U.S. Gold Corp. (USAU) CFO receives new RSU and stock option grants

Rhea-AI Filing Summary

U.S. Gold Corp. Chief Financial Officer receives equity awards. On January 21, 2026, CFO Eric Alexander was granted 8,645 shares of common stock as restricted stock units at $0 cost, increasing his directly held common stock to 112,353 shares. The restricted stock units were granted under the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan and will vest on the first anniversary of the grant date, conditioned on his continued service.

On the same date, he was also granted 11,416 stock options with an exercise price of $19.24 per share, also under the 2020 Stock Incentive Plan. These options become exercisable on the first anniversary of the grant date and are scheduled to expire on January 21, 2031, reflecting a long-term incentive structure tied to ongoing employment.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Alexander Eric

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Grant/Award	Stock Options	11,416	$0.00	--
Grant/Award	Common Stock	8,645	$0.00	--

Holdings After Transaction: Stock Options — 11,416 shares (Direct); Common Stock — 112,353 shares (Direct)

Footnotes (1)

1. Represents restricted stock units granted to the reporting person pursuant to the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan. The restricted stock units vest on the first anniversary of the grant date, subject to the reporting person's continuous service through that date. Represents options granted to the reporting person pursuant to the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan. The options vest on the first anniversary of the grant date, subject to the reporting person's continuous service through that date.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 01/23/2026 - 04:19 PM Learn about SEC filing dates

FAQ

What equity awards did U.S. Gold Corp. (USAU) grant its CFO on January 21, 2026?

On January 21, 2026, U.S. Gold Corp. granted CFO Eric Alexander 8,645 restricted stock units of common stock at $0 cost and 11,416 stock options with an exercise price of $19.24 per share.

How many U.S. Gold Corp. (USAU) common shares does the CFO own after this Form 4 transaction?

Following the reported grant of restricted stock units, CFO Eric Alexander beneficially owns 112,353 shares of common stock directly.

When do the restricted stock units granted to the U.S. Gold Corp. (USAU) CFO vest?

The 8,645 restricted stock units vest on the first anniversary of the January 21, 2026 grant date, subject to the CFO’s continuous service through that date.

What are the terms of the stock options granted to the U.S. Gold Corp. (USAU) CFO?

The CFO received 11,416 stock options with an exercise price of $19.24 per share. The options vest on the first anniversary of the January 21, 2026 grant date and expire on January 21, 2031.

Under which plan were the U.S. Gold Corp. (USAU) CFO equity awards granted?

Both the restricted stock units and stock options were granted under the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan.

Is the U.S. Gold Corp. (USAU) CFO’s equity grant subject to any service conditions?

Yes. The filing states that both the restricted stock units and the stock options vest on the first anniversary of the grant date, subject to the reporting person’s continuous service through that date.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Alexander Eric

(Last) (First) (Middle)

C/O U.S. GOLD CORP

1910 E. IDAHO STREET, SUITE 102-BOX 60

(Street)

ELKO, NV 89801

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
U.S. GOLD CORP. [ USAU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
01/21/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/21/2026		A		8,645(1)	A	$0	112,353	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Options	$19.24	01/21/2026		A		11,416		(2)	01/21/2031	Common Stock	11,416	$0	11,416	D

Explanation of Responses:

1. Represents restricted stock units granted to the reporting person pursuant to the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan. The restricted stock units vest on the first anniversary of the grant date, subject to the reporting person's continuous service through that date.

2. Represents options granted to the reporting person pursuant to the U.S. Gold Corp. Amended and Restated 2020 Stock Incentive Plan. The options vest on the first anniversary of the grant date, subject to the reporting person's continuous service through that date.

	/s/ Eric Alexander	01/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.