USNA (NYSE) Form 144: Restricted stock sale notices including 1,775 shares

Rhea-AI Filing Summary

USNA submitted a Form 144 notice reporting proposed sales of specified restricted common stock. The filing lists multiple lots by grant/issue date and share count, with transactions routed through Morgan Stanley Smith Barney LLC and the principal market shown as NYSE.

Examples include 1,775 shares dated 02/08/2025 and 1,420 shares dated 02/06/2025. The filing provides lot-level detail rather than a single aggregate offering total.

Insights

Securities Compliance Specialist

Form 144 lists proposed resale of restricted common stock in several dated lots.

The notice records individual restricted stock lots (share counts and dates) and names Morgan Stanley Smith Barney LLC as the broker-dealer and NYSE as the market. The document functions as a regulatory notice of intent to sell under applicable resale rules.

Timing and aggregate proceeds are not given in the excerpt; subsequent filings or transaction confirmations would report completed sales or provide aggregate figures.

Key Figures

Broker-dealer: Morgan Stanley Smith Barney LLC Principal market: NYSE Restricted lot: 1,775 shares +5 more

8 metrics

Broker-dealer Morgan Stanley Smith Barney LLC listed on Form 144 cover lines

Principal market NYSE listed on Form 144 cover lines

Restricted lot 1,775 shares dated 02/08/2025

Restricted lot 1,420 shares dated 02/06/2025

Restricted lot 224 shares dated 02/07/2026

Restricted lot 1,030 shares dated 02/08/2025

Restricted lot 944 shares dated 02/07/2025

Form type Form 144 regulatory resale notice

Key Terms

Restricted Stock, Form 144, Broker-dealer, NYSE

4 terms

Restricted Stock financial

"Securities To Be Sold section listing Restricted Stock and dates"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Form 144 regulatory

"Header lines identifying the filing as Form 144"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Broker-dealer financial

"Morgan Stanley Smith Barney LLC listed under filer information"

A broker-dealer is a licensed firm or individual that both executes trades on behalf of clients (acting as a broker) and buys or sells securities for its own account (acting as a dealer). Investors care because broker-dealers provide the plumbing of markets — they place orders, hold or move cash and securities, offer research or advice, and their stability and fees directly affect trade execution, costs, and the safety of client funds; think of them as a combined travel agent and taxi for your investments.

NYSE market

"Exchange field showing NYSE as principal market"

A large, regulated marketplace where stocks and other securities are listed and traded, acting like a global auction house that matches buyers and sellers and helps determine share prices. It matters to investors because listing and trading there provide liquidity, price discovery, and regulatory oversight—making it easier to buy or sell holdings and giving companies a visible platform that can affect credibility and access to capital.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	6813	129106.35	18463011	05/28/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/08/2025	Restricted Stock	Issuer			1775	02/08/2025	Not Applicable
Common	02/07/2026	Restricted Stock	Issuer			224	02/07/2026	Not Applicable
Common	02/08/2025	Restricted Stock	Issuer			1030	02/08/2025	Not Applicable
Common	02/07/2025	Restricted Stock	Issuer			944	02/07/2025	Not Applicable
Common	02/06/2026	Restricted Stock	Issuer			1420	02/06/2026	Not Applicable
Common	02/06/2025	Restricted Stock	Issuer			1420	02/06/2025	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does USNA's Form 144 report?

It reports proposed sales of restricted common stock in specific lots by date and share count. The notice lists multiple restricted stock lots with dates and share amounts, routed through Morgan Stanley Smith Barney LLC to be sold on NYSE.

Which broker and market are named in the USNA filing?

The filing names Morgan Stanley Smith Barney LLC as the broker-dealer and the NYSE as the principal market. These entries appear on the Form 144 cover lines and the securities-to-be-sold section.

How many shares are included in the listed lots for USNA?

The excerpt lists several lots, including 1,775 shares (02/08/2025) and 1,420 shares (02/06/2025). Other listed lots show 224, 1,030, 944, and 1,420 shares by their respective dates.

Does this Form 144 show completed sales for USNA?

No. The Form 144 excerpt records proposed sales of restricted shares by lot and date. It does not provide confirmations of completed transactions or aggregate proceeds in the provided text.

Are aggregate proceeds or a total number of shares offered included?

The provided excerpt does not state an aggregate offering total or proceeds. It lists per-lot restricted share counts and dates without summarizing a single aggregate amount.