Upstart (NASDAQ: UPST) insider details past and planned share sales

Rhea-AI Filing Summary

Upstart Holdings, Inc. insider Scott Darling filed a Form 144 notice relating to potential sales of the company’s common stock through broker Charles Schwab & Co., Inc. The notice lists common shares of Upstart Holdings, Inc. to be sold on or after August 17, 2026, originally acquired as equity compensation via restricted stock that lapsed. The filing also reports that on May 20, 2026, Darling sold 6,634 common shares of Upstart for total proceeds of $190,912.00. Upstart common stock is listed on NASDAQ, and the filing notes 97,313,046 common shares outstanding.

Key Figures

Shares sold in past 3 months: 6,634 shares Proceeds from past sale: $190,912.00 Proposed sale start date: 08/17/2026 +2 more

5 metrics

Shares sold in past 3 months 6,634 shares Common shares of Upstart sold on 05/20/2026 by Scott Darling

Proceeds from past sale $190,912.00 Total proceeds from 6,634 Upstart common shares sold on 05/20/2026

Proposed sale start date 08/17/2026 Date for potential sales of common stock under Form 144

Aggregate market value of securities to be sold $23,898.00 Value associated with common stock entry in Securities Information section

Common shares outstanding 97,313,046 shares Outstanding Upstart common stock noted with the NASDAQ listing

Key Terms

Form 144, Restricted Stock Lapse, Equity Compensation, Securities Sold During The Past 3 Months

4 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Lapse financial

"Common | 08/17/2026 | Restricted Stock Lapse - See Remarks"

Equity Compensation financial

"| 814 | 08/17/2026 | Equity Compensation"

Equity compensation is pay given to employees, executives or contractors in the form of company ownership—such as stock, stock options or restricted shares—rather than just cash. It matters to investors because it can align workers' incentives with shareholders (like paying someone in slices of the same pie they help grow), but it also increases the number of shares outstanding and company expenses, affecting ownership percentages and earnings per share.

Securities Sold During The Past 3 Months regulatory

"144: Securities Sold During The Past 3 Months"

FAQ

What does Upstart Holdings (UPST) report in this Form 144 filing?

The Form 144 reports that Scott Darling filed a notice to potentially sell Upstart common stock acquired as equity compensation, following a restricted stock lapse, with sales to occur on or after August 17, 2026 through Charles Schwab & Co., Inc.

How many Upstart (UPST) shares did Scott Darling sell in the last three months?

Scott Darling previously sold 6,634 shares of Upstart common stock on May 20, 2026, for total proceeds of $190,912.00. This transaction is disclosed in the “Securities Sold During The Past 3 Months” section of the Form 144 notice.

When are the new Upstart (UPST) stock sales under this Form 144 expected to begin?

The Form 144 indicates that proposed sales of Upstart common stock may begin on or after August 17, 2026. This date appears in the “Securities To Be Sold” section, tied to common stock acquired via restricted stock lapse as equity compensation.

How were the Upstart (UPST) shares in this Form 144 acquired by Scott Darling?

The shares covered by this Form 144 were acquired as equity compensation, specifically labeled as “Restricted Stock Lapse.” This indicates the securities were obtained from Upstart Holdings, Inc. in connection with compensation rather than through open-market purchases.

How many Upstart (UPST) common shares are outstanding according to this Form 144?

The Form 144 lists 97,313,046 Upstart common shares as outstanding. This figure appears alongside the common stock entry and provides context for the size of Scott Darling’s reported transactions relative to the total share count.

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Available on EDGAR 08/17/2026 - 05:17 PM Accepted by SEC EDGAR 08/17/2026 - 05:16 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	814	23898.00	97313046	08/17/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/17/2026	Restricted Stock Lapse - See Remarks	Upstart Holdings, Inc.			814	08/17/2026	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
SCOTT DARLING 950 S. DELAWARE STREET, SUITE 410 SAN MATEO CA 94403	Upstart Holdings, Inc	05/20/2026	6634	190912.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)