Welcome to our dedicated page for Upexi SEC filings (Ticker: UPXI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Upexi, Inc. filings document the regulatory record of a public company operating a Solana-focused digital asset treasury alongside a consumer brands business. The disclosures address treasury strategy, consumer products operations, financial reporting, capital-structure matters, and material events reported on Form 8-K.
The company’s SEC materials include definitive proxy disclosures on director elections, corporate governance, board committees, executive compensation, beneficial ownership, and auditor ratification. Other filings cover earnings communications, investor-event disclosures, material agreements, share-related capital actions, and risk and governance subjects tied to Upexi’s digital asset and consumer products activities.
On 30 June 2025, Kathmere Capital Management, LLC, a Pennsylvania-based registered investment adviser, filed a Schedule 13G disclosing a new passive position in Upexi, Inc. (UPXI).
- Shares owned: 2,192,983 Class A shares (CUSIP 39959A205)
- Ownership percentage: 5.9% of the outstanding class
- Voting power: 0 shares (no sole or shared voting authority)
- Dispositive power: Sole dispositive power over the full 2.19 million shares
- Filing basis: Rule 13d-1(b) — ordinary-course, non-control investment by an SEC-registered investment adviser
The filing states the securities were acquired "in the ordinary course of business" and not for the purpose of influencing control. No group membership, subsidiaries, or other reporting persons are identified. This adds a new institutional holder of almost 6%, potentially improving UPXI’s liquidity and visibility, but conveys no activist intent.