Welcome to our dedicated page for Upexi SEC filings (Ticker: UPXI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Upexi, Inc. filings document the regulatory record of a public company operating a Solana-focused digital asset treasury alongside a consumer brands business. The disclosures address treasury strategy, consumer products operations, financial reporting, capital-structure matters, and material events reported on Form 8-K.
The company’s SEC materials include definitive proxy disclosures on director elections, corporate governance, board committees, executive compensation, beneficial ownership, and auditor ratification. Other filings cover earnings communications, investor-event disclosures, material agreements, share-related capital actions, and risk and governance subjects tied to Upexi’s digital asset and consumer products activities.
Polar Asset Management Partners Inc. reports holding 9,626,474 shares of Upexi Inc common stock, representing 9.99% of the class as reported. The filing states these shares are issuable upon exercise of warrants and that the warrants are subject to a 9.99% blocker limiting exercise that would push ownership above 9.99%.
The report identifies Polar as an investment advisor to Polar Multi-Strategy Master Fund and lists corporate addresses and CUSIP 39959A205. The signature block is dated 05/15/2026.
Upexi reported fiscal third quarter 2026 results showing rapid growth in its Solana-focused treasury business alongside very large non-cash losses. Total revenue for the quarter reached $4.6 million, up from $3.2 million a year earlier, driven by digital asset revenue of $3.5 million. Gross profit was $4.4 million, up 179% year-over-year due to the addition of the digital asset treasury business.
The company recorded a net loss of $109.3 million, or $1.67 per share, compared with a net loss of $3.8 million, or $2.87 per share, largely from $92.3 million of unrealized losses on digital assets and additional realized losses on digital asset activity. Upexi increased cash and cash equivalents to $3.5 million, reduced short-term debt by about $7.6 million, and repurchased roughly 2.9 million shares over nine months. Management states its Solana holdings grew about 9% during the quarter to over two million SOL and estimates that by July 1, 2026, ongoing cash expenses for operations and interest will be less than staking revenue at the current Solana price.
Upexi, Inc. reported a nine‑month net loss of $221.5 million for the period ended March 31, 2026, compared with $6.8 million a year earlier. The loss is largely tied to its new Solana-focused digital asset strategy, which generated an unrealized loss on digital assets of $178.8 million, realized losses on sales and conversions of over $9.0 million, and stock-based compensation of $18.0 million. Total revenue rose to $21.8 million, including $14.7 million of digital asset (staking) revenue and $7.1 million from traditional products, but operating expenses reached $232.3 million. The company now holds approximately 2.36 million Solana tokens with a fair value of $184.9 million, financed in part by $181.0 million of convertible notes tied to Solana and $57.3 million of short‑term treasury debt. Stockholders’ equity turned negative to $(51.9 million), while cash was $3.5 million and operating activities used $17.2 million in cash.
Upexi, Inc. plans to host its third quarter 2026 earnings conference call on Tuesday, May 12, 2026, at 5:30 p.m. The call details and webcast link are available in the investor relations section of its website, and a replay will be accessible until May 26, 2026.
The company describes itself as a leading digital asset treasury business focused on acquiring and holding Solana (SOL) through capital issuance, staking, and discounted locked token purchases, and notes that it currently holds over two million SOL while also operating consumer product brands.
Upexi, Inc. is calling a 2026 Annual Meeting on June 15, 2026, asking shareholders to elect five directors for one-year terms and ratify GBQ Partners LLC as independent registered public accounting firm for the year ending June 30, 2026.
Holders of 66,916,294 shares of Common Stock (one vote per share) and 150,000 shares of Preferred Stock (ten votes per share) as of April 20, 2026 may vote, with a 33⅓% quorum requirement. The proxy details board independence, committee structure, a code of ethics, an insider trading policy and a clawback policy adopted in 2023.
The statement also outlines executive pay and contracts, including 2025 total compensation of $2.50 million for CEO Allan Marshall and $0.84 million for CFO Andrew Norstrud, along with equity awards and substantial outstanding restricted stock units for senior leaders and directors.
Upexi Inc reports a Schedule 13G disclosure showing Vanguard Capital Management beneficially owns 3,729,099 shares of Common Stock (CUSIP 39959A205).
This stake represents 5.34% of the class and is reported with 346,497 shares of sole voting power and 3,729,099 shares of sole dispositive power. The filing lists Vanguard Capital Management's Malvern, PA address and is signed on 04/30/2026 for holdings as of 03/31/2026.
Upexi, Inc. announced that Chief Strategy Officer Brian Rudick will attend the 13th Annual Scottsdale Capital Event, an investor-focused conference taking place at The Westin Kierland Resort & Spa in Scottsdale from April 10-12, 2026. Rudick will participate in investor meetings, offering a chance for one-on-one discussions with the company’s management team.
Upexi describes itself as a leading digital asset treasury company focused on acquiring and holding Solana (SOL) in a disciplined, accretive way. It uses intelligent capital issuance, staking, and discounted locked token purchases as value-accrual mechanisms and reports holding over two million SOL. The company also owns and operates consumer brands involved in developing, manufacturing, and distributing consumer products.
Upexi, Inc. plans active investor outreach in March 2026. Management will present at the Webull Digital Asset Treasury Crypto Webinar on March 12, where Chief Strategy Officer Brian Rudick will speak virtually, and hold investor meetings at the 38th Annual ROTH Conference from March 22–24 in Dana Point.
The company describes itself as a leading digital asset treasury business focused on Solana and a consumer brands owner. Upexi aims to acquire and hold as much Solana (SOL) as possible using intelligent capital issuance, staking, and discounted locked token purchases, and currently holds over two million SOL while emphasizing a risk-prudent operating approach.
Upexi, Inc. (UPXI) reported a large institutional holder updating its position in a Schedule 13G/A. Polar Asset Management Partners Inc., a Canadian investment adviser, disclosed beneficial ownership of 4,539,473 shares of Upexi common stock issuable upon exercise of warrants.
These warrant shares represent 6.7% of Upexi’s common stock as of the event date of 12/31/2025. Polar reports sole voting and dispositive power over all 4,539,473 underlying shares and certifies that the position is held in the ordinary course of business, without the purpose or effect of changing or influencing control of Upexi.