Upstart (NASDAQ: UPST) insider Sanjay Datta plans Aug. 17 stock sale

Rhea-AI Filing Summary

Sanjay Datta filed a notice to sell common stock of Upstart Holdings, Inc., to be executed through Charles Schwab & Co., Inc., with a proposed sale date of August 17, 2026. The planned sale is linked to a restricted stock lapse as equity compensation.

Datta also reports prior sales of Upstart common stock in the last three months, including 7,985 shares for $229,740.00 on May 20, 2026 and 15,000 shares for $456,116.00 on June 9, 2026.

Key Figures

Past sale on May 20, 2026: 7,985 shares; $229,740.00 Past sale on June 9, 2026: 15,000 shares; $456,116.00 Proposed sale date: 08/17/2026

3 metrics

Past sale on May 20, 2026 7,985 shares; $229,740.00 Common stock of Upstart Holdings, Inc. sold during the past 3 months

Past sale on June 9, 2026 15,000 shares; $456,116.00 Common stock of Upstart Holdings, Inc. sold during the past 3 months

Proposed sale date 08/17/2026 Planned sale of Upstart Holdings, Inc. common stock related to restricted stock lapse

Key Terms

Form 144, Restricted Stock Lapse, Equity Compensation

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Lapse financial

"Restricted Stock Lapse - See Remarks"

Equity Compensation financial

"2033 | 08/17/2026 | Equity Compensation"

Equity compensation is pay given to employees, executives or contractors in the form of company ownership—such as stock, stock options or restricted shares—rather than just cash. It matters to investors because it can align workers' incentives with shareholders (like paying someone in slices of the same pie they help grow), but it also increases the number of shares outstanding and company expenses, affecting ownership percentages and earnings per share.

FAQ

What does Upstart Holdings (UPST) insider Sanjay Datta disclose in this Form 144?

Sanjay Datta discloses an intent to sell Upstart Holdings, Inc. common stock, with a proposed sale date of August 17, 2026. The filing also notes that the sale is connected to a restricted stock lapse received as equity compensation.

How many UPST shares did Sanjay Datta sell on May 20, 2026?

On May 20, 2026, Sanjay Datta sold 7,985 shares of Upstart Holdings, Inc. common stock for approximately $229,740.00. This transaction is reported as one of the securities sold during the past three months in the Form 144 disclosure.

What UPST transaction did Sanjay Datta report on June 9, 2026?

On June 9, 2026, Sanjay Datta reported selling 15,000 shares of Upstart Holdings, Inc. common stock for about $456,116.00. This sale is listed among securities sold during the prior three months in connection with the Form 144 notice.

What is the proposed sale date of Sanjay Datta’s new UPST stock disposition?

The proposed sale date for Sanjay Datta’s new disposition of Upstart Holdings, Inc. common stock is August 17, 2026. The notice states that this planned transaction is tied to a restricted stock lapse from equity compensation arrangements.

How is the planned UPST stock sale by Sanjay Datta related to equity compensation?

The planned sale of Upstart Holdings, Inc. stock is described as a Restricted Stock Lapse under Equity Compensation. This indicates the shares arise from restricted stock that is becoming unrestricted, enabling Datta to sell them subject to Rule 144 conditions.

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Available on EDGAR 08/17/2026 - 05:18 PM Accepted by SEC EDGAR 08/17/2026 - 05:17 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	2033	59683.00	97313046	08/17/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/17/2026	Restricted Stock Lapse - See Remarks	Upstart Holdings, Inc.			2033	08/17/2026	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
SANJAY DATTA 2950 S. Delaware Street, Suite 410 San Mateo CA 94403	Upstart Holdings, Inc.	05/20/2026	7985	229740.00
SANJAY DATTA 2950 S. Delaware Street, Suite 410 San Mateo CA 94403	Upstart Holdings, Inc.	06/09/2026	15000	456116.00

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)