Morgan Stanley Smith Barney (NYSE) lists proposed sale of restricted URI shares (Form 144)

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Form 144 notice reporting proposed sales of restricted common stock that vested under a registered plan. The filing lists multiple vesting dates and quantities, including 123 shares (01/29/2026) and 108 shares (01/29/2026), with additional lot sizes of 104, 87, 51, 42, and 33 tied to January and March 2026 vesting dates.

Insights

Securities Compliance Officer

Form 144 lists proposed dispositions of vested restricted stock lots by an intermediary under a registered plan.

Form 144 is a regulatory notice of proposed sales, not proof of completed trades. The line items show multiple small lots of restricted common stock vesting on 01/29/2026 and 03/04/2026/03/05/2026, each with explicit share counts.

Because this filing documents planned dispositions tied to vesting, subsequent transaction filings (e.g., Form 4) or broker reports would confirm completion and any impact on holdings.

Key Figures

Lot — 123 shares: 123 shares Lot — 108 shares: 108 shares Lot — 104 shares: 104 shares +4 more

7 metrics

Lot — 123 shares 123 shares vesting date 01/29/2026

Lot — 108 shares 108 shares vesting date 01/29/2026

Lot — 104 shares 104 shares vesting date 03/04/2026

Lot — 87 shares 87 shares vesting date 01/29/2026

Lot — 51 shares 51 shares vesting date 03/02/2026

Lot — 42 shares 42 shares vesting date 03/05/2026

Lot — 33 shares 33 shares vesting date 03/04/2026

Key Terms

Form 144, restricted stock vesting, registered plan

3 terms

Form 144 regulatory

"Form 144 notice reporting proposed sales of restricted common stock"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

restricted stock vesting financial

"Restricted stock vesting under a registered plan listed with vesting dates and lot sizes"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

registered plan regulatory

"Restricted stock vesting under a registered plan (listed as the security source)"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	548	535868.21	62646557	04/24/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/29/2026	Restricted stock vesting under a registered plan	Issuer			87	01/29/2026	Not Applicable
Common	03/04/2026	Restricted stock vesting under a registered plan	Issuer			104	03/04/2026	Not Applicable
Common	03/02/2026	Restricted stock vesting under a registered plan	Issuer			51	03/02/2026	Not Applicable
Common	01/29/2026	Restricted stock vesting under a registered plan	Issuer			108	01/29/2026	Not Applicable
Common	01/29/2026	Restricted stock vesting under a registered plan	Issuer			123	01/29/2026	Not Applicable
Common	03/04/2026	Restricted stock vesting under a registered plan	Issuer			33	03/04/2026	Not Applicable
Common	03/05/2026	Restricted stock vesting under a registered plan	Issuer			42	03/05/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Morgan Stanley Smith Barney LLC's Form 144 filing for URI list?

The filing lists proposed sales of vested restricted common stock. It shows multiple lots with vesting dates and specific share counts, including 123 and 108 shares on 01/29/2026 and other small lots in January and March 2026.

Does a Form 144 filing mean the shares have been sold?

No. Form 144 is a notice of proposed sale under SEC rules. It signals intent to sell vested shares; separate trade reports (such as Form 4) confirm whether and when the sales occurred.

What types of securities are listed in the 01/29/2026 and 03/04/2026 entries?

The entries show restricted common stock vesting under a registered plan. Each line ties a vesting date to a specific lot size (for example, 123 shares on 01/29/2026).

How large are the proposed dispositions in this Form 144?

The filing lists several small lots: 123, 108, 104, 87, 51, 42, and 33 shares associated with January and March 2026 vesting dates. No aggregate total is provided in the excerpt.

Will this Form 144 change URI's outstanding share count?

This filing alone does not change outstanding shares; it reports proposed sales of vested restricted shares. Any change to outstanding shares would result from completed transactions, which are reported separately.