[144] United States Lime & Minerals SEC Filing

Rhea-AI Filing Summary

United States Lime & Minerals (USLM) filing a Form 144: The notice reports a proposed sale of 27,425 common shares, with an aggregate market value of $3,319,642.00, to be sold on or about 09/03/2025 on the NASDAQ through RBC Capital Markets LLC. The shares were acquired on 05/07/2024 through an option exercise from the issuer and payment was completed on the same date. The filer indicates there have been no securities sold in the past three months by the person for whose account the sale is proposed and certifies they are unaware of any undisclosed material adverse information about the issuer.

Insights

Securities Analyst

TL;DR: Insider plans to sell a modest block of shares acquired via option exercise; transaction appears routine and disclosed per Rule 144.

The filing notifies a planned sale of 27,425 common shares (aggregate value $3.32M) on NASDAQ through RBC Capital Markets. The shares were acquired by option exercise on 05/07/2024 from the issuer, with payment completed the same day. No prior sales in the last three months are reported. This is a standard Rule 144 disclosure showing compliance with resale conditions; the transaction size represents a small fraction of the 28.6M shares outstanding and does not, on its face, indicate a material change in ownership or control.

Corporate Governance Expert

TL;DR: The notice is a formal Rule 144 disclosure tied to exercised options and includes the required attestation about undisclosed material information.

The filer documents acquisition via option exercise and notifies an intended sale date, broker, and market value. The statement that there are no undisclosed material adverse facts and the absence of recent sales are important procedural disclosures for regulatory compliance. There is no detail of any trading plan or specific insider role provided in the filing, limiting assessment of motives; procedurally the filing meets Rule 144 content requirements.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	RBC CAPITAL MARKETS LLC 250 NICOLLET MALL, SUITE 1700 MINNEAPOLIS MN 55401	27425	3319642.00	28639539	09/03/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	05/07/2024	OPTION EXERCISE	ISSUER			27425	05/07/2024	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the USLM Form 144 disclose?

The filing discloses a proposed sale of 27,425 common shares with an aggregate market value of $3,319,642.00 to be sold on or about 09/03/2025 on NASDAQ through RBC Capital Markets.

How and when were the USLM shares acquired?

The shares were acquired on 05/07/2024 via an option exercise from the issuer, with payment completed the same day.

Did the filer sell any USLM securities in the past three months?

No. The filing explicitly states 'Nothing to Report' for securities sold during the past three months by the person for whose account the securities are to be sold.

Which broker and exchange are involved in the proposed sale?

RBC Capital Markets LLC will act as broker and the sale is planned on NASDAQ.

Does the Form 144 state any undisclosed material information about USLM?

No. By signing, the person represents they do not know any material adverse information about the issuer that has not been publicly disclosed.