STOCK TITAN
  1. Home
  2. Sec-filings
  3. UPST
  4. [144] Upstart Holdings, Inc. SEC Filing

Upstart (NASDAQ: UPST) officer plans new stock sale after three recent trades

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Upstart Holdings, Inc. (UPST) received a Rule 144 notice from officer Sanjay Datta covering a proposed sale of 10,000 shares of common stock through Charles Schwab & Co., Inc. The notice lists an aggregate value of $314,633.00 for these securities and indicates NASDAQ as the trading market.

The filing also reports that Datta has sold shares of Upstart common stock in the past three months in three separate transactions, providing recent trading history for his holdings.

Positive

  • None.

Negative

  • None.
Proposed shares to be sold 10,000 shares Shares of Upstart common stock covered by the new Rule 144 notice
Aggregate value of proposed shares $314,633.00 Aggregate value reported for 10,000 shares in the Rule 144 notice
Sale on May 20, 2026 7,985 shares; $229,740.00 Shares and aggregate amount for Datta’s UPST sale on 05/20/2026
Sale on June 9, 2026 15,000 shares; $456,116.00 Shares and aggregate amount for Datta’s UPST sale on 06/09/2026
Sale on August 17, 2026 2,033 shares; $59,683.00 Shares and aggregate amount for Datta’s UPST sale on 08/17/2026
Rule 144 notice date 08/19/2026 Signature date for Sanjay Datta on the Rule 144 notice
Rule 144 regulatory
"See the definition of "person" in paragraph (a) of Rule 144."
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
Restricted Stock Lapse financial
"Common | 11/20/2025 | Restricted Stock Lapse | Upstart Holdings, Inc."
Equity Compensation financial
"10000 | 11/20/2025 | Equity Compensation"
Equity compensation is pay given to employees, executives or contractors in the form of company ownership—such as stock, stock options or restricted shares—rather than just cash. It matters to investors because it can align workers' incentives with shareholders (like paying someone in slices of the same pie they help grow), but it also increases the number of shares outstanding and company expenses, affecting ownership percentages and earnings per share.

FAQ

What does the Form 144 filing for UPST disclose about Sanjay Datta’s planned sale?
The filing states that officer Sanjay Datta filed a Rule 144 notice to potentially sell 10,000 shares of Upstart common stock. It lists an aggregate value of $314,633.00 for these securities and identifies NASDAQ as the trading market.

How many UPST shares has Sanjay Datta sold in the past three months?
The notice reports three sales totaling 24,, shares: 7,985 shares on May 20, 2026, 15,000 shares on June 9, 2026, and 2,033 shares on August 17, 2026. Each transaction lists corresponding aggregate dollar amounts.

What aggregate dollar amounts were reported for Sanjay Datta’s recent UPST stock sales?
The filing lists aggregate amounts of $229,740.00 for 7,985 shares sold on May 20, 2026, $456,116.00 for 15,000 shares on June 9, 2026, and $59,683.00 for 2,033 shares on August 17, 2026.

What is the reported value of the UPST shares covered by the new Rule 144 notice?
For the proposed sale of 10,000 UPST shares, the notice shows an aggregate value of $314,633.00. This figure reflects the value of the securities referenced in the Rule 144 filing, not necessarily the final sale proceeds.

On which market are the UPST shares in this Form 144 expected to be sold?
The notice identifies NASDAQ as the market for the Upstart Holdings, Inc. common stock covered by the Rule 144 filing. This indicates the exchange where the referenced securities are listed and where any sales under the notice may occur.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Source: View Original Filing on SEC EDGAR