Welcome to our dedicated page for Universal Technical Institute SEC filings (Ticker: UTI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Universal Technical Institute, Inc. filings document public-company reporting for a NYSE-listed workforce education provider with common stock traded under UTI. Recent Form 8-K reports furnish quarterly and annual results, Regulation FD investor presentations, financial supplements and campus-location announcements tied to the company's UTI and Concorde Career Colleges divisions.
Proxy and governance filings describe annual meeting matters, director elections, stockholder voting results and the company's amended Code of Conduct. The filing record also identifies the registered common stock, exchange listing, exhibit materials and governance disclosures used to report material events and corporate compliance matters.
TRAMMELL KENNETH R reported acquisition or exercise transactions in this Form 4 filing.
Universal Technical Institute director Kenneth R. Trammell reported an equity award of 3,565 shares of common stock on March 5, 2026. The shares were issued as non-employee director compensation under the company’s Amended and Restated 2021 Equity Incentive Plan, as approved by the Board on that date. Following this grant, Trammell directly holds 136,083 common shares.
Universal Technical Institute executive Sherrell Smith reported multiple stock transactions involving common shares. On March 2, 2026, Smith executed open-market sales totaling 52,671 shares at weighted average prices of $36.9941 for 30,000 directly held shares and $37.1046 for 22,671 shares held indirectly through a spouse. Following these sales, Smith directly owned 129,375 shares, and the spouse’s indirect holdings were 37,474 shares.
The filing also details earlier activity in December 2025, when shares held through the spouse were both acquired via stock awards and withheld to cover tax obligations related to performance-based and time-based restricted stock units.
UTI submitted a Form 144 notice for the proposed sale of Common Stock, listing 10,000 shares and an aggregate amount of $375,000.00, dated 03/04/2026 on the NYSE.
The filing also lists stock awards dated 03/14/2022 for 5,246 shares and 02/22/2023 for 9,895 shares as securities to be sold.
Fidelity Brokerage Services LLC submitted a Form 144 notice relating to up to 16,500 shares of Common Stock. The filing lists two restricted stock vesting entries recorded as compensation: 12/08/2024 for 7,325 shares and 12/13/2024 for 9,175. The cover line shows an aggregate dollar figure of $615,945.00 and a filing date of 03/04/2026.
UNIVERSAL TECHNICAL INSTITUTE INC director and Chief Executive Officer Jerome Alan Grant reported an open-market sale of common stock. He sold 60,040 shares of common stock at a weighted average price of $34.9516 per share on February 27, 2026.
According to the disclosure, these shares were sold for the reporting person’s personal tax planning purposes. After the transaction, Grant directly owned 430,215 shares of UNIVERSAL TECHNICAL INSTITUTE INC common stock. The sale was executed through multiple trades at prices ranging from $34.41 to $35.115 per share.
UTI submitted a Form 144 notice reporting the proposed sale of 30,000 shares of common stock through Fidelity Brokerage Services LLC, with the form dated 03/02/2026. The filing lists restricted stock vesting events totaling 28,203 shares on 12/08/2025 and 1,797 shares on 12/15/2025.
The filing identifies an aggregate value of $1,109,822.21 associated with the 30,000 shares and shows an NYSE listing. The notice documents the planned disposition method and vesting origins rather than an open‑market execution detail.
UTI submitted a Form 144 notice describing proposed sales of Common Stock tied to multiple restricted stock vesting lots. The filing lists vesting dates and quantities such as 1,625 shares (09/05/2015), 2,772 shares (01/07/2022), and 3,356 shares (12/08/2022).
The filing names Fidelity Brokerage Services LLC as the broker-dealer and includes an entry dated 03/02/2026 with an NYSE designation.
Universal Technical Institute, Inc. senior vice president and chief HR officer Carolyn Ann Frank reported an open-market sale of company stock. On 02/13/2026, she sold 1,750 shares of common stock at a price of $30.077 per share. After this transaction, she directly owned 30,272 shares of Universal Technical Institute common stock.
A holder of Universal Technical Institute (UTI) common stock has filed a Rule 144 notice to sell 1,750 shares through Fidelity Brokerage Services LLC on the NYSE, with an aggregate market value of $52,634.23 and an approximate sale date of February 13, 2026.
The shares being sold were acquired on January 16, 2025 through restricted stock vesting from the issuer as compensation. The notice lists 55,020,506 issuer shares outstanding, which serves as a baseline figure for the company’s equity.