Welcome to our dedicated page for UNIVERSAL TECHNICAL INSTITUTE SEC filings (Ticker: UTI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UNIVERSAL TECHNICAL INSTITUTE's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UNIVERSAL TECHNICAL INSTITUTE's regulatory disclosures and financial reporting.
Slubowski Michael A. reported acquisition or exercise transactions in this Form 4 filing.
Universal Technical Institute director Michael A. Slubowski received an equity award of 3,565 shares of common stock as non-employee director compensation. The shares were granted at a stated price of $0.0000 per share and increased his directly held stake to 20,675 shares.
The award was issued under the Universal Technical Institute, Inc. Amended and Restated 2021 Equity Incentive Plan and was approved by UTI’s Board of Directors on March 5, 2026, reflecting routine stock-based compensation for board service rather than an open-market purchase.
Brochick George W. reported acquisition or exercise transactions in this Form 4 filing.
UNIVERSAL TECHNICAL INSTITUTE INC director George W. Brochick received a stock grant as non-employee director compensation. He was awarded 3,565 shares of common stock on March 5, 2026 under the company’s Amended and Restated 2021 Equity Incentive Plan, at no cash cost.
Following this award, Brochick directly holds 4,279 common shares, and indirectly holds 32,516 common shares through the Brochick Family Trust. The grant was approved by UTI’s Board of Directors on March 5, 2026 as part of routine equity compensation for board service.
Universal Technical Institute executive Todd A. Hitchcock sold shares of company stock. As EVP and COO, he completed an open-market sale of 16,500 shares of Universal Technical Institute common stock at a price of $37.33 per share. After this sale, he continued to hold 104,084 shares directly.
Universal Technical Institute EVP’s spouse sold 50,000 UTI shares in an open-market transaction. The indirect sale, reported by Executive Vice President and Chief Academic Officer Sherrell Smith, involved common stock at a weighted average price of $33.8377 per share, with individual trades ranging from $33.50 to $34.19.
After this transaction, 41,219 shares of common stock were indirectly held through the spouse, and Smith directly held 129,375 shares of common stock. The filing notes that detailed trade-by-trade pricing within the disclosed range is available upon request.
SRERE LINDA J reported acquisition or exercise transactions in this Form 4 filing.
Universal Technical Institute director Linda J. Srere reported receiving an equity award of 3,565 shares of common stock on March 5, 2026. The shares were issued as non-employee director compensation under the company’s Amended and Restated 2021 Equity Incentive Plan, as approved by the Board of Directors. Following this grant, Srere directly holds a total of 142,564 UTI common shares.
Sanchez Loretta Lydia reported acquisition or exercise transactions in this Form 4 filing.
UNIVERSAL TECHNICAL INSTITUTE INC director Loretta Lydia Sanchez received an equity award of 3,565 shares of common stock as non-employee director compensation. The shares were issued under the Universal Technical Institute, Inc. Amended and Restated 2021 Equity Incentive Plan and approved by the Board of Directors on March 5, 2026.
Following this grant, Sanchez directly holds a total of 21,590 shares of the company’s common stock.
LENNOX WILLIAM J JR reported acquisition or exercise transactions in this Form 4 filing.
Universal Technical Institute director William J. Lennox Jr. received an equity award of 3,565 shares of common stock on March 5, 2026. The shares were issued as non-employee director compensation under the company’s Amended and Restated 2021 Equity Incentive Plan.
The grant was approved by UTI’s Board of Directors on March 5, 2026 and carried a reported price per share of $0.00, reflecting a compensation award rather than an open-market purchase. Following this award, Lennox directly held 123,168 shares of Universal Technical Institute common stock.
DEVINCENZI ROBERT THOMAS reported acquisition or exercise transactions in this Form 4 filing.
UNIVERSAL TECHNICAL INSTITUTE INC director Robert Thomas Devincenzi received an equity award of 3,565 shares of common stock as non-employee director compensation. The shares were issued under the company’s Amended and Restated 2021 Equity Incentive Plan and approved by the Board of Directors on March 5, 2026. Following this grant, he directly holds 140,330 common shares.
TRAMMELL KENNETH R reported acquisition or exercise transactions in this Form 4 filing.
Universal Technical Institute director Kenneth R. Trammell reported an equity award of 3,565 shares of common stock on March 5, 2026. The shares were issued as non-employee director compensation under the company’s Amended and Restated 2021 Equity Incentive Plan, as approved by the Board on that date. Following this grant, Trammell directly holds 136,083 common shares.
Universal Technical Institute executive Sherrell Smith reported multiple stock transactions involving common shares. On March 2, 2026, Smith executed open-market sales totaling 52,671 shares at weighted average prices of $36.9941 for 30,000 directly held shares and $37.1046 for 22,671 shares held indirectly through a spouse. Following these sales, Smith directly owned 129,375 shares, and the spouse’s indirect holdings were 37,474 shares.
The filing also details earlier activity in December 2025, when shares held through the spouse were both acquired via stock awards and withheld to cover tax obligations related to performance-based and time-based restricted stock units.