USNA (NYSE) broker files Form 144 listing planned restricted-stock dispositions

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Form 144 notice reporting proposed sales of restricted common stock of USNA. The form lists multiple planned dispositions by the issuer category on 02/06/2026, 02/07/2026, 02/08/2026, and 02/27/2026 with reported share amounts of 965, 619, 1,338, and 2,438, respectively.

Insights

Equity Capital Markets Analyst

Form 144 lists proposed issuer-led dispositions of restricted common stock across four dates.

The filing names Morgan Stanley Smith Barney LLC as the broker and categorizes the securities as Restricted Stock with discrete share counts on 02/06/2026, 02/07/2026, 02/08/2026, and 02/27/2026.

These entries are notices of intent to sell; actual timing and execution depend on subsequent transactions and any applicable resale conditions in the underlying equity plan.

Key Figures

Form type: Form 144 Planned sale on 02/06/2026: 965 shares Planned sale on 02/07/2026: 619 shares +3 more

6 metrics

Form type Form 144 Notice of proposed resale

Planned sale on 02/06/2026 965 shares Restricted Stock, Issuer

Planned sale on 02/07/2026 619 shares Restricted Stock, Issuer

Planned sale on 02/08/2026 1,338 shares Restricted Stock, Issuer

Planned sale on 02/27/2026 2,438 shares Restricted Stock, Issuer

Broker Morgan Stanley Smith Barney LLC Filer information

Key Terms

Restricted Stock, Form 144, Issuer

3 terms

Restricted Stock financial

"Entries labeled "Restricted Stock" with specific dates and share counts"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Form 144 regulatory

"Header and filer information indicating a resale notice to the SEC"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Issuer financial

"Securities listed as 'Issuer' under holder category for each planned disposition"

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Accepted by SEC EDGAR 05/27/2026 - 04:59 PM Learn about SEC filing dates

FAQ

What does USNA's Form 144 filed by Morgan Stanley Smith Barney LLC mean?

It notifies the SEC of an intended resale of restricted common stock. The filing lists specific planned dispositions on 02/06/2026, 02/07/2026, 02/08/2026, and 02/27/2026 with declared share counts for each date.

How many shares are listed for proposed sale in the USNA Form 144?

The notice lists four separate proposed disposals: 965, 619, 1,338, and 2,438 shares on the respective dates. The filing presents these as individual planned amounts, not an aggregated total.

Who is the broker or executing party named on the USNA Form 144?

The filing names Morgan Stanley Smith Barney LLC at 1 New York Plaza as the broker-dealer associated with the proposed sales. The broker is listed in the filer information on the form.

Are the listed securities in the Form 144 described as restricted or unrestricted?

The entries are described as Restricted Stock for each reported date (02/06/2026, 02/07/2026, 02/08/2026, 02/27/2026), indicating the securities were subject to resale restrictions at the time of the notice.

Does Form 144 confirm the shares were sold or only intended for sale?

Form 144 is a notice of intended resale and does not itself confirm execution. The filing lists proposed dispositions; actual sales would be reported separately when executed under applicable rules.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	5360	100513.40	18463011	05/27/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/06/2026	Restricted Stock	Issuer			965	02/06/2026	Not Applicable
Common	02/07/2026	Restricted Stock	Issuer			619	02/07/2026	Not Applicable
Common	02/08/2026	Restricted Stock	Issuer			1338	02/08/2026	Not Applicable
Common	02/27/2026	Restricted Stock	Issuer			2438	02/27/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)