds of $2,159,838 across seven transactions. The notice includes the filer’s certification about absence of undisclosed material information.
Upstart Holdings, Inc. (UPST) reporting-person Natalia Mirgorodskaya disclosed a transaction on 08/20/2025 in which 1,079 shares of common stock were sold (transaction code S) at a weighted average price of $61.1156. The filing states the shares were sold to cover tax withholding obligations related to the vesting of restricted stock units (RSUs). After the sale, the reporting person is shown as beneficially owning 23,544 shares, some of which remain contingent RSUs subject to vesting conditions.
Upstart Holdings, Inc. Chief Legal Officer Scott Darling reported open-market sales of 6,853 shares of Common Stock on August 20, 2025. Sale prices ranged from about $60.77 to $63.31 per share. A footnote states these shares were sold to cover tax withholding obligations tied to vesting restricted stock units and were executed under a Rule 10b5-1 trading plan adopted on November 27, 2024. After the transactions, Darling directly holds 130,300 shares, in addition to restricted stock units referenced in the footnotes.
Upstart Holdings, Inc. (UPST) filing a Form 144 notifies a proposed sale of 365 common shares through Charles Schwab & Co., Inc. on 08/22/2025, with an aggregate market value reported as $25,551.00. The shares were acquired the same day via an employee stock option exercise and the transaction is described as a cashless exercise with broker payment.
The filing also lists five prior sales by the same person, totaling 13,317 shares sold between 05/23/2025 and 08/20/2025 for aggregate gross proceeds of $931,560.00. The filing includes the represenation that the seller has no undisclosed material adverse information.
Upstart Holdings, Inc. (UPST) Form 4: Sanjay Datta, the company's Chief Financial Officer, reported a sale of 13,473 shares of Upstart common stock on 08/20/2025 at a weighted-average price of $61.1187 per share. The filing states the shares were sold to cover tax-withholding obligations arising from the vesting of restricted stock units (RSUs). After the reported transactions, the reporting person beneficially owns 297,904 shares, which include RSUs and 21 shares acquired on 08/15/2025 under the 2020 Employee Stock Purchase Plan. The sale was signed by a power of attorney on 08/22/2025.
Form 144 notice for Upstart Holdings, Inc. (UPST) reports a proposed sale of 1,079 common shares with an aggregate market value of $65,944, to be sold approximately on 08/20/2025 on NASDAQ. The shares were acquired the same day (08/20/2025) through a restricted stock lapse tied to equity compensation from Upstart Holdings, Inc. The filing also discloses prior dispositions by the same seller, Natalia Mirgorodskaya, totaling 13,002 shares sold across May–August 2025 for combined gross proceeds shown in the table. The filer affirms no undisclosed material adverse information and follows Rule 144 disclosure requirements.
Upstart Holdings insider transactions are disclosed for a proposed sale under Rule 144. The notice reports 13,473 shares of Common stock planned for sale through Charles Schwab with an aggregate market value of $823,453, to be sold on or about 08/20/2025 on NASDAQ. Those shares were recorded as acquired on 08/20/2025 due to a restricted stock lapse from equity compensation. The filing also lists a prior sale by the same person of 13,512 shares on 05/20/2025 for gross proceeds of $634,673. The notice includes the signer’s representation that they are not aware of undisclosed material adverse information.
Upstart Holdings, Inc. (UPST) filing a Form 144 notifies a proposed sale of 6,714 common shares with an aggregate market value of $410,359, to be executed through Charles Schwab on 08/20/2025. The filing shows these shares were acquired the same day as a restricted stock lapse and are tied to equity compensation. The issuer has 96,217,742 shares outstanding. The filing also lists recent sales by the same account totaling 33,115 shares sold across seven transactions in May–August 2025 for combined gross proceeds of $2,056,726. The filer certifies no undisclosed material adverse information.
Upstart Holdings insider sale notice: This Form 144 shows an intended sale of 139 common shares via Charles Schwab with an aggregate market value of $8,800 and an approximate sale date of 08/20/2025. The shares were acquired 08/15/2025 under the company ESPP and paid for in cash. The filer, identified in prior transactions as Scott Darling, sold multiple lots of Upstart shares in the prior three months totaling 33,115 shares for $2,056,726 gross proceeds. The filing includes the seller's representation that no undisclosed material adverse information is known.
Dave Girouard, CEO and director of Upstart Holdings, Inc. (UPST), reported transactions on 08/15/2025 executed pursuant to a Rule 10b5-1 trading plan adopted August 29, 2024. He exercised an employee stock option to acquire 41,667 shares at an exercise price of $0.83 per share and immediately sold those shares in multiple transactions. The Form 4 reports sales of 38,777 shares at a weighted-average price of $63.2267 and 2,890 shares at a weighted-average price of $63.9072. Following these transactions Girouard beneficially owns 52,614 shares directly and holds additional shares indirectly through trusts and entities as disclosed on the form.