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  4. [Form 4] USCB FINANCIAL HOLDINGS, INC. Insider Trading Activity

USCB insider files Form 4; 28,357 shares owned after trade

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

USCB Financial Holdings (USCB): Form 4 filed by officer Oscar Gomez. On 10/28/2025, Gomez reported a Code F transaction involving 1,218 shares of Class A voting common stock at $17.60. Following the transaction, he beneficially owned 28,357 shares.

He also holds options for 20,000 shares at $12.05 expiring 09/27/2031 and options for 8,000 shares at $7.50 expiring 07/01/2027. Beneficial ownership includes restricted stock per footnotes with scheduled vesting dates.

Positive

  • None.

Negative

  • None.
Insider GOMEZ OSCAR
Role Executive VP, Global Banking
Type Security Shares Price Value
Tax Withholding Class A Voting Common Stock 1,218 $17.60 $21K
holding Options to Purchase Class A Voting Stock -- -- --
holding Options to Purchase Class A Voting Stock -- -- --
Holdings After Transaction: Class A Voting Common Stock — 28,357 shares (Direct); Options to Purchase Class A Voting Stock — 20,000 shares (Direct)
Footnotes (1)
  1. Includes 1,914 shares of restricted stock of which 957 shares vest on each of January 22, 2026 and January 22, 2027, 1,813 shares of restricted stock of a grant of 5,439 shares which commenced vesting at a rate of one-third per year on March 8, 2024, 10,000 shares of restricted stock of a grant of 15,000 shares which commenced vesting at a rate of one-third per year on October 28, 2025, and 6,118 shares of restricted stock which vest at a rate of one-third per year commencing on January 21, 2026. The options vested at a rate of one-third per year commencing on September 27, 2022. The options vested at a rate of one-third per year commencing on July 1, 2018.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
GOMEZ OSCAR
(Last) (First) (Middle)
C/O USCB FINANCIAL HOLDINGS, INC.
2301 N.W. 87TH AVENUE
(Street)
DORAL FL 33172
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
USCB FINANCIAL HOLDINGS, INC. [ USCB ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Executive VP, Global Banking
3. Date of Earliest Transaction (Month/Day/Year)
10/28/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Voting Common Stock 10/28/2025 F 1,218 D $17.6 28,357(1) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Options to Purchase Class A Voting Stock $12.05 09/27/2022(2) 09/27/2031 Class A Voting Common Stock 20,000 20,000 D
Options to Purchase Class A Voting Stock $7.5 07/01/2018(3) 07/01/2027 Class A Voting Common Stock 8,000 8,000 D
Explanation of Responses:
1. Includes 1,914 shares of restricted stock of which 957 shares vest on each of January 22, 2026 and January 22, 2027, 1,813 shares of restricted stock of a grant of 5,439 shares which commenced vesting at a rate of one-third per year on March 8, 2024, 10,000 shares of restricted stock of a grant of 15,000 shares which commenced vesting at a rate of one-third per year on October 28, 2025, and 6,118 shares of restricted stock which vest at a rate of one-third per year commencing on January 21, 2026.
2. The options vested at a rate of one-third per year commencing on September 27, 2022.
3. The options vested at a rate of one-third per year commencing on July 1, 2018.
/s/ Robert Anderson by P.O.A. for Oscar Gomez 10/30/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did USCB's Oscar Gomez report on Form 4?

He reported a Code F transaction of 1,218 Class A voting common shares at $17.60 on 10/28/2025.

How many USCB shares does Oscar Gomez own after the reported transaction?

He beneficially owned 28,357 shares following the transaction.

What derivative securities does Oscar Gomez hold at USCB?

Options for 20,000 shares at $12.05 expiring 09/27/2031 and options for 8,000 shares at $7.50 expiring 07/01/2027.

What is Oscar Gomez’s role at USCB?

He is an Executive VP, Global Banking.

Does the beneficial ownership include restricted stock?

Yes. Footnotes state the total includes restricted stock with scheduled vesting dates.

What is the issuer and ticker in this Form 4?

The issuer is USCB Financial Holdings, Inc. with ticker USCB.