Every Form 4 that U.S. Gold Corp. (USAU) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow USAU and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full USAU filings page.
U.S. Gold Corp. director Robert W. Schafer received a grant of 4,789 restricted stock units and options covering 8,324 common shares on September 28, 2026. The options have a $14.80 exercise price and expire September 28, 2031. Both awards vest on the first anniversary of the grant date, subject to his continuous service through that date. After the grants, Schafer directly held 127,411 common shares and 8,324 options.
U.S. Gold Corp. director Michael N. Waldkirch received 4,789 deferred stock units and options covering 8,324 common shares on September 28, 2026. The options have a $14.80 exercise price, expire September 28, 2031, and vest on the first anniversary, subject to continuous service. The deferred units become service-satisfied on the first anniversary, subject to continuous service; the service-satisfied portion vests when his board service ends. His direct common-stock holdings after the grant were 32,297 shares.
U.S. Gold Corp. Chief Financial Officer Eric Alexander received 8,122 restricted stock units and options covering 14,116 common shares on September 28, 2026. Both awards vest on the first anniversary of the grant date, subject to continuous service through that date. The options have a $14.80 exercise price and expire September 28, 2031; following the restricted-stock-unit grant, Alexander held 120,475 common shares directly.
U.S. Gold Corp. VP-Exploration Kevin A. Francis received 6,310 restricted stock units and options covering 10,967 common shares on September 28, 2026. Both awards vest on the first anniversary of the grant, subject to continuous service through that date. The options have a $14.80 exercise price and expire September 28, 2031. Francis’s reported common-stock holdings after the restricted stock unit grant were 56,867 shares.
U.S. GOLD CORP. director Johanna Fipke received 4,789 deferred stock units and options covering 8,324 shares on September 28, 2026. The deferred units become service-satisfied on the first anniversary of the grant, subject to continuous service through that date; units that become service-satisfied vest when her board service ends. The options vest on the first anniversary, subject to continuous service. Her reported common stock holdings following the unit grant were 33,009 shares.
U.S. Gold Corp. (USAU) CEO, President and director George M. Bee was granted 14,482 restricted stock units and options covering 25,172 shares on September 28, 2026. Both awards vest on the first anniversary of the grant date, subject to continuous service through that date. The options have a $14.80 exercise price and expire September 28, 2031. Bee’s direct common-stock holdings following the RSU grant were 474,060 shares.
U.S. Gold Corp. director Luke Anthony Norman acquired 19,589 stock options and 11,271 deferred stock units on September 28, 2026, as awards under the company’s 2020 Stock Incentive Plan. The options have a $14.80 exercise price, vest on the first anniversary of the grant date if he remains in continuous service, and expire September 28, 2031. The deferred stock units become service-satisfied on the first anniversary, subject to continuous service, and the portion that has become service-satisfied vests when his board service ends. After the grant, he reported 191,913 shares directly owned and 278,759 shares held indirectly through Luke Norman Consulting Limited, which he owns 100%.
FIPKE JOHANNA reported acquisition or exercise transactions in this Form 4 filing.
U.S. Gold Corp. director Johanna Fipke received an equity grant in the form of deferred stock units. On 2026-05-22, she was awarded 2,822 shares of Common Stock at a stated price of $0.00 per share as a compensation grant.
After this award, her direct holdings reported in this filing total 28,220 shares of Common Stock. The footnote explains these are deferred stock units granted under the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan, which become service-satisfied on the first anniversary of the grant date and then vest when she ceases service on the Board, assuming continuous service.
U.S. Gold Corp. VP-Exploration Francis Kevin A. reported an open-market purchase of common stock. He bought 100 shares at $15.30 per share on April 13, 2026. After this transaction, he directly holds 50,557 shares of U.S. Gold Corp. common stock.
U.S. GOLD CORP. director Johanna Fipke reported an open-market purchase of Common Stock. On April 10, 2026, she bought 700 shares at an average price of $14.9085 per share. Following this transaction, she directly holds 25,398 shares of U.S. GOLD CORP. common stock.
U.S. Gold Corp. director Norman Luke Anthony, through Luke Norman Consulting Limited, reported an open-market purchase of 10,000 shares of common stock on April 8, 2026. The weighted average purchase price was $14.63 per share, with individual trades ranging from $14.50 to $14.77. Following this transaction, his indirectly held position totals 278,759 shares of U.S. Gold Corp. common stock.
U.S. Gold Corp. director Johanna Fipke reported equity awards received on 01/21/2026 under the company’s Amended and Restated 2020 Stock Incentive Plan. She was granted 7,673 deferred stock units of common stock at a grant price of $0. These units become service-satisfied on the first anniversary of the grant date if she remains on the Board, and the service-satisfied portion will vest for delivery when her Board service ends.
She also received 13,699 stock options with an exercise price of $19.24 per share, which vest on the first anniversary of the grant date, again contingent on continuous service. Following these grants, she directly beneficially owns 24,698 shares of common stock and 13,699 stock options.
U.S. Gold Corp. director Luke Anthony Norman reported new equity awards granted on January 21, 2026. He received 9,591 deferred stock units of common stock at a grant price of $0, bringing his directly held common shares to 449,401 after the award.
He was also granted stock options covering 15,982 shares of common stock with an exercise price of $19.24 per share. The deferred stock units and options were granted under the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan and each vests on the first anniversary of the grant date, subject to his continuous service as a director, with the deferred units ultimately vesting when his Board service ends.
U.S. Gold Corp. director Michael N. Waldkirch received new equity awards on January 21, 2026. He was granted 7,673 deferred stock units of common stock at a price of $0, increasing his directly held common shares to 27,508 after the award. The deferred stock units become service-satisfied on the first anniversary of the grant date, as long as he continues serving, and the service-satisfied portion will vest when he leaves the Board.
He was also granted 13,699 stock options with an exercise price of $19.24 per share, all under the company’s Amended and Restated 2020 Stock Incentive Plan. These options vest on the first anniversary of the grant date, subject to his continuous service as a director, and he holds 13,699 options directly following this transaction.
U.S. Gold Corp. director Robert W. Schafer received new equity awards under the company’s Amended and Restated 2020 Stock Incentive Plan. On 01/21/2026, he was granted 7,673 restricted stock units of common stock at a grant price of $0, which vest on the first anniversary of the grant date, subject to his continuous service.
On the same date, he was also granted stock options covering 13,699 shares of common stock with an exercise price of $19.24 per share. These options also vest on the first anniversary of the grant date, contingent on continued service, and expire on 01/21/2031. Following the equity award, he directly beneficially owned 122,622 shares of common stock and 13,699 stock options.
U.S. Gold Corp. VP-Exploration Kevin A. Francis reported new equity awards. On 01/21/2026 he received 6,752 shares of common stock in the form of restricted stock units under the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan. These restricted stock units vest on the first anniversary of the grant date, subject to his continuous service.
On the same date he was also granted stock options for 9,132 shares of common stock with an exercise price of $19.24 per share, which vest on the first anniversary of the grant date under the same plan, also conditioned on continuous service. Following the stock grant, he directly beneficially owned 50,457 shares of common stock and 9,132 stock options.
U.S. Gold Corp. Chief Financial Officer receives equity awards. On January 21, 2026, CFO Eric Alexander was granted 8,645 shares of common stock as restricted stock units at $0 cost, increasing his directly held common stock to 112,353 shares. The restricted stock units were granted under the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan and will vest on the first anniversary of the grant date, conditioned on his continued service.
On the same date, he was also granted 11,416 stock options with an exercise price of $19.24 per share, also under the 2020 Stock Incentive Plan. These options become exercisable on the first anniversary of the grant date and are scheduled to expire on January 21, 2031, reflecting a long-term incentive structure tied to ongoing employment.
U.S. Gold Corp. CEO and President George M. Bee reported new equity awards in the form of stock and options. On 01/21/2026 he acquired 13,043 shares of common stock as restricted stock units granted under the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan, at a price of $0 per share. These restricted stock units vest on the first anniversary of the grant date, subject to his continuous service.
Bee also received stock options for 15,982 shares of common stock with an exercise price of $19.24 per share, which vest on the first anniversary of the grant date, subject to the same service condition, and expire on 01/21/2031. Following these transactions, he directly beneficially owned 459,578 shares of common stock and 15,982 stock options.