Upstart officer plans sale of 10,000 shares

Rhea-AI Filing Summary

Upstart Holdings, Inc. (UPST) received a Rule 144 notice from officer Sanjay Datta covering a proposed sale of 10,000 shares of common stock through Charles Schwab & Co., Inc. The notice lists an aggregate value of $314,633.00 for these securities and indicates NASDAQ as the trading market.

The filing also reports that Datta has sold shares of Upstart common stock in the past three months in three separate transactions, providing recent trading history for his holdings.

Key Figures

Proposed shares to be sold: 10,000 shares Aggregate value of proposed shares: $314,633.00 Sale on May 20, 2026: 7,985 shares; $229,740.00 +3 more

6 metrics

Proposed shares to be sold 10,000 shares Shares of Upstart common stock covered by the new Rule 144 notice

Aggregate value of proposed shares $314,633.00 Aggregate value reported for 10,000 shares in the Rule 144 notice

Sale on May 20, 2026 7,985 shares; $229,740.00 Shares and aggregate amount for Datta’s UPST sale on 05/20/2026

Sale on June 9, 2026 15,000 shares; $456,116.00 Shares and aggregate amount for Datta’s UPST sale on 06/09/2026

Sale on August 17, 2026 2,033 shares; $59,683.00 Shares and aggregate amount for Datta’s UPST sale on 08/17/2026

Rule 144 notice date 08/19/2026 Signature date for Sanjay Datta on the Rule 144 notice

Key Terms

Rule 144, Restricted Stock Lapse, Equity Compensation

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Lapse financial

"Common | 11/20/2025 | Restricted Stock Lapse | Upstart Holdings, Inc."

Equity Compensation financial

"10000 | 11/20/2025 | Equity Compensation"

Equity compensation is pay given to employees, executives or contractors in the form of company ownership—such as stock, stock options or restricted shares—rather than just cash. It matters to investors because it can align workers' incentives with shareholders (like paying someone in slices of the same pie they help grow), but it also increases the number of shares outstanding and company expenses, affecting ownership percentages and earnings per share.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing for UPST disclose about Sanjay Datta’s planned sale?

The filing states that officer Sanjay Datta filed a Rule 144 notice to potentially sell 10,000 shares of Upstart common stock. It lists an aggregate value of $314,633.00 for these securities and identifies NASDAQ as the trading market.

How many UPST shares has Sanjay Datta sold in the past three months?

The notice reports three sales totaling 24,, shares: 7,985 shares on May 20, 2026, 15,000 shares on June 9, 2026, and 2,033 shares on August 17, 2026. Each transaction lists corresponding aggregate dollar amounts.

What aggregate dollar amounts were reported for Sanjay Datta’s recent UPST stock sales?

The filing lists aggregate amounts of $229,740.00 for 7,985 shares sold on May 20, 2026, $456,116.00 for 15,000 shares on June 9, 2026, and $59,683.00 for 2,033 shares on August 17, 2026.

What is the reported value of the UPST shares covered by the new Rule 144 notice?

For the proposed sale of 10,000 UPST shares, the notice shows an aggregate value of $314,633.00. This figure reflects the value of the securities referenced in the Rule 144 filing, not necessarily the final sale proceeds.

On which market are the UPST shares in this Form 144 expected to be sold?

The notice identifies NASDAQ as the market for the Upstart Holdings, Inc. common stock covered by the Rule 144 filing. This indicates the exchange where the referenced securities are listed and where any sales under the notice may occur.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 08/19/2026 - 04:13 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001832808
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Upstart Holdings, Inc.
SEC File Number	001-39797
Address of Issuer	220 PARK ROAD SUITE 500 BURLINGAME CALIFORNIA 94010
Phone	(650) 204-1000
Name of Person for Whose Account the Securities are To Be Sold	Datta Sanjay
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	10000	314633.00	97313046	08/19/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/20/2025	Restricted Stock Lapse	Upstart Holdings, Inc.			10000	11/20/2025	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
SANJAY DATTA 220 Park Road, Suite 500 Burlingame CA 94010	Upstart Holdings, Inc.	05/20/2026	7985	229740.00
SANJAY DATTA 220 Park Road, Suite 500 Burlingame CA 94010	Upstart Holdings, Inc.	06/09/2026	15000	456116.00
SANJAY DATTA 220 Park Road, Suite 500 Burlingame CA 94010	Upstart Holdings, Inc.	08/17/2026	2033	59683.00

144: Remarks and Signature

Remarks
Date of Notice	08/19/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	SANJAY DATTA
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)