UPXI Files 8-K After Announcing CSO Brian Rudick’s ICR Conference Panel

Rhea-AI Filing Summary

On June 17, 2025, Upexi, Inc. (NASDAQ: UPXI) furnished a Form 8-K under Items 7.01 (Regulation FD) and 8.01 (Other Events). The filing discloses that Chief Strategy Officer Brian Rudick, CFA will join a panel at the ICR Conference Spotlight Series on Friday, June 20, 2025 at 11:00 a.m. ET. The related press release is included as Exhibit 99.1. No financial statements, earnings guidance or transactional details accompany the disclosure, and the Company specifies that the information is being “furnished” rather than “filed,” meaning it will not be incorporated into future Securities Act or Exchange Act filings by default.

The 8-K contains the customary securities listing information and signatures, but otherwise provides only conference-related details. As such, the filing is primarily intended to raise investor awareness of the upcoming presentation and does not modify the Company’s previously reported financial outlook or strategy.

Positive

• Enhanced investor visibility through CSO participation in the high-profile ICR Conference Spotlight Series.

Negative

• No new financial metrics or guidance were provided, limiting the filing’s material significance.

Insights

Financial Analyst

TL;DR Routine 8-K: discloses CSO speaking at ICR Conference; no new financial data or guidance—minimal market impact.

The filing is informational, positioning Upexi in front of the investor community via the ICR Spotlight panel. While conference appearances can improve visibility and sell-side coverage, the absence of revenue metrics, outlook revisions, or transactional news means the disclosure is unlikely to influence valuation models or consensus estimates. Investors may monitor the June 20 session for qualitative strategy commentary, but the 8-K itself does not alter risk-reward assumptions.

Corporate Communications Specialist

TL;DR Visibility play: management showcases strategy at major consumer-retail forum; disclosure purely promotional, not material.

The ICR Conference is one of the most attended small- and mid-cap investor events, so participation supports Upexi’s outreach goals following its Nasdaq uplisting. By filing an 8-K, the Company signals transparency and ensures Regulation FD compliance. However, because the release includes no KPIs or competitive updates, its relevance remains limited to brand awareness rather than substantive corporate developments.

0001775194false00017751942025-06-172025-06-17iso4217:USDxbrli:sharesiso4217:USDxbrli:shares

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

_________________

FORM 8-K

_________________

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  June 17, 2025

_______________________________

UPEXI, INC.

(Exact name of registrant as specified in its charter)

_______________________________

Nevada		001-40535		83-3378978
(State or Other Jurisdiction of Incorporation)		(Commission File Number)		(I.R.S. Employer Identification No.)

3030 N. Rocky Point Drive, Suite 420

Tampa, FL 33607

(Address of Principal Executive Offices) (Zip Code)

(701) 353-5425

(Registrant’s telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report)

_______________________________

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class		Trading Symbol(s)		Name of each exchange on which registered
Common Stock, par value $0.001		UPXI		NASDAQ

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 7.01 Regulation FD Disclosure

Item 8.01 Other Events.

On June 17, 2025, Upexi, Inc. (the “Company”) issued a press release. The Company announced that Brian Rudick, CFA, Chief Strategy Officer (CSO), will present on a panel at the ICR Conference Spotlight Series on Friday, June 20, 2025, at 11:00 a.m. ET. A copy of which is attached as Exhibit 99.1 to this Current Report on Form 8-K and incorporated by reference herein.

The information in Item 7.01 and Item 8.01, including Exhibit 99.1 attached hereto, is being furnished and shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), nor shall it be deemed incorporated by reference in any of the Company’s filings under the Securities Act, or the Exchange Act, whether made before or after the date hereof, except as shall be expressly set forth by specific reference to this Report in such filing.

Section 9 – Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits.

Exhibit No.		Exhibit Description
99.1		Press Release of Upexi, Inc., dated June 17, 2025
104		Cover Page Interactive Data File (embedded within the Inline XBRL Document)

2

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	UPEXI, INC.
Dated: June 19, 2025	/s/ Andrew J. Norstrud
	Name: Andrew J. Norstrud
	Title: Chief Financial Officer

3

FAQ

What did Upexi (UPXI) disclose in its June 17 2025 Form 8-K?

The company announced that CSO Brian Rudick will speak on a panel at the ICR Conference Spotlight Series on June 20 2025.

Does the 8-K include any financial results or updated guidance for Upexi?

No. The filing is limited to the conference announcement and contains no financial statements, KPIs, or outlook revisions.

When and where is the ICR Conference Spotlight Series panel featuring Upexi’s CSO?

The panel is scheduled for Friday, June 20 2025, at 11:00 a.m. ET during the ICR Conference Spotlight Series.

Is the information in Items 7.01 and 8.01 considered filed or furnished?

It is being furnished, meaning it is not deemed filed for purposes of Section 18 of the Exchange Act.

Where can investors find the related press release mentioned in the 8-K?

The press release is attached as Exhibit 99.1 to the Form 8-K dated June 17 2025.