Upstart (NASDAQ: UPST) exec sells 15,000 shares, still holds 313K

Rhea-AI Filing Summary

Upstart Holdings, Inc. executive Sanjay Datta, President, Capital & Enterprise, reported an open-market sale of common stock. On June 9, 2026, he sold 15,000 shares of Upstart common stock at a weighted average price of $30.4077 per share, in multiple trades between $30.09 and $30.62. Following this transaction, he directly holds 313,556 shares of Upstart common stock. A related footnote explains that certain securities in his holdings are RSUs, each representing a contingent right to receive one share of common stock subject to applicable vesting conditions.

Insider Trade Summary

Net Seller: 15,000 shares ($456,116)

Net Sell 1 txn

Insider Datta Sanjay

Role President, Capital& Enterprise

Sold 15,000 shs ($456K)

Type	Security	Shares	Price	Value
Sale	Common Stock	15,000	$30.4077	$456K

Holdings After Transaction: Common Stock — 313,556 shares (Direct, null)

Footnotes (1)

1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.09 to $30.62. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Key Figures

Shares sold: 15,000 shares Weighted average sale price: $30.4077 per share Sale price range: $30.09–$30.62 per share +1 more

4 metrics

Shares sold 15,000 shares Open-market sale of Upstart common stock on June 9, 2026

Weighted average sale price $30.4077 per share Average price across multiple trades in the June 9, 2026 sale

Sale price range $30.09–$30.62 per share Range of individual execution prices for the reported sale

Shares held after transaction 313,556 shares Direct ownership of Upstart common stock following the sale

Key Terms

open-market sale, weighted average price, RSUs

3 terms

open-market sale financial

"reported an open-market sale of common stock"

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

weighted average price financial

"sold 15,000 shares at a weighted average price of $30.4077"

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

RSUs financial

"certain securities in his holdings are RSUs, each representing a contingent right"

RSUs, or restricted stock units, are a form of company shares given to employees as part of their compensation. They are typically awarded with certain restrictions, such as a waiting period before they can be fully owned or sold, similar to earning a gift that becomes fully yours over time. For investors, RSUs can impact a company's stock offerings and reflect how much the company relies on stock-based incentives to attract and retain talent.

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Datta Sanjay

(Last) (First) (Middle)

C/O UPSTART HOLDINGS, INC.

2950 S. DELAWARE STREET, SUITE 410

(Street)

SAN MATEO CALIFORNIA 94403

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Upstart Holdings, Inc. [ UPST ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President, Capital& Enterprise

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/09/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/09/2026		S		15,000	D	$30.4077(1)	313,556(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.09 to $30.62. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

2. Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Remarks:

	/s/ Steven Madrid, by power of attorney	06/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Upstart (UPST) report for Sanjay Datta?

Upstart reported that executive Sanjay Datta executed an open-market sale of 15,000 shares of common stock. The transaction occurred on June 9, 2026, and was reported on a Form 4 insider filing with the Securities and Exchange Commission.

At what price did Upstart (UPST) executive Sanjay Datta sell his shares?

Sanjay Datta sold 15,000 Upstart shares at a weighted average price of $30.4077 per share. The filing notes individual trade prices ranged between $30.09 and $30.62, reflecting multiple executions within that price band during the sale.

How many Upstart (UPST) shares does Sanjay Datta hold after the reported sale?

After the June 9, 2026 sale, Sanjay Datta directly holds 313,556 shares of Upstart common stock. This post-transaction ownership figure is disclosed in the Form 4 and reflects his remaining direct equity position in the company.

What type of transaction did Upstart (UPST) classify for Sanjay Datta’s Form 4?

The transaction is classified as an open-market sale of non-derivative common stock, coded as “S” on Form 4. It represents a standard sale of already-owned shares rather than an option exercise, gift, or tax-withholding transaction.

What does the RSU disclosure mean in Upstart (UPST) executive Sanjay Datta’s filing?

The filing notes that certain securities are RSUs, each representing a contingent right to receive one Upstart share. These units convert into common stock only if specified vesting schedules and conditions are satisfied, providing equity compensation tied to ongoing service or performance.