Upexi executive granted 400,000 restricted shares

Upexi, Inc. reported an equity compensation grant to Chief Strategy Officer Brian Benjamin Rudick.

Accepted by SEC EDGAR 07/20/2026 - 05:28 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Upexi, Inc. reported an equity compensation grant to Chief Strategy Officer Brian Benjamin Rudick. He acquired 400,000 shares of common stock as restricted stock under the 2019 Incentive Stock Plan, bringing his direct holdings to 1,238,597 shares. The award vests in four equal installments between October 1, 2026 and July 1, 2027, subject to continued service.

Insider Trade Summary

Grant/Award: 400,000 shares

Grant/Award 1 txn

Insider Rudick Brian Benjamin

Role Chief Strategy Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	400,000	$0.00	$0.00

Holdings After Transaction: Common Stock — 1,238,597 shares (Direct)

Holdings Before and After: Common Stock, 838,597 to 1,238,597 shares (Direct)

Footnotes (1)

1. F1. Represents restricted stock granted pursuant to the Issuer's 2019 Incentive Stock Plan, as amended, that vests in four equal installments on October 1, 2026, January 1, 2027, April 1, 2027 and July 1, 2027, subject to continued service.

Key Figures

Restricted shares granted: 400,000 shares Transaction price per share: $0.0000 Shares owned after grant: 1,238,597 shares +2 more

5 metrics

Restricted shares granted 400,000 shares Grant of restricted common stock to Chief Strategy Officer

Transaction price per share $0.0000 Reported price for the 400,000-share restricted stock grant

Shares owned after grant 1,238,597 shares Total direct Upexi common stock holdings following the transaction

First vesting date October 1, 2026 First of four equal vesting installments for restricted stock

Final vesting date July 1, 2027 Last of four equal vesting installments for restricted stock

Key Terms

restricted stock, 2019 Incentive Stock Plan, vests in four equal installments, continued service

4 terms

restricted stock financial

"Represents restricted stock granted pursuant to the Issuer's 2019 Incentive Stock Plan"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

2019 Incentive Stock Plan financial

"granted pursuant to the Issuer's 2019 Incentive Stock Plan, as amended"

vests in four equal installments financial

"that vests in four equal installments on October 1, 2026, January 1, 2027"

continued service financial

"July 1, 2027, subject to continued service"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did UPXI report for Brian Benjamin Rudick?

Upexi reported that Chief Strategy Officer Brian Benjamin Rudick received a grant of 400,000 restricted common shares. These shares are part of an equity compensation award and increase his direct ownership to 1,238,597 shares of Upexi common stock.

How many UPXI shares does Brian Benjamin Rudick hold after this Form 4 transaction?

After the reported award, Brian Benjamin Rudick directly holds 1,238,597 shares of Upexi common stock. This total includes the 400,000 restricted shares granted under the company’s 2019 Incentive Stock Plan, as disclosed in the filing.

What type of UPXI securities were granted to Brian Benjamin Rudick?

Brian Benjamin Rudick was granted restricted stock in the form of 400,000 shares of Upexi common stock. The grant was made pursuant to Upexi’s 2019 Incentive Stock Plan, as amended, and is structured as an equity compensation award.

What is the vesting schedule for Brian Benjamin Rudick’s 400,000 UPXI restricted shares?

The 400,000 restricted shares vest in four equal installments: October 1, 2026, January 1, 2027, April 1, 2027, and July 1, 2027. Vesting is subject to continued service with Upexi through each vesting date.

At what price were Brian Benjamin Rudick’s UPXI restricted shares reported on the Form 4?

The 400,000 restricted Upexi shares were reported with a transaction price of $0.0000 per share. This reflects their nature as an equity compensation grant rather than a market purchase of common stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rudick Brian Benjamin

(Last) (First) (Middle)

3030 N ROCKY POINT DRIVE

STE. 420

(Street)

TAMPA FLORIDA 33607

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
UPEXI, INC. [ UPXI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Strategy Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/03/2026		A		400,000(1)	A	$0	1,238,597	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents restricted stock granted pursuant to the Issuer's 2019 Incentive Stock Plan, as amended, that vests in four equal installments on October 1, 2026, January 1, 2027, April 1, 2027 and July 1, 2027, subject to continued service.

	/s/ Brian Rudick	07/20/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)